Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Professional Planning Group
CRD: 108868
 - 0 2 - Unknown
Professional Planning Services
CRD: 152702
 - 0 0 - Unknown
Professional Real Estate Securities Company, Inc.
CRD: 13159
 - 0 0 A INACTIVE
Professional Retirement Strategies LLC
CRD: 287808
 - 0 1 - Unknown
Professional Securities Corporation of ST Petersbu…
CRD: 7615
 - 0 0 A INACTIVE
Professional Security Investors, Inc.
CRD: 16529
 - 0 0 A INACTIVE
Professional TRADING.COM, LLC
CRD: 100500
 - 0 0 A INACTIVE
Proffitt & Goodson Inc.
CRD: 105278
 - 0 3 - Unknown
Profial Wealth Counsel LLC
CRD: 305154
 - 0 0 - Unknown
Proficio Capital Partners LLC
CRD: 269931
 - 0 1 - Unknown
Profinance Associates, Inc.
CRD: 26421
 - 0 0 A INACTIVE
Profinancial, Inc.
CRD: 15345
 NY 1 1 B Active
Profiscal Wealth LLC
CRD: 339719
 - 0 1 - Unknown
Profit Funds Inc.
CRD: 3089
 - 0 0 A INACTIVE
Profit Investments
CRD: 110294
 - 0 1 - Unknown
Profit Strategies, Inc.
CRD: 112976
 - 0 2 - Unknown
Profitable Financial Strategies
CRD: 141961
 - 0 1 - Unknown
Profits Plus Capital Management, LLC
CRD: 118294
 - 0 1 - Unknown
Proflex Finance
CRD: 334262
 - 0 1 - Unknown
Profocus Incorporated
CRD: 113954
 - 0 2 - Unknown
Profolio Investments, Inc.
CRD: 173241
 - 0 2 - Unknown
Profor Advisors
CRD: 136084
 NY 0 2 A Active
Proforza Advisors LLC
CRD: 162584
 - 0 1 - Unknown
Profounder Partners 1, L.P.
CRD: 277049
 - 0 0 - Unknown
Profounders Capital Partners Limited
CRD: 209514
 - 0 0 - Unknown
Profund Advisors LLC
CRD: 109585
 - 0 1 - Unknown
Profunds Distributors, Inc.
CRD: 19541
 MD 1 4 B Active
Profusion Private Wealth
CRD: 167003
 - 0 1 - Unknown
Profutures Financial Group, Inc.
CRD: 24328
 - 1 0 B INACTIVE
Progeny Capital LLC
CRD: 323674
 - 0 0 - Unknown
Progeny Wealth Management LLC
CRD: 317458
 - 0 1 - Unknown
Program Trading Corp.
CRD: 36740
 - 3 0 C INACTIVE
Programmed Equities Corporation
CRD: 21778
 - 0 0 A INACTIVE
Progress Alliance Investment Services
CRD: 122687
 - 0 2 - Unknown
Progress Asia Capital& Advisors PTE Ltd
CRD: 337792
 - 0 0 - Unknown
Progress Planning Investors, Inc.
CRD: 10295
 - 0 0 A INACTIVE
Progress Ventures Management Co., LLC
CRD: 309254
 - 0 0 - Unknown
Progress Ventures Management Company II, LLC
CRD: 168257
 - 0 0 - Unknown
Progress Wealth Advisors
CRD: 289232
 - 0 0 - Unknown
Progress Wealth Management
CRD: 315196
 - 0 0 - Unknown
Progression Fund I GP, LLC
CRD: 310428
 - 0 0 - Unknown
Progression Fund II GP, LLC
CRD: 320729
 - 0 0 - Unknown
Progression Partners LLC
CRD: 338449
 - 0 1 - Unknown
Progressive Capital Managers
CRD: 142985
 - 0 0 - Unknown
Progressive Capital Securities Corporation
CRD: 14946
 - 0 0 A INACTIVE
Progressive Equities Management, LLC
CRD: 41205
 - 0 0 A INACTIVE
Progressive Financial Planning Services Inc.
CRD: 118728
 - 0 2 - Unknown
Progressive Financial Resources, Inc.
CRD: 47740
 - 0 0 A INACTIVE
Progressive Investment Management Corporation
CRD: 107777
 - 0 2 - Unknown
Progressive Planning Inc.
CRD: 13846
 - 0 0 A INACTIVE
Page 1151 of 1601 (80,028 total)
← Prev Next →