Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Raga Partners LP CRD: 316791 | - | 0 | 1 | - | Unknown |
| Ragen Mackenzie Investment Services, LLC CRD: 17525 | - | 4 | 0 | C | INACTIVE |
| Raging Capital Management, LLC. CRD: 158645 | - | 0 | 0 | - | Unknown |
| Ragnar Wealth Management LLC CRD: 171044 | - | 0 | 0 | - | Unknown |
| RAH, LLC CRD: 326110 | - | 0 | 0 | - | Unknown |
| Rahlfs Capital, LLC CRD: 127425 | - | 0 | 2 | - | Unknown |
| Rahn Wealth Management, LLC CRD: 309497 | - | 0 | 0 | - | Unknown |
| RAI Energy Fund Manager LLC CRD: 332060 | - | 0 | 1 | - | Unknown |
| RAI Natural GAS Manager, LLC CRD: 332059 | - | 0 | 1 | - | Unknown |
| RAI Wealth CRD: 324695 | - | 0 | 1 | - | Unknown |
| RAI Wealth Management CRD: 277137 | - | 0 | 2 | - | Unknown |
| Raider Dennis Agency CRD: 314415 | - | 0 | 1 | - | Unknown |
| Raider Trading L.L.C CRD: 42684 | - | 0 | 0 | A | INACTIVE |
| Raido Capital CRD: 342541 | - | 0 | 1 | - | Unknown |
| Raif, LLC CRD: 154409 | - | 0 | 0 | - | Unknown |
| Raiff Partners, Inc. CRD: 160789 | - | 0 | 0 | - | Unknown |
| Raijin AI CRD: 342079 | - | 0 | 1 | - | Unknown |
| Rail Splitter Capital Advisers, LLC CRD: 338780 | - | 0 | 1 | - | Unknown |
| Rail, LLC CRD: 340759 | - | 0 | 1 | - | Unknown |
| Rail-Splitter CRD: 311548 | - | 0 | 0 | - | Unknown |
| Rail-Splitter Capital Management LLC CRD: 338394 | - | 0 | 1 | - | Unknown |
| Rail-Splitter Capital Management, LLC CRD: 156910 | - | 0 | 0 | - | Unknown |
| Railroad Canyon Insurance and Financial Services CRD: 150168 | - | 0 | 1 | - | Unknown |
| Railroad Ranch Capital Management, LP CRD: 282997 | - | 0 | 0 | - | Unknown |
| Railroad Street Wealth Management, LLC CRD: 174397 | - | 0 | 1 | - | Unknown |
| Raimond Wealth Management LLC CRD: 126302 | - | 0 | 2 | - | Unknown |
| Rain Capital CRD: 334483 | - | 0 | 1 | - | Unknown |
| Rain Capital Management CRD: 158996 | - | 0 | 0 | - | Unknown |
| Rain Capital Management, LLC CRD: 317611 | - | 0 | 0 | - | Unknown |
| Rain DOG Financial CRD: 328633 | - | 0 | 1 | - | Unknown |
| Rain Force, LLC CRD: 323113 | - | 0 | 0 | - | Unknown |
| Rain or Shine Planning, LLC CRD: 327703 | - | 0 | 2 | - | Unknown |
| Rain Shine Capital, LLC CRD: 158532 | - | 0 | 0 | - | Unknown |
| Rainbook Advisors, LLC CRD: 325905 | - | 0 | 0 | - | Unknown |
| Rainbow International Equities, Inc. CRD: 21331 | - | 1 | 0 | B | INACTIVE |
| Rainbow Securities, Inc. CRD: 21160 | - | 0 | 0 | A | INACTIVE |
| Rainbridge Securities LLC CRD: 334916 | NY | 0 | 9 | A | Active |
| Rainbrook Capital LLC CRD: 341512 | - | 0 | 1 | - | Unknown |
| Raindrop Financial, Inc CRD: 164994 | - | 0 | 1 | - | Unknown |
| Raine Capital LLC CRD: 157939 | - | 0 | 1 | - | Unknown |
| Raine Finance CRD: 301718 | - | 0 | 0 | - | Unknown |
| Raine Securities LLC CRD: 137873 | NY | 0 | 4 | A | Active |
| Rainey & Randall Wealth Advisors, Inc. CRD: 116251 | - | 0 | 2 | - | Unknown |
| Rainey Asset Management, Inc. CRD: 153420 | - | 0 | 1 | - | Unknown |
| Rainey Financial LLC CRD: 333244 | - | 0 | 1 | - | Unknown |
| Rainey Wealth Management LLC CRD: 339511 | - | 0 | 1 | - | Unknown |
| Rainfall Ventures Management, LLC CRD: 309268 | - | 0 | 1 | - | Unknown |
| Rainier Capital Investments LLC CRD: 304311 | - | 0 | 1 | - | Unknown |
| Rainier Capital Partners LP CRD: 315967 | - | 0 | 1 | - | Unknown |
| Rainier Family Wealth, Inc. CRD: 332062 | - | 0 | 1 | - | Unknown |