Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quarba Capital, LLC CRD: 309106 | - | 0 | 1 | - | Unknown |
| Quarry Hill Advisors CRD: 288334 | - | 0 | 1 | - | Unknown |
| Quarry Lakes Capital, LLC CRD: 309139 | - | 0 | 1 | - | Unknown |
| Quarterdeck Investment Partners, LLC CRD: 109682 | - | 0 | 0 | A | INACTIVE |
| Quartermaster Wealth Management, LLC CRD: 166807 | - | 0 | 0 | - | Unknown |
| Quarterpoint CRD: 166918 | - | 0 | 2 | - | Unknown |
| Quarterpoint LLC CRD: 304122 | - | 0 | 0 | - | Unknown |
| Quarterwave Asset Management, LLC CRD: 162274 | - | 0 | 0 | - | Unknown |
| Quarton Capital Partners CRD: 342752 | - | 0 | 1 | - | Unknown |
| Quartus Investment Advisors LLC CRD: 287597 | - | 0 | 1 | - | Unknown |
| Quartz Partners Investment Management CRD: 174327 | - | 0 | 17 | - | Unknown |
| Quarve Associates, LLC CRD: 112160 | - | 0 | 2 | - | Unknown |
| Quasar Distributors, LLC CRD: 103848 | ME | 0 | 68 | A | Active |
| Quasar Trading, LLC CRD: 151974 | - | 6 | 0 | D | INACTIVE |
| Quash Profit Productions, LLC CRD: 42480 | - | 1 | 0 | B | INACTIVE |
| Quatkemeyer JR. Assoc. Agency, Inc. CRD: 120441 | - | 0 | 0 | - | Unknown |
| Quattro Advisors L.L.C. CRD: 146438 | - | 0 | 1 | - | Unknown |
| Quattro Financial Advisors CRD: 284852 | - | 0 | 1 | - | Unknown |
| Quattro M Securities Inc. CRD: 39289 | NY | 3 | 1 | C | Active |
| Quayle & Co. Securities CRD: 21335 | - | 0 | 1 | A | INACTIVE |
| Quayle Asset Management, Inc. CRD: 113884 | - | 0 | 2 | - | Unknown |
| Qube Capital Solutions, LLC CRD: 324137 | - | 0 | 1 | - | Unknown |
| Qube Research & Technologies Limited CRD: 304552 | - | 0 | 0 | - | Unknown |
| Qubed Capital, LLC CRD: 173854 | - | 0 | 1 | - | Unknown |
| Qubera Wealth Management CRD: 161389 | - | 0 | 2 | - | Unknown |
| Qubit Capital Management, LLC CRD: 158552 | - | 0 | 0 | - | Unknown |
| Qubits Ventures Management Company, LLC CRD: 319147 | - | 0 | 1 | - | Unknown |
| Queen City Capital Management, LLC CRD: 162785 | - | 0 | 1 | - | Unknown |
| Queen City Investment Partners CRD: 288047 | - | 0 | 0 | - | Unknown |
| Queen City Securities Corporation CRD: 5460 | - | 0 | 0 | A | INACTIVE |
| Queen City Wealth CRD: 340532 | - | 0 | 1 | - | Unknown |
| Queen's Park Equity LLP CRD: 335536 | - | 0 | 0 | - | Unknown |
| Queenbridge Capital, LLC CRD: 324027 | - | 0 | 1 | - | Unknown |
| Queenfin LLC CRD: 281550 | - | 0 | 2 | - | Unknown |
| Queens OAK Advisors CRD: 150605 | - | 0 | 0 | - | Unknown |
| Queens Road Securities, LLC CRD: 104277 | - | 0 | 0 | A | INACTIVE |
| Queensbury Global Advisors CRD: 326014 | - | 0 | 2 | - | Unknown |
| Queenscliff Partners LP CRD: 160793 | - | 0 | 0 | - | Unknown |
| Queenvest CRD: 296891 | - | 0 | 1 | - | Unknown |
| Quellos Fund Services, LLC CRD: 137247 | - | 0 | 0 | A | INACTIVE |
| Quent Capital, LLC CRD: 308203 | - | 0 | 1 | - | Unknown |
| Quentec Asset Management LLC CRD: 164737 | - | 0 | 0 | - | Unknown |
| Query Capital, LLC CRD: 315674 | - | 0 | 1 | - | Unknown |
| Quesne Capital CRD: 285557 | - | 0 | 0 | - | Unknown |
| Quest 10 Wealth Builders, Inc. CRD: 154092 | - | 0 | 1 | - | Unknown |
| Quest Capital Management, Inc. CRD: 114690 | - | 0 | 0 | - | Unknown |
| Quest Capital Strategies, Inc. CRD: 16783 | - | 11 | 0 | D | INACTIVE |
| Quest Financial Services, Inc. CRD: 133548 | - | 0 | 0 | - | Unknown |
| Quest Global Advisors, LLC CRD: 161599 | - | 0 | 0 | - | Unknown |
| Quest Hospitality Ventures CRD: 162852 | - | 0 | 0 | - | Unknown |