Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Progressive Securities, Inc. CRD: 13377 | - | 0 | 0 | A | INACTIVE |
| Progressive Ventures Management, LLC CRD: 333074 | - | 0 | 1 | - | Unknown |
| Progressive Wealth Management CRD: 162121 | - | 0 | 0 | - | Unknown |
| Proioxis Ventures Fund LLC CRD: 328218 | - | 0 | 0 | - | Unknown |
| Project 11 Management Company, LLC CRD: 172527 | - | 0 | 0 | - | Unknown |
| Project a CRD: 319556 | - | 0 | 0 | - | Unknown |
| Project Level Management Company, LLC CRD: 335704 | - | 0 | 1 | - | Unknown |
| Project M Fund Management LLC CRD: 311495 | - | 0 | 1 | - | Unknown |
| Prokop, Terence Allen CRD: 121429 | - | 0 | 0 | A | INACTIVE |
| Prokopowicz, Richard Joseph CRD: 142884 | - | 0 | 0 | A | INACTIVE |
| Prolific Solutions CRD: 322770 | - | 0 | 2 | - | Unknown |
| Proline Investment Management, PLLC CRD: 297875 | - | 0 | 0 | - | Unknown |
| Prolog Ventures HL II, LLC CRD: 170338 | - | 0 | 1 | - | Unknown |
| Prolog Ventures HL, LLC CRD: 162905 | - | 0 | 0 | - | Unknown |
| Prolog Ventures II, LLC CRD: 162917 | - | 0 | 0 | - | Unknown |
| Prolog Ventures LCF, LLC CRD: 293606 | - | 0 | 0 | - | Unknown |
| Prolog Ventures, LLC CRD: 162904 | - | 0 | 0 | - | Unknown |
| Prologis Private Capital, LLC CRD: 109190 | - | 0 | 0 | - | Unknown |
| Prologue Capital Management, L.P. CRD: 161223 | - | 0 | 0 | - | Unknown |
| Promanage, LLC CRD: 133357 | - | 0 | 1 | - | Unknown |
| Promarket Securities, Inc. CRD: 14014 | - | 0 | 0 | A | INACTIVE |
| Promenade Advisors LLC CRD: 281155 | - | 0 | 0 | - | Unknown |
| Promenade Wealth CRD: 306891 | - | 0 | 1 | - | Unknown |
| Promesa Capital LLC CRD: 330502 | - | 0 | 1 | - | Unknown |
| Promethean Capital Group LLC CRD: 44813 | - | 0 | 0 | A | INACTIVE |
| Promethean Investments CRD: 301383 | - | 0 | 0 | - | Unknown |
| Prometheum ATS CRD: 311636 | NY | 0 | 2 | A | Active |
| Prometheum Ember Capital CRD: 312784 | NY | 0 | 3 | A | Active |
| Prometheus Access Administrator, LLC CRD: 321986 | - | 0 | 0 | - | Unknown |
| Prometheus Capital Management Corp. CRD: 121982 | - | 0 | 2 | - | Unknown |
| Prometheus Capital, Inc. CRD: 15937 | - | 0 | 0 | A | INACTIVE |
| Prometheus Financial Corp. CRD: 29601 | - | 0 | 0 | A | INACTIVE |
| Prometheus Financial, LLC CRD: 313712 | FL | 0 | 2 | A | Active |
| Promethium CRD: 329565 | - | 0 | 1 | - | Unknown |
| Promethos Capital, LLC CRD: 300915 | - | 0 | 1 | - | Unknown |
| Prominence Capital CRD: 165595 | - | 0 | 1 | - | Unknown |
| Prominent Financial Planning LLC CRD: 165836 | - | 0 | 1 | - | Unknown |
| Promontory Capital Corporation CRD: 26152 | - | 0 | 0 | A | INACTIVE |
| Promontory Financial Planning, LLC CRD: 153666 | - | 0 | 9 | - | Unknown |
| Promontory Interfinancial Network, LLC CRD: 131353 | - | 0 | 0 | A | INACTIVE |
| Promus Advisors CRD: 157484 | - | 0 | 1 | - | Unknown |
| Promus Asset Management, LLC CRD: 165478 | - | 0 | 1 | - | Unknown |
| Promus Capital, LLC CRD: 147597 | - | 0 | 0 | - | Unknown |
| Promus Equity Partners, LLC CRD: 162525 | - | 0 | 0 | - | Unknown |
| Promus Holdings CRD: 162524 | - | 0 | 1 | - | Unknown |
| Pronet Financial Partners LLC CRD: 154601 | - | 0 | 0 | A | INACTIVE |
| Pronghorn Analytics CRD: 309842 | - | 0 | 0 | - | Unknown |
| Proof CRD: 285482 | - | 0 | 1 | - | Unknown |
| Proof Services LLC CRD: 306369 | NY | 0 | 2 | A | Active |
| Propartners Wealth CRD: 309875 | - | 0 | 2 | - | Unknown |