Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Proven Partners Investment Advisors LLC CRD: 170633 | - | 0 | 0 | - | Unknown |
| Proven Ventures Burlington Capital GP, LLC CRD: 317896 | - | 0 | 0 | - | Unknown |
| Provenance Capital Group CRD: 310548 | - | 0 | 0 | - | Unknown |
| Provenance Management Co., LP CRD: 307347 | - | 0 | 1 | - | Unknown |
| Provenance Manager, LLC CRD: 296976 | - | 0 | 0 | - | Unknown |
| Provenance Venture Partners, LLC CRD: 166800 | - | 0 | 0 | - | Unknown |
| Provenance Wealth Advisors CRD: 126529 | - | 0 | 6 | - | Unknown |
| Provence Wealth Management Group CRD: 279037 | - | 0 | 0 | - | Unknown |
| Provenio Capital CRD: 284541 | - | 0 | 0 | - | Unknown |
| Provenio Capital CRD: 333009 | - | 0 | 2 | - | Unknown |
| Provenire Capital LLC CRD: 170390 | - | 0 | 1 | - | Unknown |
| Proventus AG CRD: 167142 | - | 0 | 0 | - | Unknown |
| Proverbs Financial CRD: 168963 | - | 0 | 0 | - | Unknown |
| Provest, Inc. CRD: 15778 | - | 0 | 0 | A | INACTIVE |
| Providence Capital CRD: 328732 | - | 0 | 5 | - | Unknown |
| Providence Capital, Inc. CRD: 27928 | - | 4 | 0 | C | INACTIVE |
| Providence Equity Capital Markets L.L.C. CRD: 155669 | - | 0 | 0 | - | Unknown |
| Providence Equity Partners L.L.C. CRD: 155678 | - | 0 | 1 | - | Unknown |
| Providence Financial CRD: 165247 | - | 0 | 0 | - | Unknown |
| Providence Financial and Insurances, Inc. CRD: 141988 | - | 0 | 1 | - | Unknown |
| Providence Heights Capital Management, LLC CRD: 309059 | - | 0 | 1 | - | Unknown |
| Providence Legacy Advisors LLC CRD: 336846 | - | 0 | 1 | - | Unknown |
| Providence Securities, Inc. CRD: 14119 | - | 0 | 0 | A | INACTIVE |
| Providence Squared LLC CRD: 327066 | - | 0 | 1 | - | Unknown |
| Providence Trust Inc CRD: 333507 | - | 0 | 1 | - | Unknown |
| Providence Wealth Management CRD: 307292 | - | 0 | 0 | - | Unknown |
| Providence Wealth Partners LLC CRD: 289527 | - | 0 | 0 | - | Unknown |
| Provident Advisors LLC CRD: 137153 | - | 0 | 0 | - | Unknown |
| Provident Advisors LLC CRD: 316657 | - | 0 | 0 | - | Unknown |
| Provident Capital Corporation CRD: 34182 | - | 0 | 0 | A | INACTIVE |
| Provident Capital Group, L.P. CRD: 311334 | - | 0 | 1 | - | Unknown |
| Provident Distributors, Inc. CRD: 35174 | - | 0 | 0 | A | INACTIVE |
| Provident Financial Group LLC CRD: 300501 | - | 0 | 1 | - | Unknown |
| Provident Financial Planning, LLC CRD: 291830 | - | 0 | 1 | - | Unknown |
| Provident International Securities, Inc. CRD: 103834 | - | 2 | 0 | B | INACTIVE |
| Provident Investment Management, Inc. CRD: 106976 | - | 0 | 3 | - | Unknown |
| Provident Living Advisors LLC CRD: 290723 | - | 0 | 1 | - | Unknown |
| Provident Marketing Corporation CRD: 7328 | - | 0 | 0 | A | INACTIVE |
| Provident Private Capital Partners, Inc. CRD: 44513 | - | 1 | 0 | B | INACTIVE |
| Provident Rock CRD: 156368 | - | 0 | 0 | - | Unknown |
| Provident Trust Company CRD: 110118 | - | 0 | 4 | - | Unknown |
| Provident Wealth Advisors, LLC CRD: 156326 | - | 0 | 0 | - | Unknown |
| Provident Wealth Advisors, LLC CRD: 157392 | - | 0 | 1 | - | Unknown |
| Provident Wealth Management CRD: 299389 | - | 0 | 3 | - | Unknown |
| Provident Wealth Management Inc CRD: 107021 | - | 0 | 2 | - | Unknown |
| Provident Wealth Management, LLC CRD: 130417 | - | 0 | 2 | - | Unknown |
| Provident Wealth, LLC CRD: 288660 | - | 0 | 1 | - | Unknown |
| Providentmutual Financial Services, Inc. CRD: 1619 | - | 0 | 0 | A | INACTIVE |
| Provider Financial, Inc. CRD: 168964 | - | 0 | 1 | - | Unknown |
| Providers Wealth LLC CRD: 332448 | - | 0 | 0 | - | Unknown |