Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Propath Financial CRD: 305914 | - | 0 | 2 | - | Unknown |
| Propel Advisory Group, Inc. CRD: 164996 | FL | 0 | 2 | A | Active |
| Propel BIO Management, LLC CRD: 322858 | - | 0 | 1 | - | Unknown |
| Propel Equity LLC CRD: 331311 | - | 0 | 1 | - | Unknown |
| Propel Private Wealth LLC CRD: 340734 | - | 0 | 1 | - | Unknown |
| Propel Venture Partners Management Co. CRD: 283261 | - | 0 | 1 | - | Unknown |
| Propel(X) Advisors LLC CRD: 285025 | - | 0 | 0 | - | Unknown |
| Propellr Securities LLC CRD: 171800 | - | 0 | 0 | A | INACTIVE |
| Proper Cygni, LLC CRD: 309380 | - | 0 | 1 | - | Unknown |
| Proper Financial, LLC CRD: 329499 | - | 0 | 1 | - | Unknown |
| Proper Money Management LLC CRD: 329724 | - | 0 | 3 | - | Unknown |
| Proper Wealth CRD: 336499 | - | 0 | 1 | - | Unknown |
| Proper Wealth Management, LLC CRD: 174700 | - | 0 | 0 | - | Unknown |
| Property Capital Securities, Inc. CRD: 42190 | - | 0 | 0 | A | INACTIVE |
| Property Company of America Securities Corp. CRD: 16027 | - | 0 | 0 | A | INACTIVE |
| Property Investment Advisors, Inc. CRD: 157216 | - | 0 | 0 | - | Unknown |
| Property Investment Concepts, Inc. CRD: 8537 | - | 0 | 0 | A | INACTIVE |
| Property Securities, Inc. CRD: 16111 | - | 0 | 0 | A | INACTIVE |
| Prophet Equity Management II LLC CRD: 170614 | - | 0 | 1 | - | Unknown |
| Prophet Equity Management LLC CRD: 163214 | - | 0 | 1 | - | Unknown |
| Prophet Wealth Management CRD: 113481 | - | 0 | 2 | - | Unknown |
| Proplans CRD: 137329 | - | 0 | 0 | - | Unknown |
| Propp & Company, Inc. CRD: 3094 | - | 0 | 0 | A | INACTIVE |
| Proprietary Capital, LLC CRD: 125139 | - | 0 | 1 | - | Unknown |
| Proprium Capital Partners, L.P. CRD: 165441 | - | 0 | 1 | - | Unknown |
| Proptech Fund II LLC CRD: 343263 | - | 0 | 1 | - | Unknown |
| Propus Capital LLC CRD: 163535 | - | 0 | 1 | - | Unknown |
| Proquest Financial LLC CRD: 287881 | - | 0 | 0 | - | Unknown |
| Proquest Investments CRD: 158199 | - | 0 | 0 | - | Unknown |
| Proquility Private Wealth Partners, LLC CRD: 307866 | - | 0 | 0 | - | Unknown |
| Proquity Associates, Inc. CRD: 19656 | - | 0 | 0 | A | INACTIVE |
| Proseed Ventures LLC CRD: 317482 | - | 0 | 0 | - | Unknown |
| Prosek Thomas Michael CRD: 33648 | - | 0 | 0 | A | INACTIVE |
| Proshare Advisors LLC CRD: 134155 | - | 0 | 10 | - | Unknown |
| Prosight Capital CRD: 148791 | - | 0 | 1 | - | Unknown |
| Prosophia Advisors, LLC CRD: 328819 | - | 0 | 1 | - | Unknown |
| Prospect Advisors, LLC CRD: 155337 | - | 0 | 2 | - | Unknown |
| Prospect Capital Advisors, LLC CRD: 119531 | - | 0 | 2 | - | Unknown |
| Prospect Capital Management L.P. CRD: 131018 | - | 0 | 1 | - | Unknown |
| Prospect Credit Reit Advisor, LLC CRD: 331345 | - | 0 | 1 | - | Unknown |
| Prospect Enhanced Yield Management, LLC CRD: 335748 | - | 0 | 1 | - | Unknown |
| Prospect Financial Group LLC CRD: 133953 | - | 0 | 2 | - | Unknown |
| Prospect Green Capital CRD: 298916 | - | 0 | 0 | - | Unknown |
| Prospect Hill Growth Partners, L.P. CRD: 171462 | - | 0 | 1 | - | Unknown |
| Prospect Hill Management, LLC CRD: 134080 | - | 0 | 2 | - | Unknown |
| Prospect Management Co. II, LLC CRD: 160582 | - | 0 | 1 | - | Unknown |
| Prospect Partners Advisors LLC CRD: 317720 | - | 0 | 1 | - | Unknown |
| Prospect Partners, L.L.C. CRD: 157526 | - | 0 | 0 | - | Unknown |
| Prospect Point Capital Management, Inc. CRD: 307636 | - | 0 | 0 | - | Unknown |
| Prospect Ridge CRD: 299594 | - | 0 | 1 | - | Unknown |