Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| R.J. Healy & Company CRD: 134470 | - | 0 | 0 | - | Unknown |
| R.J. Kross Assoc. Ltd. CRD: 24456 | - | 0 | 0 | A | INACTIVE |
| R.J. Mobley Securities and Advisory Company CRD: 22642 | - | 0 | 0 | A | INACTIVE |
| R.J. Murphy & Associates, LLC CRD: 112238 | - | 0 | 0 | A | INACTIVE |
| R.J. O'brien Securities, LLC CRD: 143624 | - | 0 | 0 | A | INACTIVE |
| R.J. Robinson Co. CRD: 120316 | - | 0 | 0 | - | Unknown |
| R.J. Rudden Financial, LLC CRD: 123993 | - | 0 | 0 | A | INACTIVE |
| R.J. Russell Securities Corp. CRD: 13144 | - | 0 | 0 | A | INACTIVE |
| R.J. Sutts & Company CRD: 109375 | - | 0 | 1 | - | Unknown |
| R.J. Telese & Company CRD: 23341 | - | 0 | 0 | A | INACTIVE |
| R.J. Walls & Co., Inc. CRD: 25926 | - | 0 | 0 | A | INACTIVE |
| R.J.S. Investments Ltd. CRD: 31418 | - | 0 | 0 | A | INACTIVE |
| R.K. Grace & Company CRD: 35203 | - | 2 | 0 | B | INACTIVE |
| R.K. Securities CRD: 15012 | - | 0 | 0 | A | INACTIVE |
| R.K. Steele CRD: 1904 | - | 0 | 0 | A | INACTIVE |
| R.L. Crary & Co., Inc. CRD: 13270 | - | 0 | 0 | A | INACTIVE |
| R.L. Kraai Incorporated CRD: 25952 | - | 0 | 0 | A | INACTIVE |
| R.L. Marks & Company CRD: 16038 | - | 0 | 0 | A | INACTIVE |
| R.L. Miller & Company CRD: 113993 | - | 0 | 0 | - | Unknown |
| R.L. Paler Investment Advisors, LLC CRD: 121814 | - | 0 | 0 | - | Unknown |
| R.L.K. Advisory Group CRD: 174632 | - | 0 | 0 | - | Unknown |
| R.L.ROBINSON CRD: 308514 | - | 0 | 0 | - | Unknown |
| R.M. Bradley Capital Ltd CRD: 32768 | - | 0 | 0 | A | INACTIVE |
| R.M. Duncan Capital Management Corporation CRD: 116857 | - | 0 | 3 | - | Unknown |
| R.M. Duncan Securities, Inc. CRD: 14344 | AR | 4 | 3 | B | Active |
| R.M. Evans, LLC CRD: 45624 | - | 0 | 0 | A | INACTIVE |
| R.M. Frank Securities, Inc. CRD: 21479 | - | 0 | 0 | A | INACTIVE |
| R.M. Hobson, Inc. CRD: 19977 | - | 0 | 0 | A | INACTIVE |
| R.M. Neilio & Associates, Fiscal Advisors CRD: 139724 | - | 0 | 0 | - | Unknown |
| R.M. Robinson Capital Management CRD: 123586 | - | 0 | 0 | - | Unknown |
| R.M. Shannon Wealth Management, LLC CRD: 290718 | - | 0 | 1 | - | Unknown |
| R.M. Stark & Co., Inc. CRD: 7612 | FL | 4 | 6 | B | Active |
| R.M.GEORGE Associates CRD: 125635 | - | 0 | 0 | - | Unknown |
| R.O.I. CRD: 116966 | - | 0 | 3 | - | Unknown |
| R.O.S. Asset Management CRD: 116211 | - | 0 | 2 | - | Unknown |
| R.P. Investment Counselors, Inc. CRD: 17701 | - | 0 | 0 | A | INACTIVE |
| R.R. Gordon Advisors CRD: 284747 | - | 0 | 0 | - | Unknown |
| R.R.Y. Partners CRD: 14777 | - | 0 | 0 | A | INACTIVE |
| R.R.Y. Securities Corp. CRD: 15911 | - | 0 | 0 | A | INACTIVE |
| R.S. Ayres Securities Corporation CRD: 13211 | - | 0 | 0 | A | INACTIVE |
| R.S. Consulting, Inc. CRD: 26161 | - | 0 | 0 | A | INACTIVE |
| R.S. Mattei & Company, Inc. CRD: 117030 | - | 0 | 1 | - | Unknown |
| R.S. Petrell & Associates, LLC D/B/a Strategic Wea… CRD: 143462 | - | 0 | 1 | - | Unknown |
| R.T. Borst and Company CRD: 20934 | - | 0 | 0 | A | INACTIVE |
| R.T. Caldwell & Co., Incorporated CRD: 14080 | - | 0 | 0 | A | INACTIVE |
| R.T. Hickman Securities, LLC CRD: 47896 | - | 0 | 0 | A | INACTIVE |
| R.T. Jones Capital Equities Management Inc. CRD: 131804 | - | 0 | 1 | - | Unknown |
| R.T. Jones Capital Equities, Inc. CRD: 19775 | - | 2 | 0 | B | INACTIVE |
| R.V. Kuhns and Associates, Inc. CRD: 18005 | - | 0 | 1 | A | INACTIVE |
| R.W. Lawson Company, Inc. CRD: 14773 | - | 0 | 0 | A | INACTIVE |