Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quantitative Analysis Service, Inc. CRD: 7842 | - | 0 | 0 | A | INACTIVE |
| Quantitative Asset Allocation Decisions, LLC CRD: 290696 | - | 0 | 0 | - | Unknown |
| Quantitative Asset Management, LLC CRD: 143279 | - | 0 | 1 | - | Unknown |
| Quantitative Brokers, LLC CRD: 169876 | NY | 0 | 2 | A | Active |
| Quantitative Finance LLC CRD: 323380 | - | 0 | 1 | - | Unknown |
| Quantitative Financial Strategies CRD: 331416 | - | 0 | 1 | - | Unknown |
| Quantitative Investment Advisors & Company CRD: 156026 | - | 0 | 0 | - | Unknown |
| Quantitative Investment Management, LLC CRD: 156869 | - | 0 | 1 | - | Unknown |
| Quantitative Management CRD: 134554 | - | 0 | 0 | - | Unknown |
| Quantitative Process, LLC CRD: 165699 | - | 0 | 3 | - | Unknown |
| Quantitative Solutions, LLC CRD: 159493 | - | 0 | 1 | - | Unknown |
| Quantitative Strategies, Inc. CRD: 117908 | - | 0 | 0 | - | Unknown |
| Quantitative Systematic Strategies LLC CRD: 165895 | - | 0 | 1 | - | Unknown |
| Quantitative Value Technologies CRD: 307451 | - | 0 | 0 | - | Unknown |
| Quantitative Wealth and Investment Management, LLC CRD: 139743 | - | 0 | 0 | - | Unknown |
| Quantix Commodities LP CRD: 317784 | - | 0 | 1 | - | Unknown |
| Quantkit Investments LLC CRD: 283730 | - | 0 | 0 | - | Unknown |
| Quantlab Brokerage, LLC CRD: 299468 | TX | 0 | 2 | A | Active |
| Quantlab Capital Management, LLC CRD: 156239 | - | 0 | 0 | - | Unknown |
| Quantlab Securities LP CRD: 119955 | - | 9 | 0 | D | INACTIVE |
| Quantmetrics Capital Management LLP CRD: 170257 | - | 0 | 0 | - | Unknown |
| Quantonation Ventures SAS CRD: 339014 | - | 0 | 0 | - | Unknown |
| Quantopian Management, LP CRD: 284810 | - | 0 | 0 | - | Unknown |
| Quantor Capital LLC CRD: 332629 | - | 0 | 2 | - | Unknown |
| Quantor Capital, LLC CRD: 172794 | - | 0 | 0 | - | Unknown |
| Quantos Capital Management, Inc. CRD: 31255 | - | 0 | 0 | A | INACTIVE |
| Quantportal LLC CRD: 319347 | - | 0 | 0 | - | Unknown |
| Quantrader CRD: 305510 | - | 0 | 0 | - | Unknown |
| Quantriver Financial, LLC CRD: 153906 | FL | 1 | 2 | B | Active |
| Quants Capital Management, Inc CRD: 153124 | - | 0 | 1 | - | Unknown |
| Quants Compete CRD: 313310 | - | 0 | 1 | - | Unknown |
| Quantscape Asset Management LLC CRD: 167079 | - | 0 | 0 | - | Unknown |
| Quantsgeek Technology Limited CRD: 288612 | - | 0 | 0 | - | Unknown |
| Quantsoft Advisers LP CRD: 145942 | - | 0 | 0 | - | Unknown |
| Quantstreet Capital CRD: 316095 | - | 0 | 2 | - | Unknown |
| Quanttrade CRD: 135723 | - | 0 | 0 | A | INACTIVE |
| Quantum Advisors Private Limited CRD: 141476 | - | 0 | 0 | - | Unknown |
| Quantum Advisory Group, LLC CRD: 286341 | - | 0 | 2 | - | Unknown |
| Quantum ARC Investments CRD: 340117 | - | 0 | 1 | - | Unknown |
| Quantum Aurea Capital LLC CRD: 313206 | - | 0 | 1 | - | Unknown |
| Quantum Capital Advisors, LLC CRD: 162826 | - | 0 | 2 | - | Unknown |
| Quantum Capital Corporation CRD: 42307 | - | 3 | 0 | C | INACTIVE |
| Quantum Capital Group CRD: 160267 | - | 0 | 1 | - | Unknown |
| Quantum Capital Group CRD: 174733 | - | 0 | 1 | - | Unknown |
| Quantum Capital Investment Group LLC CRD: 341090 | - | 0 | 0 | - | Unknown |
| Quantum Capital Investments, Inc. CRD: 156037 | - | 0 | 2 | - | Unknown |
| Quantum Capital Management CRD: 143150 | - | 0 | 0 | - | Unknown |
| Quantum Capital Management CRD: 323719 | - | 0 | 1 | - | Unknown |
| Quantum Capital Management, LLC CRD: 111083 | - | 0 | 2 | - | Unknown |
| Quantum Capital Partners Ltd. CRD: 331406 | - | 0 | 0 | - | Unknown |