Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| QNC Execution Services LLC CRD: 159672 | - | 0 | 0 | A | INACTIVE |
| Qontixai Capital, LLC CRD: 337610 | - | 0 | 1 | - | Unknown |
| Qooore Advisors LLC CRD: 319069 | - | 0 | 0 | - | Unknown |
| QOR Capital LLC CRD: 168606 | - | 0 | 0 | - | Unknown |
| Qovex Inc CRD: 335649 | - | 0 | 1 | - | Unknown |
| QP Consulting CRD: 129601 | - | 0 | 2 | - | Unknown |
| QP Global Family Offices, LLC CRD: 294879 | - | 0 | 1 | - | Unknown |
| QP Wealth Management, LLC CRD: 301071 | - | 0 | 4 | - | Unknown |
| QPE NO. 3 Management PTY Limited CRD: 163090 | - | 0 | 0 | - | Unknown |
| Qplum LLC CRD: 175479 | - | 0 | 0 | - | Unknown |
| Qpula Trading Management LP CRD: 309568 | - | 0 | 0 | - | Unknown |
| QR Securities LLC CRD: 131837 | - | 0 | 0 | A | INACTIVE |
| QRF Advisors, LLC CRD: 159863 | - | 0 | 0 | - | Unknown |
| QRG Capital Management, Inc. CRD: 305277 | - | 0 | 2 | - | Unknown |
| Qria, Inc. CRD: 324506 | - | 0 | 1 | - | Unknown |
| QRT Investments, LLC CRD: 132965 | - | 0 | 0 | A | INACTIVE |
| QS Batterymarch Financial Management, Inc. CRD: 110452 | - | 0 | 0 | - | Unknown |
| QS Investors, LLC CRD: 152688 | - | 0 | 0 | - | Unknown |
| QS Legg Mason Global Asset Allocation, LLC CRD: 142333 | - | 0 | 0 | - | Unknown |
| QSA, L.L.C. CRD: 40778 | - | 1 | 0 | B | INACTIVE |
| Qsemble Capital Management, LP CRD: 290920 | - | 0 | 1 | - | Unknown |
| QSO Capital Management LLC CRD: 340892 | - | 0 | 1 | - | Unknown |
| QST Capital LLC CRD: 285613 | - | 0 | 1 | - | Unknown |
| QSV Equity Investors LLC CRD: 283060 | - | 0 | 0 | - | Unknown |
| QT Securities Inc. CRD: 333654 | - | 0 | 1 | - | Unknown |
| QTN Partnership CRD: 34531 | - | 0 | 0 | A | INACTIVE |
| QTR Capital Management LLC CRD: 309906 | - | 0 | 2 | - | Unknown |
| QTR Family Wealth, LLC CRD: 331655 | - | 0 | 1 | - | Unknown |
| Qtrade Capital Management, LLC CRD: 328825 | - | 0 | 0 | - | Unknown |
| Qtron Investments LLC CRD: 285608 | - | 0 | 3 | - | Unknown |
| QTS Retirement Services LLC CRD: 333799 | - | 0 | 1 | - | Unknown |
| QTX Securities, Inc. CRD: 10442 | - | 0 | 0 | A | INACTIVE |
| QU Capital Management, LLC CRD: 291829 | - | 0 | 0 | - | Unknown |
| Quabbin Advisors CRD: 160019 | - | 0 | 2 | - | Unknown |
| Quad Capital Management Advisors LLC CRD: 170286 | - | 0 | 0 | - | Unknown |
| Quad Capital Partners CRD: 317843 | - | 0 | 0 | - | Unknown |
| Quad Capital, LLC CRD: 148927 | - | 2 | 0 | B | INACTIVE |
| Quad City Investment Center CRD: 112187 | - | 0 | 3 | - | Unknown |
| Quad Investment Management Corp. CRD: 331606 | - | 0 | 0 | - | Unknown |
| Quad Investment Management Corporation CRD: 226525 | - | 0 | 0 | - | Unknown |
| Quad Partners LLC CRD: 160097 | - | 0 | 1 | - | Unknown |
| Quad Securities LLC CRD: 163463 | - | 0 | 0 | A | INACTIVE |
| Quad-C Management, Inc. CRD: 161395 | - | 0 | 1 | - | Unknown |
| Quad-Cities Investment Group, LLC CRD: 154113 | - | 0 | 4 | - | Unknown |
| Quadcap Wealth Management, LLC CRD: 151490 | - | 0 | 3 | - | Unknown |
| Quadpoint Partners LLC CRD: 327511 | - | 0 | 1 | - | Unknown |
| Quadra Gestao DE Recursos S.A. CRD: 324520 | - | 0 | 0 | - | Unknown |
| Quadram Capital LLC CRD: 285815 | - | 0 | 2 | - | Unknown |
| Quadrance Capital Partners, LLC CRD: 341178 | - | 0 | 1 | - | Unknown |
| Quadrangle Group LLC CRD: 161540 | - | 0 | 0 | - | Unknown |