Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Q4 Strategic Equity Advisors Inc. CRD: 146071 | - | 0 | 1 | - | Unknown |
| QA Capital LLC CRD: 333134 | - | 0 | 1 | - | Unknown |
| QA Investment Services, LLC CRD: 131762 | - | 0 | 0 | - | Unknown |
| QA3 Financial Corp. CRD: 14754 | - | 6 | 0 | D | INACTIVE |
| Qaim Wealth Advisors, LLC CRD: 286558 | - | 0 | 0 | - | Unknown |
| Qalqulus, LLC CRD: 287564 | - | 0 | 0 | - | Unknown |
| Qapital Invest, LLC CRD: 283762 | - | 0 | 2 | - | Unknown |
| Qarma Technology, Inc. CRD: 130751 | - | 0 | 0 | - | Unknown |
| Qatalyst Partners LP CRD: 147251 | CA | 1 | 2 | B | Active |
| Qato Capital PTY. Ltd. CRD: 282203 | - | 0 | 0 | - | Unknown |
| QAV Capital LLC CRD: 284696 | - | 0 | 0 | - | Unknown |
| QBI Financial, LLC CRD: 286639 | - | 0 | 0 | - | Unknown |
| Qbit Capital CRD: 326637 | - | 0 | 0 | - | Unknown |
| Qbox Fiduciary Solutions, LLC CRD: 167622 | - | 0 | 1 | - | Unknown |
| QCA Capital Management Inc CRD: 112104 | - | 0 | 1 | - | Unknown |
| Qcam Currency Asset Management AG CRD: 170341 | - | 0 | 0 | - | Unknown |
| Qcfo, LLC CRD: 299114 | - | 0 | 1 | - | Unknown |
| QCI Asset Management Inc CRD: 110324 | - | 0 | 0 | - | Unknown |
| QCI Capital Management, LLC CRD: 322729 | - | 0 | 1 | - | Unknown |
| QCI Partners LLC CRD: 163567 | - | 0 | 1 | - | Unknown |
| QCL I Trading LLC CRD: 136375 | - | 0 | 0 | A | INACTIVE |
| QCM Cayman, Ltd. CRD: 112149 | - | 0 | 0 | - | Unknown |
| QCP GMBH CRD: 173158 | - | 0 | 0 | - | Unknown |
| QED Investors, LLC CRD: 284908 | - | 0 | 1 | - | Unknown |
| QED Wealth Solutions CRD: 324065 | - | 0 | 1 | - | Unknown |
| QEM Advisers, LLC CRD: 160281 | - | 0 | 0 | - | Unknown |
| QEP Management Co. GP, LLC CRD: 160812 | - | 0 | 0 | - | Unknown |
| QEX Asset Management LLC CRD: 325326 | - | 0 | 1 | - | Unknown |
| QEX Capital Management Inc CRD: 124844 | - | 0 | 2 | - | Unknown |
| QF Capital, LLC CRD: 285316 | - | 0 | 1 | - | Unknown |
| QFR Capital Management, L.P. CRD: 150265 | - | 0 | 0 | - | Unknown |
| QFS, LLC CRD: 159452 | - | 0 | 0 | - | Unknown |
| QHH Capital Management, LLC CRD: 311791 | - | 0 | 1 | - | Unknown |
| QHP Capital, L.P. CRD: 311710 | - | 0 | 1 | - | Unknown |
| QIC CRD: 161705 | - | 0 | 1 | - | Unknown |
| QIC European Investment Services Limited CRD: 175440 | - | 0 | 0 | - | Unknown |
| QIC Investments NO. 1 PTY Ltd CRD: 160732 | - | 0 | 0 | - | Unknown |
| QID LLC CRD: 175114 | - | 0 | 0 | - | Unknown |
| Qief Management, LLC CRD: 155119 | - | 0 | 0 | - | Unknown |
| Qiming Global Management, LLC CRD: 309395 | - | 0 | 0 | - | Unknown |
| Qiming U.S. Ventures Management, LLC CRD: 287471 | - | 0 | 1 | - | Unknown |
| Qiming Venture Partners CRD: 160844 | - | 0 | 0 | - | Unknown |
| QIS Advisors CRD: 315165 | - | 0 | 0 | - | Unknown |
| QKM, L.L.C. CRD: 162610 | - | 0 | 1 | - | Unknown |
| QLS Advisors LLC CRD: 316150 | - | 0 | 0 | - | Unknown |
| QM Advisors LLC CRD: 297438 | - | 0 | 4 | - | Unknown |
| QMI Capital CRD: 291002 | - | 0 | 0 | - | Unknown |
| QMP Management, LLC CRD: 285478 | - | 0 | 1 | - | Unknown |
| QMS Capital Management LP CRD: 171152 | - | 0 | 0 | - | Unknown |
| Qmulate CRD: 277124 | - | 0 | 1 | - | Unknown |