Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rainier Financial Group, Inc. CRD: 122314 | - | 0 | 0 | - | Unknown |
| Rainier Investment Management LLC CRD: 105556 | - | 0 | 1 | - | Unknown |
| Rainier Securities Corporation CRD: 16867 | - | 0 | 0 | A | INACTIVE |
| Rainier Securities, LLC CRD: 130893 | - | 0 | 0 | A | INACTIVE |
| Rainier Wealth Management LLC CRD: 162125 | - | 0 | 1 | - | Unknown |
| Rainier Wealth Planning, LLC CRD: 338645 | - | 0 | 1 | - | Unknown |
| Rainierview Advisors LLC CRD: 265786 | - | 0 | 0 | - | Unknown |
| Rainmaker Advisors CRD: 161783 | - | 0 | 0 | - | Unknown |
| Rainmaker Securities, LLC CRD: 132995 | FL | 5 | 7 | B | Active |
| Rainmakers Partners, LLC CRD: 148443 | - | 1 | 0 | B | INACTIVE |
| Rainsberger Wealth Advisors CRD: 108325 | - | 0 | 0 | - | Unknown |
| Raintree Capital Management LLC CRD: 300716 | - | 0 | 1 | - | Unknown |
| Raintree Capital Management LLC CRD: 338004 | - | 0 | 1 | - | Unknown |
| Raintree Capital Management, LLC CRD: 288574 | - | 0 | 0 | - | Unknown |
| Raintree Investment Corporation CRD: 14928 | - | 0 | 0 | A | INACTIVE |
| Rainwater Equity LLC CRD: 333696 | - | 0 | 1 | - | Unknown |
| Rainy DAY Ventures, LLC CRD: 296907 | - | 0 | 0 | - | Unknown |
| Raisa Energy LLC CRD: 313463 | - | 0 | 1 | - | Unknown |
| Raise Financial Advisors LLC CRD: 311515 | - | 0 | 1 | - | Unknown |
| Raisewell Ventures CRD: 332566 | - | 0 | 1 | - | Unknown |
| Raisin Securities LLC CRD: 308880 | - | 0 | 0 | A | INACTIVE |
| Raison Asset Management CRD: 282147 | - | 0 | 0 | - | Unknown |
| Raisonne & Hammer Price Corporation CRD: 293604 | - | 0 | 0 | - | Unknown |
| Raisson Capital Advisors Ltd. CRD: 170502 | - | 0 | 0 | - | Unknown |
| Rait Securities, LLC CRD: 136622 | - | 0 | 0 | A | INACTIVE |
| Raith Capital Partners CRD: 166815 | - | 0 | 1 | - | Unknown |
| Rajs Funds CRD: 298713 | - | 0 | 2 | - | Unknown |
| Rakatansky Financial LLC CRD: 335560 | - | 0 | 1 | - | Unknown |
| Rakr Trading L.L.C. CRD: 126961 | - | 0 | 0 | A | INACTIVE |
| Raleigh Capital Management Inc. CRD: 149538 | - | 0 | 1 | - | Unknown |
| Raleigh Investment Advisors, Inc. CRD: 118706 | - | 0 | 1 | - | Unknown |
| Raleigh Investment Consultant LLC CRD: 298775 | - | 0 | 0 | - | Unknown |
| Raleigh Securities Inc CRD: 110331 | - | 0 | 0 | - | Unknown |
| Ralicki Wealth Management & Trust Services CRD: 141192 | - | 0 | 1 | - | Unknown |
| Rall Capital Management, Inc. CRD: 132827 | - | 0 | 2 | - | Unknown |
| Ralloc Capital LLC CRD: 166002 | - | 0 | 0 | - | Unknown |
| Rally Ventures Management, LLC CRD: 167687 | - | 0 | 1 | - | Unknown |
| Rallyday Partners, LLC CRD: 307309 | - | 0 | 1 | - | Unknown |
| Ralph S. Parilla, Inc. CRD: 38843 | - | 0 | 0 | A | INACTIVE |
| Ralph S. Wilford Company, Inc. (the) CRD: 701 | - | 0 | 0 | A | INACTIVE |
| Ralph Stroffolino, EA CFP CRD: 133136 | - | 0 | 0 | - | Unknown |
| Ralston Dowd & Company, Incorporated CRD: 14427 | - | 0 | 0 | A | INACTIVE |
| Ralston Securities Company, NOT Inc. CRD: 3124 | - | 0 | 0 | A | INACTIVE |
| RAM Active Investments S.A. CRD: 226589 | - | 0 | 0 | - | Unknown |
| RAM and OAK Investment Partners, LLC CRD: 340401 | - | 0 | 1 | - | Unknown |
| RAM Capital Management LLC CRD: 154309 | - | 0 | 0 | - | Unknown |
| RAM Financial LLC CRD: 330235 | MI | 0 | 1 | A | Active |
| RAM Investment Associates, L.P. CRD: 163339 | - | 0 | 0 | - | Unknown |
| RAM Realty Advisors LLC CRD: 160238 | - | 0 | 1 | - | Unknown |
| RAM Securities, Inc. CRD: 17721 | - | 0 | 0 | A | INACTIVE |