Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| R. W. Ellwood & Co., Inc. CRD: 7021 | - | 1 | 0 | B | INACTIVE |
| R. W. Stanley Investment Planning CRD: 149205 | - | 0 | 1 | - | Unknown |
| R. Weber Investments, LLC CRD: 269965 | - | 0 | 0 | - | Unknown |
| R.A. Mackie & Co., Inc. CRD: 23135 | - | 0 | 0 | A | INACTIVE |
| R.A. Mackie & Co., L.P. CRD: 28455 | - | 2 | 0 | B | INACTIVE |
| R.A. Peterson Associates, LLC CRD: 119255 | - | 0 | 0 | - | Unknown |
| R.A.I. Financial Services, Inc. CRD: 128596 | - | 0 | 2 | - | Unknown |
| R.B. Financial Group CRD: 132444 | - | 0 | 2 | - | Unknown |
| R.B. Jones Financial Group, Inc. CRD: 14148 | - | 0 | 0 | A | INACTIVE |
| R.B. Marich, Inc. CRD: 13227 | - | 0 | 0 | A | INACTIVE |
| R.B. Sideckas & Co. CRD: 3407 | - | 0 | 0 | A | INACTIVE |
| R.B. Smith Co. Inc. CRD: 114658 | - | 0 | 0 | - | Unknown |
| R.B. Webster Investments, Inc. CRD: 19273 | - | 0 | 0 | A | INACTIVE |
| R.C. Government Securities, Inc. CRD: 25881 | - | 0 | 0 | A | INACTIVE |
| R.C. Stamm & Co., Inc. CRD: 11105 | - | 0 | 0 | A | INACTIVE |
| R.C. Towne, Inc. CRD: 7611 | - | 0 | 0 | A | INACTIVE |
| R.C. Williams Capital & Securities Corp. CRD: 19210 | - | 0 | 0 | A | INACTIVE |
| R.C.J. Securities, Corp. CRD: 32757 | - | 1 | 0 | B | INACTIVE |
| R.D. Smothers Wealth Management CRD: 329361 | - | 0 | 1 | - | Unknown |
| R.D. Thompson Investments CRD: 104738 | - | 0 | 2 | - | Unknown |
| R.D. White & Co., Inc. CRD: 7011 | - | 16 | 0 | D | INACTIVE |
| R.D.DRENKOW & Co., Inc. CRD: 117068 | - | 0 | 2 | - | Unknown |
| R.D.S. Securities, Inc. CRD: 8385 | - | 0 | 0 | A | INACTIVE |
| R.E. Securities, Inc. CRD: 10895 | - | 0 | 0 | A | INACTIVE |
| R.E. Snow Private Wealth Management Group, LLC CRD: 122190 | - | 0 | 1 | - | Unknown |
| R.E. Thorwirth Securities CRD: 13395 | - | 0 | 0 | A | INACTIVE |
| R.E.A.L. Coach CRD: 174860 | - | 0 | 1 | - | Unknown |
| R.E.JONES & Associates CRD: 128163 | - | 0 | 0 | - | Unknown |
| R.F.G. Company CRD: 13874 | - | 0 | 0 | A | INACTIVE |
| R.G Hurley & Associates, Inc. CRD: 129174 | - | 0 | 0 | - | Unknown |
| R.G. Associates, Inc. CRD: 121777 | - | 0 | 1 | - | Unknown |
| R.G. Escoffery & Co., Inc. CRD: 35845 | - | 0 | 0 | A | INACTIVE |
| R.G. Freeman Securities, Inc. CRD: 14926 | - | 0 | 0 | A | INACTIVE |
| R.G. Kaiser LLC CRD: 130683 | - | 0 | 0 | A | INACTIVE |
| R.G. Knox Corporation CRD: 20887 | - | 0 | 0 | A | INACTIVE |
| R.G. Mollring & Company, Inc. CRD: 24923 | - | 0 | 0 | A | INACTIVE |
| R.G. Niederhoffer Capital Management, Inc. CRD: 137788 | - | 0 | 1 | - | Unknown |
| R.G. White Investments,Inc. CRD: 15178 | - | 0 | 0 | A | INACTIVE |
| R.H. Bluestein & Co LLC CRD: 106229 | - | 0 | 0 | - | Unknown |
| R.H. Cherry Securities, Inc. CRD: 18425 | - | 0 | 0 | A | INACTIVE |
| R.H. Dinel Investment Counsel,Inc. CRD: 106688 | - | 0 | 2 | - | Unknown |
| R.H. Investment Group, LLC CRD: 115994 | - | 0 | 1 | - | Unknown |
| R.H. Post, Inc. CRD: 107329 | - | 0 | 0 | A | INACTIVE |
| R.H. Post, Inc. CRD: 32851 | - | 5 | 0 | C | INACTIVE |
| R.H. Stewart & Co., Inc. CRD: 13673 | - | 0 | 0 | A | INACTIVE |
| R.H.DAMON & Co., Inc. CRD: 23091 | - | 0 | 0 | A | INACTIVE |
| R.I.C. Securities, Inc. CRD: 16852 | - | 0 | 0 | A | INACTIVE |
| R.I.T. Wealth Advisors CRD: 339934 | - | 0 | 1 | - | Unknown |
| R.J. Cloud Advisors & Company CRD: 289371 | - | 0 | 2 | - | Unknown |
| R.J. Fuchs Advisory Services CRD: 140811 | - | 0 | 0 | - | Unknown |