Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Qualivest Advisors, LLC CRD: 173505 | - | 0 | 0 | - | Unknown |
| Qualivian Investment Partners CRD: 291227 | - | 0 | 2 | - | Unknown |
| Qualtus Investment Partners LLC CRD: 333274 | - | 0 | 1 | - | Unknown |
| Quam Wealth Advisory Group LLC CRD: 155903 | - | 0 | 1 | - | Unknown |
| Quam, Kelsey CRD: 324767 | - | 0 | 0 | - | Unknown |
| Quan Capital Management (US) LLC CRD: 299480 | - | 0 | 1 | - | Unknown |
| Quan Capital Management, LLC CRD: 291205 | - | 0 | 0 | - | Unknown |
| Quan Vest Consultants Inc CRD: 104714 | - | 0 | 1 | - | Unknown |
| Quangentics Inc. CRD: 338078 | - | 0 | 0 | - | Unknown |
| Quansight, LLC CRD: 306179 | - | 0 | 1 | - | Unknown |
| Quant Alpha Decisions LLC CRD: 339893 | - | 0 | 1 | - | Unknown |
| Quant Alpha LLC CRD: 336290 | - | 0 | 1 | - | Unknown |
| Quant Global Capital Advisors, LLC CRD: 167753 | - | 0 | 0 | - | Unknown |
| Quant Insight Limited CRD: 293287 | - | 0 | 0 | - | Unknown |
| Quant Investment Capital Management, LLC CRD: 337266 | - | 0 | 1 | - | Unknown |
| Quant Portfolio Management CRD: 331525 | - | 0 | 1 | - | Unknown |
| Quant Signals Trading Management, LLC CRD: 337337 | - | 0 | 1 | - | Unknown |
| Quanta Energy Management CRD: 313010 | - | 0 | 0 | - | Unknown |
| Quanta Finance SA CRD: 161725 | - | 0 | 0 | - | Unknown |
| Quantact Capital Advisors LLC CRD: 168360 | - | 0 | 1 | - | Unknown |
| Quantalis Asset Management Ltd CRD: 337611 | - | 0 | 1 | - | Unknown |
| Quantalytics Investment Advisors, LLC CRD: 309249 | - | 0 | 0 | - | Unknown |
| Quantamental Technologies LLC CRD: 289551 | - | 0 | 0 | - | Unknown |
| Quantamentals Management Group, LLC CRD: 170119 | - | 0 | 1 | - | Unknown |
| Quantara Research, LLC CRD: 340999 | - | 0 | 1 | - | Unknown |
| Quantaraxia LLC CRD: 308478 | - | 0 | 1 | - | Unknown |
| Quantbase CRD: 315414 | - | 0 | 1 | - | Unknown |
| Quantbot Technologies, LP CRD: 170824 | - | 0 | 1 | - | Unknown |
| Quantbridge Capital LLC CRD: 286582 | - | 0 | 0 | - | Unknown |
| Quantca Financial CRD: 329324 | - | 0 | 2 | - | Unknown |
| Quantcore Capital Management, LLC CRD: 166321 | - | 0 | 0 | - | Unknown |
| Quantech Securities LLC CRD: 47860 | - | 0 | 0 | A | INACTIVE |
| Quantech Solution Partners North America Inc. CRD: 315603 | - | 0 | 1 | - | Unknown |
| Quantedge Capital PTE Ltd. CRD: 160363 | - | 0 | 0 | - | Unknown |
| Quantedge Capital USA Inc. CRD: 281626 | - | 0 | 0 | A | INACTIVE |
| Quantel Asset Management LLC CRD: 311013 | - | 0 | 2 | - | Unknown |
| Quantelligent Solutions,LLC CRD: 142932 | - | 0 | 0 | - | Unknown |
| Quanterra Capital Management LP CRD: 306306 | - | 0 | 1 | - | Unknown |
| Quantessence Capital CRD: 330051 | - | 0 | 1 | - | Unknown |
| Quantfury Trading USA LLC CRD: 318437 | NY | 0 | 1 | A | Active |
| Quantgain Strategies LLC CRD: 155365 | - | 0 | 0 | - | Unknown |
| Quantic Capital Management LLC CRD: 288353 | - | 0 | 0 | - | Unknown |
| Quantic Capital Management LLC CRD: 169066 | - | 0 | 0 | - | Unknown |
| Quantifix Capital Management, LLC CRD: 341253 | - | 0 | 1 | - | Unknown |
| Quantify Funds CRD: 328864 | - | 0 | 2 | - | Unknown |
| Quantify Securities Investment Company Ltd CRD: 341578 | - | 0 | 1 | - | Unknown |
| Quantify Wealth Solutions LLC CRD: 282357 | - | 0 | 0 | - | Unknown |
| Quantimental Investments LLC CRD: 310765 | - | 0 | 0 | - | Unknown |
| Quantinno Capital Management LP CRD: 298733 | - | 0 | 1 | - | Unknown |
| Quantitative Advantage, LLC CRD: 110575 | - | 0 | 0 | - | Unknown |