Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| QVR Advisors CRD: 288357 | - | 0 | 1 | - | Unknown |
| QVT Financial LP CRD: 156508 | - | 0 | 1 | - | Unknown |
| Qwikt Global Securities LLC CRD: 305541 | - | 0 | 0 | A | INACTIVE |
| Qwon Investment Consultants, Inc. CRD: 45760 | - | 0 | 0 | A | INACTIVE |
| R & B Realty, Inc. CRD: 16069 | - | 0 | 0 | A | INACTIVE |
| R & C Investment Advisors LLC CRD: 305788 | - | 0 | 0 | - | Unknown |
| R & D Associates, L.P. CRD: 39155 | - | 0 | 0 | A | INACTIVE |
| R & F Securities, Inc. CRD: 13374 | - | 0 | 0 | A | INACTIVE |
| R & G Securities, LLC CRD: 147040 | - | 0 | 0 | A | INACTIVE |
| R & J Financial Partners, LLC CRD: 171917 | - | 0 | 1 | - | Unknown |
| R & M Consultants, Ltd. CRD: 121091 | - | 0 | 1 | - | Unknown |
| R & M Investment Marketing CRD: 7698 | - | 0 | 0 | A | INACTIVE |
| R & M Wealth Management, LLC CRD: 170106 | - | 0 | 1 | - | Unknown |
| R & R Financial CRD: 330772 | - | 0 | 1 | - | Unknown |
| R & R Financial Planners, Inc. CRD: 113291 | - | 0 | 2 | - | Unknown |
| R & R Financial Services, LLC CRD: 114644 | - | 0 | 1 | - | Unknown |
| R & R James, Inc. CRD: 139063 | - | 0 | 2 | - | Unknown |
| R & R Retirement Services, Inc CRD: 118776 | - | 0 | 2 | - | Unknown |
| R & R Wealth Strategies, LLC CRD: 151405 | - | 0 | 2 | - | Unknown |
| R & S Brokerage Associates, Inc. CRD: 14093 | - | 0 | 0 | A | INACTIVE |
| R . E. Decker and Associates, LLC CRD: 159857 | - | 0 | 0 | - | Unknown |
| R and R Securities Company CRD: 13354 | - | 0 | 0 | A | INACTIVE |
| R Capital Investment Management LLC CRD: 281342 | - | 0 | 0 | - | Unknown |
| R Cubed Global Capital Inc. CRD: 313107 | - | 0 | 0 | - | Unknown |
| R G Financial Ltd. CRD: 18098 | - | 0 | 0 | A | INACTIVE |
| R Gregory Souder CRD: 115061 | - | 0 | 1 | - | Unknown |
| R H Securities CRD: 10997 | - | 0 | 0 | A | INACTIVE |
| R Karras Asset Management & Planning, LLC CRD: 149054 | - | 0 | 0 | - | Unknown |
| R L Capital, LLC CRD: 132435 | - | 0 | 2 | - | Unknown |
| R L Trading Corp CRD: 42290 | - | 0 | 0 | A | INACTIVE |
| R L Trang & Associates, Inc. CRD: 22298 | - | 0 | 0 | A | INACTIVE |
| R M Davis Inc CRD: 105448 | - | 0 | 10 | - | Unknown |
| R R Gordon Financial CRD: 329942 | - | 0 | 0 | - | Unknown |
| R Scott Silva LLC CRD: 157168 | - | 0 | 0 | - | Unknown |
| R Squared Capital CRD: 168432 | - | 0 | 0 | - | Unknown |
| R Squared Financial, LLC CRD: 157710 | - | 0 | 0 | - | Unknown |
| R Squared Investment Advisors CRD: 284448 | - | 0 | 0 | - | Unknown |
| R Squared IV CRD: 337212 | - | 0 | 1 | - | Unknown |
| R&B Financial Consultants CRD: 119842 | - | 0 | 2 | - | Unknown |
| R&D Capital Management LLC CRD: 166419 | - | 0 | 0 | - | Unknown |
| R&F Capital Advisors LP CRD: 281193 | - | 0 | 0 | - | Unknown |
| R&L Trading L.L.C. CRD: 124301 | - | 0 | 0 | A | INACTIVE |
| R&M Financial Advisors LLC CRD: 156722 | - | 0 | 0 | - | Unknown |
| R&R Proprietary LLC CRD: 115917 | - | 0 | 0 | A | INACTIVE |
| R&R Stewardship Partners, LLC CRD: 172208 | - | 0 | 0 | - | Unknown |
| R&V Personal Finance, LLC CRD: 301513 | - | 0 | 1 | - | Unknown |
| R-C Realty Company CRD: 14808 | - | 0 | 0 | A | INACTIVE |
| R-G Investments Corporation CRD: 113293 | - | 1 | 0 | B | INACTIVE |
| R-Squared Advisors, LLC CRD: 315271 | - | 0 | 1 | - | Unknown |
| R-Squared Capital Management CRD: 319094 | - | 0 | 0 | - | Unknown |