Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quadrangle Securities LLC CRD: 104383 | - | 0 | 0 | A | INACTIVE |
| Quadrant Capital Management, LLC CRD: 109952 | - | 0 | 0 | - | Unknown |
| Quadrant Private Wealth Management, LLC CRD: 277044 | - | 0 | 3 | - | Unknown |
| Quadrant Real Estate Advisors LLC CRD: 138077 | - | 0 | 1 | - | Unknown |
| Quadrascope Management, LLC CRD: 326749 | - | 0 | 1 | - | Unknown |
| Quadratic Busan Energy Management LLC CRD: 334461 | - | 0 | 1 | - | Unknown |
| Quadratic Capital Management LLC CRD: 172768 | - | 0 | 1 | - | Unknown |
| Quadrature Capital Limited CRD: 281598 | - | 0 | 0 | - | Unknown |
| Quadrature US Inc. CRD: 332328 | - | 0 | 1 | - | Unknown |
| Quadre Investments Advisors, LLC CRD: 291041 | - | 0 | 1 | - | Unknown |
| Quadrex Securities Corporation CRD: 13305 | - | 0 | 0 | A | INACTIVE |
| Quadria Capital CRD: 277151 | - | 0 | 0 | - | Unknown |
| Quadriga CRD: 341753 | - | 0 | 0 | - | Unknown |
| Quadriga Asset Managers Sgiic SA CRD: 293726 | - | 0 | 0 | - | Unknown |
| Quadriga Capital III Limited CRD: 163628 | - | 0 | 0 | - | Unknown |
| Quadriga Capital Iiia GP Limited CRD: 295115 | - | 0 | 0 | - | Unknown |
| Quadriga Capital IV GP Limited CRD: 163630 | - | 0 | 0 | - | Unknown |
| Quadriga Securities, LLC CRD: 153861 | CO | 4 | 2 | B | Active |
| Quadriga US Management Company LLC CRD: 296946 | - | 0 | 0 | - | Unknown |
| Quadriserv Securities, Inc. CRD: 128343 | - | 0 | 0 | A | INACTIVE |
| Quadrivio Capital America Inc. CRD: 317491 | - | 0 | 1 | - | Unknown |
| Quadrum Capital, LLC CRD: 315159 | - | 0 | 0 | - | Unknown |
| Quaero Capital LLP CRD: 301905 | - | 0 | 0 | - | Unknown |
| Quaero Capital SA CRD: 285690 | - | 0 | 0 | - | Unknown |
| Quaero Capital SAS France CRD: 330453 | - | 0 | 0 | - | Unknown |
| Quaestor Company CRD: 129500 | - | 0 | 0 | - | Unknown |
| Quaestor Financial, LLC CRD: 304114 | - | 0 | 0 | - | Unknown |
| Quaestor Investment Counsel LLC CRD: 130175 | - | 0 | 0 | - | Unknown |
| Quaestor Municipal Group, Inc. CRD: 23777 | - | 1 | 0 | B | INACTIVE |
| Quahog Investments LLC CRD: 307577 | - | 0 | 0 | - | Unknown |
| Quahog Investments LLC CRD: 337558 | - | 0 | 1 | - | Unknown |
| Quail Place Securities Corp. CRD: 7660 | - | 0 | 0 | A | INACTIVE |
| Quake Capital CRD: 290746 | - | 0 | 1 | - | Unknown |
| Quaker Funds, Inc. CRD: 114114 | - | 0 | 0 | - | Unknown |
| Quaker Partners Management L.P. CRD: 160269 | - | 0 | 0 | - | Unknown |
| Quaker Securities, Inc. CRD: 27263 | - | 1 | 0 | B | INACTIVE |
| Quaker Wealth Management LLC CRD: 284546 | - | 0 | 3 | - | Unknown |
| Qualex Investment Management, LLC CRD: 340957 | - | 0 | 1 | - | Unknown |
| Qualia Retirement Planning CRD: 319190 | - | 0 | 0 | - | Unknown |
| Qualicorp Financial, Inc. CRD: 10503 | - | 0 | 0 | A | INACTIVE |
| Qualified Plan Advisory, LLC CRD: 135324 | - | 0 | 2 | - | Unknown |
| Qualified Planning CRD: 152546 | - | 0 | 0 | - | Unknown |
| Qualified Planning CRD: 304788 | - | 0 | 3 | - | Unknown |
| Quality Asset Management, LLC CRD: 131158 | - | 0 | 1 | - | Unknown |
| Quality Capital, Inc. CRD: 17106 | - | 0 | 0 | A | INACTIVE |
| Quality Financial Concepts CRD: 118886 | - | 0 | 1 | - | Unknown |
| Quality Financial Planning LLC CRD: 319000 | - | 0 | 2 | - | Unknown |
| Quality Financial Planning, LLC CRD: 137876 | - | 0 | 0 | - | Unknown |
| Quality Wealth Care, LLC. CRD: 137366 | - | 0 | 1 | - | Unknown |
| Quality Wealth Management CRD: 136071 | - | 0 | 1 | - | Unknown |