Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quantum Capital, LLC CRD: 143530 | - | 0 | 0 | A | INACTIVE |
| Quantum Econometrics, LLC CRD: 161197 | - | 0 | 0 | - | Unknown |
| Quantum Edge Derivatives Trading, LLC CRD: 153576 | - | 1 | 0 | B | INACTIVE |
| Quantum FC Management LLC CRD: 327088 | - | 0 | 1 | - | Unknown |
| Quantum Financial Advisors Inc CRD: 113563 | - | 0 | 7 | - | Unknown |
| Quantum Financial Advisors, LLC CRD: 317386 | - | 0 | 11 | - | Unknown |
| Quantum Financial Advisors, P.A. CRD: 141815 | - | 0 | 0 | - | Unknown |
| Quantum Financial Consultants, LLC CRD: 154099 | - | 0 | 0 | - | Unknown |
| Quantum Financial Institute Ltd CRD: 340045 | - | 0 | 1 | - | Unknown |
| Quantum Financial LLC CRD: 295542 | - | 0 | 2 | - | Unknown |
| Quantum Financial Management LLC CRD: 142891 | - | 0 | 0 | - | Unknown |
| Quantum Financial Partners LLC CRD: 138112 | - | 0 | 5 | - | Unknown |
| Quantum Financial Planning LLC CRD: 133626 | - | 0 | 2 | - | Unknown |
| Quantum Financial Planning Services, Inc. CRD: 115877 | - | 0 | 2 | - | Unknown |
| Quantum Financial Securities Company, L.L.C. CRD: 30348 | - | 0 | 0 | A | INACTIVE |
| Quantum Financial Services Inc. CRD: 121631 | - | 0 | 2 | - | Unknown |
| Quantum GBL Asset Management, LLC CRD: 312017 | - | 0 | 1 | - | Unknown |
| Quantum Global Advisors LLC CRD: 299358 | - | 0 | 0 | - | Unknown |
| Quantum Greeks CRD: 327035 | - | 0 | 0 | - | Unknown |
| Quantum Group, Ltd. CRD: 33615 | - | 0 | 0 | A | INACTIVE |
| Quantum Leap Capital, LLC CRD: 165310 | - | 0 | 1 | - | Unknown |
| Quantum Nexus CRD: 323598 | - | 0 | 0 | - | Unknown |
| Quantum Portfolio Management, LLC CRD: 326280 | - | 0 | 2 | - | Unknown |
| Quantum Private Assets, LLC CRD: 103965 | - | 0 | 0 | A | INACTIVE |
| Quantum Private Wealth, LLC CRD: 307358 | - | 0 | 4 | - | Unknown |
| Quantum Ridge Systems, Inc. CRD: 342918 | - | 0 | 0 | - | Unknown |
| Quantum Securities Corporation CRD: 19522 | - | 0 | 0 | A | INACTIVE |
| Quantum Securities, Inc. CRD: 10174 | - | 0 | 0 | A | INACTIVE |
| Quantum Securities, Inc. CRD: 130224 | - | 2 | 0 | B | INACTIVE |
| Quantum Solutions, Inc. CRD: 118309 | - | 0 | 2 | - | Unknown |
| Quantum Strategies Management Company CRD: 135355 | - | 0 | 0 | - | Unknown |
| Quantum Strategies Wealth Advisory CRD: 226572 | - | 0 | 2 | - | Unknown |
| Quantum Technalysis Asset Management CRD: 132001 | - | 0 | 0 | - | Unknown |
| Quantum Technologies Investment Management LLC CRD: 337626 | - | 0 | 1 | - | Unknown |
| Quantum Trading CRD: 38880 | - | 0 | 0 | A | INACTIVE |
| Quantum Trading Limited Partnership CRD: 40711 | - | 0 | 0 | A | INACTIVE |
| Quantum Wealth Advisors LLC CRD: 336823 | - | 0 | 2 | - | Unknown |
| Quantum Wealth Management CRD: 121036 | - | 0 | 0 | - | Unknown |
| Quantum Wealth Strategies, LLC CRD: 312748 | - | 0 | 1 | - | Unknown |
| Quantum X Global Capital LLC CRD: 335133 | - | 0 | 1 | - | Unknown |
| Quantumedge Ventures, LLC CRD: 337961 | - | 0 | 0 | - | Unknown |
| Quantumleap Wealth Management, LLC CRD: 173585 | - | 0 | 1 | - | Unknown |
| Quantumrock Capital GMBH CRD: 300208 | - | 0 | 0 | - | Unknown |
| Quantumshares, LLC CRD: 166467 | - | 0 | 0 | - | Unknown |
| Quantumvest, Inc. CRD: 171780 | - | 0 | 1 | - | Unknown |
| Quantumwave Capital Inc. CRD: 160234 | - | 0 | 0 | A | INACTIVE |
| Quantus Investment Group, LLC CRD: 137285 | - | 0 | 0 | - | Unknown |
| Quantwealth Advisors LLC CRD: 332564 | - | 0 | 1 | - | Unknown |
| Quantz Capital CRD: 167578 | - | 0 | 0 | - | Unknown |
| Quanxer Ltd. CRD: 339224 | - | 0 | 1 | - | Unknown |