Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Randall Hyten, Investment Counsel CRD: 125854 | - | 0 | 0 | - | Unknown |
| Randall L. Kryszak, CPA, PC CRD: 122355 | - | 0 | 0 | - | Unknown |
| Randall P Martin CRD: 108546 | - | 0 | 1 | - | Unknown |
| Randall Stone Financial CRD: 142729 | - | 0 | 1 | - | Unknown |
| Randall T. Kline,CPA CRD: 123079 | - | 0 | 0 | - | Unknown |
| Randall Wealth Advisors, LLC CRD: 283254 | - | 0 | 1 | - | Unknown |
| Randall, Rogers & Long Financial, Inc. CRD: 16004 | - | 0 | 0 | A | INACTIVE |
| Randazzo Capital Management, LLC CRD: 292900 | - | 0 | 2 | - | Unknown |
| Randel & Pierce, Inc. CRD: 14637 | - | 0 | 0 | A | INACTIVE |
| Randell Securities, Inc. CRD: 15839 | - | 0 | 0 | A | INACTIVE |
| Randi Hope, L.L.C. CRD: 128707 | - | 0 | 0 | A | INACTIVE |
| Randolph & Associates, LLC CRD: 108817 | - | 0 | 1 | - | Unknown |
| Randolph Brown Securities Corporation CRD: 18338 | - | 0 | 0 | A | INACTIVE |
| Randolph Capital Management, LLC CRD: 108127 | - | 0 | 0 | - | Unknown |
| Randolph Co Inc CRD: 104868 | - | 0 | 1 | - | Unknown |
| Randolph Elder, CFP CRD: 128903 | - | 0 | 2 | - | Unknown |
| Randolph Partners, Ltd. CRD: 16424 | - | 0 | 0 | A | INACTIVE |
| Randolph Scott of Amityville, Inc. CRD: 3312 | - | 3 | 0 | C | INACTIVE |
| Randolph Securities Company CRD: 10685 | - | 0 | 0 | A | INACTIVE |
| Random Forest Capital, LLC CRD: 289297 | - | 0 | 0 | - | Unknown |
| Randy L. Copus and Associates,LLC CRD: 122988 | - | 0 | 3 | - | Unknown |
| Randy MAY Financial Planning CRD: 144678 | - | 0 | 0 | - | Unknown |
| Randy Neumann Wealth Management CRD: 129381 | - | 0 | 0 | - | Unknown |
| Range Advisory, LLC CRD: 321969 | - | 0 | 25 | - | Unknown |
| Range Equity Management CRD: 339343 | - | 0 | 1 | - | Unknown |
| Range Financial Group, LLC CRD: 290001 | - | 0 | 2 | - | Unknown |
| Range Global LLC CRD: 104393 | - | 3 | 0 | C | INACTIVE |
| Range Rock Capital CRD: 334203 | - | 0 | 1 | - | Unknown |
| Range Technology Ventures, LLC CRD: 310480 | - | 0 | 1 | - | Unknown |
| Rangeeagle Strategies, LLC CRD: 289912 | - | 0 | 0 | - | Unknown |
| Rangeley Capital, LLC CRD: 152725 | - | 0 | 1 | - | Unknown |
| Rangemark Capital Markets, Inc. CRD: 42025 | - | 0 | 0 | A | INACTIVE |
| Ranger Advisors, L.P. CRD: 118877 | - | 0 | 0 | - | Unknown |
| Ranger Alternative Management II, LP CRD: 168942 | - | 0 | 0 | - | Unknown |
| Ranger Global Holdings LLC CRD: 286378 | - | 0 | 1 | - | Unknown |
| Ranger Global Real Estate Advisors, LLC CRD: 284412 | - | 0 | 0 | - | Unknown |
| Ranger Investment Management,L.P. CRD: 124414 | - | 0 | 1 | - | Unknown |
| Rangewater Investment Management, LLC CRD: 326456 | - | 0 | 1 | - | Unknown |
| Ranieri & Co., Inc. CRD: 22374 | - | 0 | 0 | A | INACTIVE |
| Ranieri Residential Investment Advisors LLC CRD: 161446 | - | 0 | 0 | - | Unknown |
| Ransom Advisory CRD: 318747 | - | 0 | 1 | - | Unknown |
| Ransom W. Morse and Company CRD: 2830 | - | 0 | 0 | A | INACTIVE |
| Ransome Asset Management CRD: 304825 | - | 0 | 1 | - | Unknown |
| Ranson & Company, Inc. CRD: 7040 | - | 0 | 0 | A | INACTIVE |
| Rapaport Investments, Inc. CRD: 13671 | - | 0 | 0 | A | INACTIVE |
| Raphael Aryeh and Associates CRD: 17858 | - | 1 | 0 | B | INACTIVE |
| Raphael, L.P. CRD: 23597 | - | 0 | 0 | A | INACTIVE |
| Rapid Execution Services, LLC CRD: 171853 | IL | 0 | 2 | A | Active |
| Rapid GP Limited CRD: 273031 | - | 0 | 0 | - | Unknown |
| Rapid Scale LLC CRD: 318269 | - | 0 | 2 | - | Unknown |