Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quince Hill Partners, LLC CRD: 119614 | - | 0 | 0 | A | INACTIVE |
| Quincy Cass Associates, Incorporated CRD: 686 | CA | 6 | 2 | C | Active |
| Quincy Wells Advisors, LLC CRD: 307477 | - | 0 | 24 | - | Unknown |
| Quincy Wells Capital, LLC CRD: 334163 | IL | 0 | 1 | A | Active |
| Quinley Stewardship LLC CRD: 309888 | - | 0 | 2 | - | Unknown |
| Quinn & Co., Inc. CRD: 687 | - | 0 | 0 | A | INACTIVE |
| Quinn Capital LLC CRD: 143182 | - | 0 | 2 | - | Unknown |
| Quinn Financial Planning, LLC CRD: 150528 | - | 0 | 1 | - | Unknown |
| Quinn Opportunity Partners CRD: 167470 | - | 0 | 1 | - | Unknown |
| Quinn Wealth Advisors CRD: 166144 | - | 0 | 0 | - | Unknown |
| Quint Capital Corporation CRD: 26586 | NY | 1 | 8 | B | Active |
| Quint Capital Fund, LLC CRD: 315652 | - | 0 | 1 | - | Unknown |
| Quint Investments and Insurance CRD: 168463 | - | 0 | 2 | - | Unknown |
| Quint Technology Investments, LLC CRD: 340765 | - | 0 | 1 | - | Unknown |
| Quintana Associates, Inc. CRD: 8276 | - | 0 | 0 | A | INACTIVE |
| Quintes Financial Services, LLC CRD: 284960 | - | 0 | 0 | - | Unknown |
| Quintessence Wealth Collective LLC CRD: 342821 | - | 0 | 1 | - | Unknown |
| Quintessential Capital Management LLC CRD: 307535 | - | 0 | 0 | - | Unknown |
| Quinti Capital Partners, L.P. CRD: 282980 | - | 0 | 0 | - | Unknown |
| Quintin Group,Ltd. CRD: 32698 | - | 0 | 0 | A | INACTIVE |
| Quintium Advisors, LLC CRD: 158424 | - | 0 | 0 | - | Unknown |
| Quintus Partners LLC CRD: 269859 | - | 0 | 0 | A | INACTIVE |
| Quiq Capital LLC CRD: 330077 | - | 0 | 1 | - | Unknown |
| Quish CRD: 146212 | - | 0 | 1 | - | Unknown |
| Quish & Co. Ltd CRD: 334840 | - | 0 | 0 | - | Unknown |
| Quist Capital Advisors, LLP CRD: 44403 | - | 0 | 0 | A | INACTIVE |
| Quiver & Arrow Financial Services CRD: 321855 | - | 0 | 0 | - | Unknown |
| Quiver Financial Holdings LLC CRD: 305224 | - | 0 | 3 | - | Unknown |
| Quivira Advisors, LLC CRD: 332457 | - | 0 | 1 | - | Unknown |
| Qumra Capital CRD: 295852 | - | 0 | 0 | - | Unknown |
| QUO Vadis Capital, Inc. CRD: 288611 | - | 0 | 1 | - | Unknown |
| Quoin Capital LLC CRD: 136160 | PA | 1 | 4 | B | Active |
| Quoinage Capital LLC CRD: 310802 | - | 0 | 1 | - | Unknown |
| Quona Capital Management LLC CRD: 277131 | - | 0 | 1 | - | Unknown |
| Quona Capital Management Ltd. CRD: 175033 | - | 0 | 0 | - | Unknown |
| Quorum Advisors CRD: 128147 | - | 0 | 1 | - | Unknown |
| Quorum Asset Management Ltd. CRD: 162700 | - | 0 | 0 | - | Unknown |
| Quorum Investment Counsel, LLC CRD: 281497 | - | 0 | 0 | - | Unknown |
| Quorus Inc. CRD: 323161 | - | 0 | 3 | - | Unknown |
| Quotient Investors, LLC CRD: 146011 | - | 0 | 0 | - | Unknown |
| Quotient Wealth Asset Management, LLC CRD: 336552 | - | 0 | 1 | - | Unknown |
| Quotient Wealth Partners, LLC CRD: 326819 | - | 0 | 21 | - | Unknown |
| Quox, Incorporated CRD: 8446 | - | 0 | 0 | A | INACTIVE |
| Quraishi Wealth Management CRD: 280032 | - | 0 | 1 | - | Unknown |
| Qurium Capital LLC CRD: 131379 | - | 0 | 2 | - | Unknown |
| Quvat Management PTE. Ltd. CRD: 160612 | - | 0 | 0 | - | Unknown |
| QVG, LLC CRD: 149388 | - | 0 | 4 | - | Unknown |
| Qvidtvm Management LLC CRD: 309456 | - | 0 | 1 | - | Unknown |
| QVM Advisors, LLC CRD: 283435 | - | 0 | 0 | - | Unknown |
| QVM Group LLC CRD: 142534 | - | 0 | 2 | - | Unknown |