Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quest Investment Firm CRD: 170742 | - | 0 | 2 | - | Unknown |
| Quest Investment Management, LLC CRD: 110640 | - | 0 | 3 | - | Unknown |
| Quest Investment Portfolio Management, Limited CRD: 114540 | - | 0 | 2 | - | Unknown |
| Quest Limited Securities, Inc. CRD: 14099 | - | 0 | 0 | A | INACTIVE |
| Quest Management Inc. CRD: 281664 | - | 0 | 0 | - | Unknown |
| Quest Securities, Inc. CRD: 6828 | - | 0 | 0 | A | INACTIVE |
| Quest Venture Partners CRD: 189515 | - | 0 | 1 | - | Unknown |
| Quest Wealth Management Incorporated CRD: 173668 | - | 0 | 1 | - | Unknown |
| Quest Wealth Solutions, Inc. CRD: 341599 | - | 0 | 1 | - | Unknown |
| Questa Capital Management, L.L.C. CRD: 286038 | - | 0 | 1 | - | Unknown |
| Questar Asset Management Sciences, Inc. CRD: 22535 | - | 0 | 0 | A | INACTIVE |
| Questar Asset Management, Inc. CRD: 133358 | - | 0 | 0 | - | Unknown |
| Questar Capital Corporation CRD: 43100 | - | 9 | 0 | D | INACTIVE |
| Questis CRD: 130157 | - | 0 | 0 | - | Unknown |
| Questmark Management Co., Inc. CRD: 161944 | - | 0 | 0 | - | Unknown |
| Questmark Management Company, LLC CRD: 171108 | - | 0 | 1 | - | Unknown |
| Questmont Virtual Family Office, LLC CRD: 335307 | - | 0 | 1 | - | Unknown |
| Questor Financial Services CRD: 17934 | - | 0 | 0 | A | INACTIVE |
| Questrade USA Inc. CRD: 147370 | - | 0 | 0 | A | Active |
| Questrion Research Corporation CRD: 6908 | - | 0 | 0 | A | INACTIVE |
| Questron Securities, Inc. CRD: 29730 | - | 0 | 0 | A | INACTIVE |
| Questus Trading, LLC CRD: 282251 | - | 0 | 0 | - | Unknown |
| Quick & Reilly, Inc. CRD: 11217 | - | 28 | 0 | F | INACTIVE |
| Quicksilver Ventures CRD: 161277 | - | 0 | 0 | - | Unknown |
| Quid Capital CRD: 307242 | - | 0 | 2 | - | Unknown |
| Quid Capital Group Holdings, LLC CRD: 297179 | - | 0 | 1 | - | Unknown |
| Quiddich Trading L.L.C. CRD: 103907 | - | 0 | 0 | A | INACTIVE |
| Quiddity Financial CRD: 174996 | - | 0 | 0 | - | Unknown |
| Quiena Inversiones CRD: 283236 | - | 0 | 0 | - | Unknown |
| Quiet Capital Management, LLC CRD: 296749 | - | 0 | 0 | - | Unknown |
| Quiet Capital Management, LLC CRD: 287484 | - | 0 | 1 | - | Unknown |
| Quiet Creek Capital Management LLC CRD: 168527 | - | 0 | 0 | - | Unknown |
| Quiet Foundation CRD: 296968 | - | 0 | 0 | - | Unknown |
| Quiet Light Securities, LLC CRD: 35870 | - | 10 | 0 | D | INACTIVE |
| Quiet Wealth CRD: 307285 | - | 0 | 0 | - | Unknown |
| Quiet Wealth Management CRD: 312940 | - | 0 | 1 | - | Unknown |
| Quigley Associates, Inc. CRD: 129256 | - | 0 | 0 | - | Unknown |
| Quigley Financial LLC CRD: 144704 | - | 0 | 1 | - | Unknown |
| Quilici Asset Management, LLC CRD: 130240 | - | 0 | 0 | - | Unknown |
| Quility Financial Advisors CRD: 304586 | - | 0 | 12 | - | Unknown |
| Quillpen Advisors, LLC CRD: 308896 | - | 0 | 1 | - | Unknown |
| Quilt Investment Management, LLC CRD: 282545 | - | 0 | 1 | - | Unknown |
| Quilvest Capital Partners AM S.A. CRD: 285757 | - | 0 | 0 | - | Unknown |
| Quilvest Capital Partners Management, LLC CRD: 175159 | - | 0 | 1 | - | Unknown |
| Quilvest Capital Partners Securities LLC CRD: 286380 | NY | 0 | 2 | A | Active |
| Quinbrook Capital Partners LLC CRD: 313779 | NY | 0 | 3 | A | Active |
| Quinbrook Infrastructure Partners (Jersey) Limited CRD: 288840 | - | 0 | 0 | - | Unknown |
| Quinbrook Infrastructure Partners Limited CRD: 288815 | - | 0 | 0 | - | Unknown |
| Quinbrook Infrastructure Partners LLC CRD: 287822 | - | 0 | 1 | - | Unknown |
| Quinbrook Infrastructure Partners PTY Limited CRD: 288764 | - | 0 | 0 | - | Unknown |