Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Prosperitysource Advisors CRD: 307234 | - | 0 | 0 | - | Unknown |
| Prosperlink, LLC CRD: 152682 | - | 0 | 0 | - | Unknown |
| Prospero Financial Planning, LLC CRD: 113046 | - | 0 | 2 | - | Unknown |
| Prospero Institute for Investors, Inc CRD: 133889 | - | 0 | 0 | - | Unknown |
| Prospero Wealth, LLC CRD: 289966 | - | 0 | 6 | - | Unknown |
| Prosperwell Financial CRD: 124648 | - | 0 | 0 | - | Unknown |
| Prosperx CRD: 327606 | - | 0 | 0 | - | Unknown |
| Prospettiva Financial CRD: 148760 | - | 0 | 2 | - | Unknown |
| Prospurpose Wealth CRD: 281830 | - | 0 | 1 | - | Unknown |
| Prossimo Advisors LLC CRD: 289347 | - | 0 | 1 | - | Unknown |
| Prostar Capital (US) LLC CRD: 166523 | - | 0 | 1 | - | Unknown |
| Prostatis Financial Advisors Group CRD: 132662 | - | 0 | 16 | - | Unknown |
| Prosus Wealth Management CRD: 312172 | - | 0 | 1 | - | Unknown |
| Prota Financial CRD: 283776 | - | 0 | 6 | - | Unknown |
| Protea Asset Management LLC CRD: 170790 | - | 0 | 0 | - | Unknown |
| Protean Funds CRD: 328767 | - | 0 | 0 | - | Unknown |
| Protected Capital Management CRD: 106364 | - | 0 | 2 | - | Unknown |
| Protected Future, LLC CRD: 174821 | - | 0 | 0 | - | Unknown |
| Protected Investors of America CRD: 6082 | - | 2 | 0 | B | INACTIVE |
| Protectio Investments CRD: 288018 | - | 0 | 0 | - | Unknown |
| Protection Point Advisors CRD: 291805 | - | 0 | 0 | - | Unknown |
| Protective Group Securities Corporation CRD: 6757 | - | 13 | 0 | D | INACTIVE |
| Protective Investment Advisors Inc. CRD: 107542 | - | 0 | 0 | - | Unknown |
| Protege Partners, LLC CRD: 137783 | - | 0 | 0 | - | Unknown |
| Protege WP CRD: 298850 | - | 0 | 0 | - | Unknown |
| Protegro, Inc. CRD: 328738 | - | 0 | 1 | - | Unknown |
| Proterra Investment Partners LP CRD: 282051 | - | 0 | 1 | - | Unknown |
| Proteus Capital LP CRD: 173429 | - | 0 | 0 | - | Unknown |
| Proteus Capital Solutions CRD: 309274 | - | 0 | 1 | - | Unknown |
| Proteus, LLC CRD: 164085 | - | 0 | 1 | - | Unknown |
| Protium Capital Limited CRD: 335585 | - | 0 | 0 | - | Unknown |
| Protocap Management LLC CRD: 322416 | - | 0 | 1 | - | Unknown |
| Protocol Asset Management (HK) Limited CRD: 309616 | - | 0 | 0 | - | Unknown |
| Protocol Capital CRD: 290561 | - | 0 | 0 | - | Unknown |
| Protocol VC LLC CRD: 332272 | - | 0 | 1 | - | Unknown |
| Protocol Ventures Quant GP LLC CRD: 308601 | - | 0 | 0 | - | Unknown |
| Protocol Wealth, LLC CRD: 335298 | - | 0 | 3 | - | Unknown |
| Protools CRD: 321180 | - | 0 | 1 | - | Unknown |
| Protos Fund Management LP CRD: 322485 | - | 0 | 1 | - | Unknown |
| Protoscale Capital LLC CRD: 306587 | - | 0 | 0 | - | Unknown |
| Protostar Partners LLC CRD: 160305 | - | 0 | 0 | - | Unknown |
| Protrade Securities, LLC CRD: 149536 | - | 1 | 0 | B | INACTIVE |
| Protrade Stock Advisory Service Limited CRD: 132886 | - | 0 | 0 | - | Unknown |
| Protrader Securities L.P. CRD: 35233 | - | 4 | 0 | C | INACTIVE |
| Protrust Financial Planning CRD: 314118 | - | 0 | 0 | - | Unknown |
| Proud American Capital CRD: 333949 | - | 0 | 0 | - | Unknown |
| Provable Markets LLC CRD: 312003 | NY | 0 | 2 | A | Active |
| Provalue Investments, Inc. CRD: 27177 | - | 0 | 0 | A | INACTIVE |
| Provasi Capital Partners LP CRD: 119539 | - | 0 | 0 | A | INACTIVE |
| Prove Investing LLC CRD: 116477 | - | 0 | 0 | - | Unknown |