Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| R-Squared Investment Management LLC CRD: 284208 | - | 0 | 0 | - | Unknown |
| R-Squared Macro Management CRD: 173299 | - | 0 | 0 | - | Unknown |
| R-Tech Advisors, Inc. CRD: 146541 | - | 0 | 3 | - | Unknown |
| R-V Equities Corp. CRD: 13627 | - | 0 | 0 | A | INACTIVE |
| R. a. Johnson and Company, Inc. CRD: 10262 | - | 0 | 0 | A | INACTIVE |
| R. a. Kane Inc. CRD: 6854 | - | 0 | 0 | A | INACTIVE |
| R. a. Rigg & Co. CRD: 1836 | - | 0 | 0 | A | INACTIVE |
| R. Adrian & Company, LLC CRD: 32595 | - | 0 | 0 | A | INACTIVE |
| R. Applegate & Associates LLC CRD: 290992 | - | 0 | 0 | - | Unknown |
| R. B. Morin & Associates, LLC CRD: 128969 | - | 0 | 0 | - | Unknown |
| R. Barry Alter CRD: 134497 | - | 0 | 0 | - | Unknown |
| R. Brian Howell & Associates, Inc. CRD: 109795 | - | 0 | 0 | - | Unknown |
| R. C. Crisler & Co., Inc. CRD: 1556 | - | 0 | 0 | A | INACTIVE |
| R. C. Pottharst Company CRD: 15493 | - | 0 | 0 | A | INACTIVE |
| R. C. Whitmore Advisors Inc. CRD: 119943 | - | 0 | 0 | - | Unknown |
| R. Cooper Investments CRD: 340854 | - | 0 | 1 | - | Unknown |
| R. D. Kushnir & Co. CRD: 24013 | - | 0 | 0 | A | INACTIVE |
| R. D. Wittgens & Company CRD: 8659 | - | 0 | 0 | A | INACTIVE |
| R. E. L. Securities, Inc. CRD: 40710 | - | 0 | 0 | A | INACTIVE |
| R. E. Tafel, JR. & Co., Inc. CRD: 15101 | - | 0 | 0 | A | INACTIVE |
| R. F. Lafferty & Co., Inc. CRD: 2498 | NY | 7 | 20 | B | Active |
| R. F. Thompson, Inc. CRD: 10136 | - | 0 | 0 | A | INACTIVE |
| R. G. Bradley Investments CRD: 1290 | - | 0 | 0 | A | INACTIVE |
| R. G. Mcentee & Co., Inc. CRD: 7139 | - | 0 | 0 | A | INACTIVE |
| R. G. Securities, Inc. CRD: 10577 | - | 0 | 0 | A | INACTIVE |
| R. H. Hansford & Company, Inc. CRD: 113060 | - | 0 | 1 | - | Unknown |
| R. H. Malin & Company CRD: 15179 | - | 0 | 0 | A | INACTIVE |
| R. H. Moulton & Co. CRD: 690 | - | 0 | 0 | A | INACTIVE |
| R. H. York & Company, Inc. CRD: 30099 | - | 0 | 0 | A | INACTIVE |
| R. Hilles Graham CRD: 116815 | - | 0 | 1 | - | Unknown |
| R. Hobman Securities, Inc. CRD: 38953 | - | 0 | 0 | A | INACTIVE |
| R. J. "RON" Marroy, Registered Investment Advisor CRD: 117002 | - | 0 | 0 | - | Unknown |
| R. J. Edwards, Inc. CRD: 1725 | - | 0 | 0 | A | INACTIVE |
| R. J. Murphy Executions, Inc. CRD: 45451 | - | 0 | 0 | A | INACTIVE |
| R. J. Thompson Securities, Inc. CRD: 100001 | - | 1 | 0 | B | INACTIVE |
| R. Kent Harris and Associates, Ltd. CRD: 112707 | - | 0 | 2 | - | Unknown |
| R. L. Renck & Co., Inc. CRD: 13462 | - | 0 | 0 | A | INACTIVE |
| R. L. Rigard & Associates Ltd. CRD: 277173 | - | 0 | 1 | - | Unknown |
| R. L. Stewart & Co., Inc. CRD: 3514 | - | 0 | 0 | A | INACTIVE |
| R. Lewis Securities, Inc. CRD: 7705 | - | 0 | 0 | A | INACTIVE |
| R. Louis Hill & Associates, Inc. CRD: 19511 | - | 0 | 0 | A | INACTIVE |
| R. M. Tonge Company CRD: 6806 | - | 4 | 0 | C | INACTIVE |
| R. Meier, Inc. CRD: 134035 | - | 0 | 0 | - | Unknown |
| R. P. Borgan Inc. CRD: 32245 | - | 0 | 0 | A | INACTIVE |
| R. Pirruccello Brokerage Services CRD: 43364 | - | 0 | 0 | A | INACTIVE |
| R. R. Wolfe and Company, Inc. CRD: 122365 | - | 0 | 0 | - | Unknown |
| R. Rowland & Co., Incorporated CRD: 911 | - | 0 | 0 | A | INACTIVE |
| R. Scott Maxwell Financial CRD: 171227 | - | 0 | 0 | - | Unknown |
| R. Seeger Wealth Management, Ltd CRD: 152258 | - | 0 | 1 | - | Unknown |
| R. Seelaus & Co., LLC CRD: 14974 | NJ | 12 | 7 | B | Active |