Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rapidbit Ltd CRD: 335966 | - | 0 | 1 | - | Unknown |
| Rapids Financial LLC CRD: 336795 | - | 0 | 1 | - | Unknown |
| Rapp Financial Services CRD: 138185 | - | 0 | 0 | - | Unknown |
| Rappaport Equity Funding, Inc. CRD: 15738 | - | 0 | 0 | A | INACTIVE |
| Rappaport Reiches Capital Management, CRD: 137021 | - | 0 | 0 | - | Unknown |
| Rapport Financial, LLC CRD: 286308 | - | 0 | 1 | - | Unknown |
| Raptor Capital Management LP CRD: 161118 | - | 0 | 0 | - | Unknown |
| Raptor Partners LLC CRD: 143324 | - | 0 | 0 | A | INACTIVE |
| Raptornet CRD: 154432 | - | 0 | 0 | A | INACTIVE |
| Rare Earth Securities CRD: 20807 | - | 0 | 0 | A | INACTIVE |
| Rare Infrastructure USA Incorporated CRD: 283617 | - | 0 | 0 | - | Unknown |
| Rare Ventures, LLC CRD: 290115 | - | 0 | 0 | - | Unknown |
| Rare Wolf Capital LLC CRD: 334465 | - | 0 | 1 | - | Unknown |
| Rareview Capital LLC CRD: 284474 | - | 0 | 3 | - | Unknown |
| Rariden Investment Advisors, LLC CRD: 154352 | - | 0 | 1 | - | Unknown |
| Raritan Capital CRD: 281670 | - | 0 | 0 | - | Unknown |
| Raritan Valley Capital Management LLC CRD: 173664 | - | 0 | 0 | - | Unknown |
| RAS Capital Services, Inc. CRD: 149993 | - | 0 | 1 | - | Unknown |
| RAS Financial Advisors CRD: 318118 | - | 0 | 0 | - | Unknown |
| RAS Trading, L.P. CRD: 31087 | - | 0 | 0 | A | INACTIVE |
| Rascasse Investments Limited CRD: 226551 | - | 0 | 0 | - | Unknown |
| Rashid Hussain Securities Inc. CRD: 40790 | - | 0 | 0 | A | INACTIVE |
| Raskin Global Inc. CRD: 313300 | - | 0 | 3 | - | Unknown |
| Raskin, Arthur Leonard CRD: 32997 | - | 0 | 0 | A | INACTIVE |
| Raskob Kambourian Financial Advisors, Ltd. CRD: 105047 | - | 0 | 0 | - | Unknown |
| Rasp Wealth Solutions, LLC CRD: 328248 | - | 0 | 2 | - | Unknown |
| Rastegar Asset Management, LLC CRD: 175398 | - | 0 | 0 | - | Unknown |
| Rastegar Equity Partners, LLC CRD: 286657 | - | 0 | 0 | - | Unknown |
| Ratan Capital Management, LP CRD: 160440 | - | 0 | 1 | - | Unknown |
| Rate Quest Investments CRD: 104064 | - | 0 | 0 | A | INACTIVE |
| Rathbones CRD: 124925 | - | 0 | 0 | - | Unknown |
| Rather & Kittrell, Inc. CRD: 114885 | - | 0 | 1 | - | Unknown |
| Rathnam Capital, LLC CRD: 154226 | - | 0 | 2 | - | Unknown |
| Rathunas Trading, L.L.C. CRD: 43374 | - | 0 | 0 | A | INACTIVE |
| Ratio Capital CRD: 283357 | - | 0 | 3 | - | Unknown |
| Ratio Ventures Asia LP CRD: 325006 | - | 0 | 0 | - | Unknown |
| Ratio Wealth Group LLC CRD: 306278 | - | 0 | 0 | - | Unknown |
| Rational Advisors, Inc. CRD: 111452 | - | 0 | 1 | - | Unknown |
| Rational Capital Advisors LLC CRD: 323531 | - | 0 | 3 | - | Unknown |
| Rational Capital Partners LP CRD: 306643 | - | 0 | 0 | - | Unknown |
| Rational Derivatives Trading, LLC CRD: 146723 | - | 0 | 0 | A | INACTIVE |
| Rational Frontier Advisors, LLC CRD: 146939 | - | 0 | 1 | - | Unknown |
| Rational Investment Group, LLC CRD: 286048 | - | 0 | 1 | - | Unknown |
| Rational Investment Management, LLC CRD: 163057 | - | 0 | 1 | - | Unknown |
| Rational Investment Methodology CRD: 292117 | - | 0 | 1 | - | Unknown |
| Rational Planning, Inc. CRD: 31008 | - | 0 | 0 | A | INACTIVE |
| Rationalwave Associates Corp. CRD: 160515 | - | 0 | 1 | - | Unknown |
| Ratliff Securities, Inc. CRD: 18230 | - | 0 | 0 | A | INACTIVE |
| Ratner & Associates LLC CRD: 323912 | - | 0 | 1 | - | Unknown |
| Ratner & Associates, LLC CRD: 149359 | - | 0 | 0 | - | Unknown |