Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RBG Wealth Advisors LLC CRD: 319486 | - | 0 | 1 | - | Unknown |
| RBH Infinity Exchange Ltd CRD: 341352 | - | 0 | 1 | - | Unknown |
| RBI Advisors LLC CRD: 336632 | - | 0 | 1 | - | Unknown |
| RBI Capital Management, LLC CRD: 155230 | - | 0 | 0 | - | Unknown |
| RBJ Capital Management LLC CRD: 313912 | - | 0 | 0 | - | Unknown |
| RBMP Capital Management LLP CRD: 288988 | - | 0 | 0 | - | Unknown |
| RBO & Co, LLC CRD: 112172 | - | 0 | 1 | - | Unknown |
| RBP Investment Advisors Inc. CRD: 137830 | - | 0 | 2 | - | Unknown |
| RBP Partners, LLC CRD: 313286 | - | 0 | 0 | - | Unknown |
| RBR Securities, Inc. CRD: 103560 | - | 0 | 0 | A | INACTIVE |
| RBR Wealth Management Inc. CRD: 301050 | - | 0 | 0 | - | Unknown |
| RBS Advisors, LLC CRD: 226654 | - | 0 | 0 | - | Unknown |
| RBS Collective Investment Funds Limited CRD: 163176 | - | 0 | 0 | - | Unknown |
| RBS Securities Corporation CRD: 118936 | - | 0 | 0 | A | INACTIVE |
| RBS Wealth Management CRD: 336536 | - | 0 | 1 | - | Unknown |
| RBT Wealth LLC CRD: 330564 | - | 0 | 0 | - | Unknown |
| RC Advisors LLC CRD: 293790 | - | 0 | 1 | - | Unknown |
| RC Capital CRD: 162297 | - | 0 | 1 | - | Unknown |
| RC Financial, Inc. CRD: 138654 | - | 0 | 1 | - | Unknown |
| RC Private Securities, LLC CRD: 310351 | - | 0 | 0 | A | INACTIVE |
| RC Private Wealth, LLC CRD: 329301 | - | 0 | 2 | - | Unknown |
| RC Wealth Management CRD: 281300 | - | 0 | 1 | - | Unknown |
| RC Wealth Management LLC CRD: 277029 | - | 0 | 0 | - | Unknown |
| RCA Advisory Services CRD: 281433 | - | 0 | 1 | - | Unknown |
| RCA Green Mining LLC CRD: 323577 | - | 0 | 1 | - | Unknown |
| RCA Wealth Strategies LLC CRD: 315915 | - | 0 | 2 | - | Unknown |
| RCB Securities, Inc. CRD: 23089 | - | 0 | 0 | A | INACTIVE |
| RCD Financial, Inc. CRD: 104479 | - | 0 | 0 | A | INACTIVE |
| RCF Asset Management Group 2, LLC CRD: 312221 | - | 0 | 0 | - | Unknown |
| RCF Asset Management Group 3, LLC CRD: 312212 | - | 0 | 1 | - | Unknown |
| RCF Asset Management Group 4, LLC CRD: 326500 | - | 0 | 1 | - | Unknown |
| RCF Asset Management Group, LLC CRD: 312223 | - | 0 | 0 | - | Unknown |
| RCFT, LLC CRD: 170111 | - | 0 | 0 | - | Unknown |
| RCG Capital Management, LLC CRD: 169958 | - | 0 | 0 | - | Unknown |
| RCG Longview CRD: 158163 | - | 0 | 0 | - | Unknown |
| RCG Longview CRD: 158162 | - | 0 | 0 | - | Unknown |
| RCG Longview CRD: 158181 | - | 0 | 0 | - | Unknown |
| RCG Longview CRD: 165252 | - | 0 | 0 | - | Unknown |
| RCG/Reserve Capital Group Limited Partnership CRD: 28837 | - | 0 | 0 | A | INACTIVE |
| RCH Capital, LLC CRD: 162853 | - | 0 | 1 | - | Unknown |
| RCH Fields Family Wealth Management LLC CRD: 154757 | - | 0 | 1 | - | Unknown |
| RCH Securities CRD: 146337 | - | 1 | 0 | B | INACTIVE |
| RCH Trading LLC CRD: 103938 | - | 0 | 0 | A | INACTIVE |
| Rchristianfinancial Consultants, LLC "the Clients … CRD: 154081 | - | 0 | 1 | - | Unknown |
| RCI Limited Partnership CRD: 35724 | - | 3 | 0 | C | INACTIVE |
| RCJ Management, LLC CRD: 170169 | - | 0 | 1 | - | Unknown |
| RCK Wealth Advisory LLC CRD: 327790 | - | 0 | 1 | - | Unknown |
| RCL Advisors, LLC CRD: 142919 | - | 0 | 0 | - | Unknown |
| RCL Capital Management CRD: 121342 | - | 0 | 1 | - | Unknown |
| RCL Northwest, Inc. CRD: 14101 | - | 0 | 0 | A | INACTIVE |