Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PWA Securities, Inc. CRD: 145097 | - | 0 | 0 | A | INACTIVE |
| PWA Securities, LLC CRD: 321974 | FL | 0 | 8 | A | Active |
| PWA Wealth Management CRD: 126927 | - | 0 | 0 | - | Unknown |
| PWC Securities Corporation CRD: 41925 | - | 0 | 0 | A | INACTIVE |
| PWCG Brokerage, Inc. CRD: 5053 | - | 1 | 0 | B | INACTIVE |
| PWCW, LLC CRD: 310722 | - | 0 | 0 | - | Unknown |
| PWF Advisors LLC CRD: 298514 | - | 0 | 0 | - | Unknown |
| Pwjohnson Wealth & Legacy, LLC CRD: 133538 | - | 0 | 2 | - | Unknown |
| Pwmco, LLC CRD: 8485 | - | 1 | 0 | B | INACTIVE |
| PWP Securities LLC CRD: 171349 | - | 0 | 0 | A | INACTIVE |
| PWR Financial Services CRD: 112299 | - | 0 | 2 | - | Unknown |
| PWV Capital Management LLC CRD: 326491 | - | 0 | 1 | - | Unknown |
| PX3 Partners Limited CRD: 324423 | - | 0 | 0 | - | Unknown |
| PXP Securities Corp. CRD: 22898 | - | 2 | 0 | B | INACTIVE |
| PXP Vietnam Asset Management CRD: 171899 | - | 0 | 0 | - | Unknown |
| PXT, LLC CRD: 145644 | - | 0 | 0 | A | INACTIVE |
| PYA Waltman Capital, LLC CRD: 137283 | - | 0 | 2 | - | Unknown |
| PYC Capital Management, LLC CRD: 338885 | - | 0 | 1 | - | Unknown |
| Pyles Financial Planning, LLC CRD: 334793 | - | 0 | 1 | - | Unknown |
| PYN Wealth Management LLC CRD: 327667 | - | 0 | 1 | - | Unknown |
| Pyramid Financial Corp. CRD: 23181 | - | 12 | 0 | D | INACTIVE |
| Pyramid Funds Corporation CRD: 3110 | NY | 1 | 2 | B | Active |
| Pyramid Peak Capital, LLC CRD: 165729 | - | 0 | 2 | - | Unknown |
| Pyramis Distributors Corporation LLC CRD: 146430 | - | 0 | 0 | A | INACTIVE |
| Pyrford International Ltd CRD: 105646 | - | 0 | 0 | - | Unknown |
| Pysnik Financial, LLC CRD: 324261 | - | 0 | 1 | - | Unknown |
| Pythagorean Trading, LLC CRD: 300290 | - | 0 | 0 | - | Unknown |
| Pythia Wealth Management, LLC CRD: 156506 | - | 0 | 0 | - | Unknown |
| Pyxis Capital Inc. CRD: 323297 | - | 0 | 1 | - | Unknown |
| Pyxis Retirement Consultants CRD: 292348 | - | 0 | 2 | - | Unknown |
| Pyxis Securities, LLC CRD: 126130 | - | 0 | 0 | A | INACTIVE |
| Q Advisors LLC CRD: 127232 | CO | 0 | 2 | A | Active |
| Q Capital LLC CRD: 272030 | - | 0 | 0 | - | Unknown |
| Q Capital Solutions CRD: 297541 | - | 0 | 2 | - | Unknown |
| Q Financial Design CRD: 152066 | - | 0 | 0 | - | Unknown |
| Q Fund Management (Hong Kong) Limited CRD: 284023 | - | 0 | 0 | - | Unknown |
| Q Investments CRD: 157478 | - | 0 | 0 | - | Unknown |
| Q Investments, L.P. CRD: 41686 | - | 0 | 0 | A | INACTIVE |
| Q Prime, Inc. CRD: 41063 | - | 0 | 0 | A | INACTIVE |
| Q Robertson Enterprises CRD: 321829 | - | 0 | 0 | - | Unknown |
| Q Securities,Inc. CRD: 13464 | - | 0 | 0 | A | INACTIVE |
| Q Trading, L.L.C. CRD: 46566 | - | 0 | 0 | A | INACTIVE |
| Q Wealth USA Inc. CRD: 334008 | - | 0 | 0 | - | Unknown |
| Q(X) Branch Reserve Investments LLC CRD: 298902 | - | 0 | 2 | - | Unknown |
| Q-Energy Private Equity, S.G.E.I.C., S.A. CRD: 314598 | - | 0 | 0 | - | Unknown |
| Q2 Financial CRD: 340519 | - | 0 | 1 | - | Unknown |
| Q2 Wealth Management CRD: 314932 | - | 0 | 1 | - | Unknown |
| Q3 Advisors, LLC CRD: 284220 | - | 0 | 16 | - | Unknown |
| Q3 Asset Management Corporation CRD: 137839 | - | 0 | 3 | - | Unknown |
| Q32 Capital Management, LLC CRD: 283075 | - | 0 | 0 | - | Unknown |