Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RAD Capital LLC CRD: 339072 | - | 0 | 0 | - | Unknown |
| Radar Capital Holdings, LLC CRD: 326137 | - | 0 | 0 | - | Unknown |
| Radar Equities LLC CRD: 324793 | - | 0 | 0 | - | Unknown |
| Radar Financial Investments Corporation CRD: 314823 | - | 0 | 1 | - | Unknown |
| Radar Gestora DE Recursos Ltda. CRD: 175273 | - | 0 | 0 | - | Unknown |
| Radar Private LLC CRD: 324796 | - | 0 | 0 | - | Unknown |
| Radcliff Management LLC CRD: 287589 | - | 0 | 1 | - | Unknown |
| Radcliffe Capital Management, L.P. CRD: 136028 | - | 0 | 1 | - | Unknown |
| Rademacher Financial, Inc. CRD: 114067 | - | 0 | 2 | - | Unknown |
| Rader Securities, Inc. CRD: 19785 | - | 0 | 0 | A | INACTIVE |
| Rader Wealth Management LLC CRD: 289152 | - | 0 | 1 | - | Unknown |
| Radford Capital Corporation CRD: 10480 | - | 0 | 0 | A | INACTIVE |
| Radial Equity Partners LP CRD: 308513 | - | 0 | 1 | - | Unknown |
| Radian Capital LLC CRD: 288340 | - | 0 | 1 | - | Unknown |
| Radiance Asset Management, LLC CRD: 157378 | - | 0 | 0 | - | Unknown |
| Radiant Global Investors LLC CRD: 316920 | - | 0 | 0 | - | Unknown |
| Radiant Venture Management L.L.C. CRD: 339962 | - | 0 | 1 | - | Unknown |
| Radiant Wealth Advisory, LLC CRD: 340207 | - | 0 | 2 | - | Unknown |
| Radiant Wealth Planning CRD: 310280 | - | 0 | 2 | - | Unknown |
| Radianx Capital, LLC CRD: 298178 | - | 0 | 1 | - | Unknown |
| Radical Ventures CRD: 329337 | - | 0 | 0 | - | Unknown |
| Radice Securities Corporation CRD: 13719 | - | 0 | 0 | A | INACTIVE |
| Radicle Impact Management, LLC CRD: 295645 | - | 0 | 0 | - | Unknown |
| Radin Capital Partners CRD: 281345 | - | 0 | 0 | - | Unknown |
| Radiology ONE Ventures Management LLC CRD: 342540 | - | 0 | 1 | - | Unknown |
| Radium Asset Management, LLC CRD: 299475 | - | 0 | 0 | - | Unknown |
| Radius Capital Advisors CRD: 341631 | - | 0 | 1 | - | Unknown |
| Radius Capital Management, LLC CRD: 131339 | - | 0 | 0 | - | Unknown |
| Radius Capital Ventures, LLC CRD: 325708 | - | 0 | 0 | - | Unknown |
| Radius Securities LLC CRD: 286256 | - | 1 | 0 | B | INACTIVE |
| Radius Ventures, LLC CRD: 161992 | - | 0 | 0 | - | Unknown |
| Radius Wealth Management, Inc. CRD: 168159 | - | 0 | 2 | - | Unknown |
| Radix Capital LLC CRD: 289449 | - | 0 | 0 | - | Unknown |
| Radix Financial, LLC CRD: 171159 | - | 0 | 1 | - | Unknown |
| Radix Organization, Inc. CRD: 172791 | - | 0 | 1 | - | Unknown |
| Radix Wealth CRD: 328329 | - | 0 | 1 | - | Unknown |
| Radnor Capital Management, LLC CRD: 159559 | - | 0 | 1 | - | Unknown |
| Radnor Financial Advisors, Inc. CRD: 20560 | - | 0 | 0 | A | INACTIVE |
| Radnor Financial Advisors, LLC CRD: 282753 | - | 0 | 0 | - | Unknown |
| Radnor Securities Corp. CRD: 8188 | - | 0 | 0 | A | INACTIVE |
| Radnorwood Capital, LLC CRD: 143990 | - | 0 | 2 | - | Unknown |
| Radvanyi Wealth Management LLC CRD: 273033 | - | 0 | 2 | - | Unknown |
| RAE Securities, Inc CRD: 30262 | - | 0 | 0 | A | INACTIVE |
| Rafalko Advisors, Inc. CRD: 146540 | - | 0 | 0 | - | Unknown |
| Raffa Investment Advisers CRD: 136971 | - | 0 | 5 | - | Unknown |
| Raffensperger, Hughes & Co., Inc. CRD: 699 | - | 0 | 0 | A | INACTIVE |
| Rafferty Asset Management, LLC CRD: 112526 | - | 0 | 1 | - | Unknown |
| Rafferty Capital Markets, LLC CRD: 23682 | - | 6 | 0 | D | INACTIVE |
| Raffles Capital Management, LLC CRD: 161565 | - | 0 | 1 | - | Unknown |
| Rafiki Capital Management (Hong Kong) Limited CRD: 285970 | - | 0 | 0 | - | Unknown |