Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RCL Securities Corporation CRD: 10675 | - | 0 | 0 | A | INACTIVE |
| Rclco Fund Advisors, LLC CRD: 167905 | - | 0 | 1 | - | Unknown |
| RCM CRD: 110566 | - | 0 | 0 | - | Unknown |
| RCM Advisory CRD: 319071 | - | 0 | 0 | - | Unknown |
| RCM Capital Management, L.L.C. CRD: 144939 | - | 0 | 1 | - | Unknown |
| RCM Capital Partners, Inc. CRD: 310707 | - | 0 | 0 | - | Unknown |
| RCM Distributors LLC CRD: 120500 | - | 1 | 0 | B | INACTIVE |
| RCM GA Manager LLC CRD: 331637 | - | 0 | 1 | - | Unknown |
| RCM Government Securities, Inc. CRD: 16411 | - | 0 | 0 | A | INACTIVE |
| RCM Robinson Capital Management LLC CRD: 112814 | - | 0 | 1 | - | Unknown |
| RCM Securities CRD: 15548 | IL | 5 | 2 | C | Active |
| RCM Wealth Advisors CRD: 153641 | - | 0 | 9 | - | Unknown |
| Rcma Asset Management PTE. Ltd. CRD: 160661 | - | 0 | 0 | - | Unknown |
| Rcma Capital LLP CRD: 292140 | - | 0 | 0 | - | Unknown |
| RCN Wealth Advisors, Inc. CRD: 163562 | - | 0 | 1 | - | Unknown |
| RCP Advisors 2, LLC CRD: 289963 | - | 0 | 1 | - | Unknown |
| RCP Advisors, LLC CRD: 119813 | - | 0 | 1 | - | Unknown |
| Rcplanners CRD: 298369 | - | 0 | 3 | - | Unknown |
| RCS Financial Advisors, Ltd CRD: 121689 | - | 0 | 2 | - | Unknown |
| RCS Financial Planning, LLC CRD: 291678 | - | 0 | 1 | - | Unknown |
| RCS Wealth Management CRD: 328114 | - | 0 | 1 | - | Unknown |
| RCV Capital LP CRD: 288200 | - | 0 | 0 | - | Unknown |
| RCV Financial Services CRD: 111954 | - | 0 | 1 | - | Unknown |
| RCV Global LLC CRD: 310960 | - | 0 | 0 | - | Unknown |
| RCV Global LLC CRD: 331970 | - | 0 | 1 | - | Unknown |
| RCV Investments Corp. CRD: 18980 | - | 0 | 0 | A | INACTIVE |
| RCX Capital Group Advisors, LLC CRD: 170463 | - | 0 | 2 | - | Unknown |
| RCX Capital Group, LLC CRD: 114290 | TX | 1 | 5 | B | Active |
| RD Capital Group, Inc. CRD: 37470 | - | 1 | 0 | B | INACTIVE |
| RD Kelley Financial Group CRD: 298189 | - | 0 | 2 | - | Unknown |
| RD Lewis Wealth Management CRD: 156073 | - | 0 | 1 | - | Unknown |
| RDA Financial Network CRD: 147309 | - | 0 | 20 | - | Unknown |
| RDB Holdings Inc. CRD: 163651 | - | 0 | 1 | - | Unknown |
| RDC Capital Partners LP CRD: 281480 | - | 0 | 0 | - | Unknown |
| RDG Capital Fund Management LP CRD: 172742 | - | 0 | 0 | - | Unknown |
| RDG Capital Management LLC CRD: 329749 | - | 0 | 1 | - | Unknown |
| RDG Securities Corporation CRD: 42319 | - | 0 | 0 | A | INACTIVE |
| RDJ Financial, LLC CRD: 120665 | - | 0 | 1 | - | Unknown |
| RDK Financial Group CRD: 125768 | - | 0 | 0 | - | Unknown |
| RDK Securities Company CRD: 10988 | - | 0 | 0 | A | INACTIVE |
| RDM Capital Associates Inc CRD: 106941 | - | 0 | 1 | - | Unknown |
| RDM Investment Services, LLC CRD: 104266 | - | 1 | 0 | B | INACTIVE |
| RDM Securities, Inc. CRD: 32848 | - | 0 | 0 | A | INACTIVE |
| RDSC, LLC CRD: 7519 | - | 8 | 0 | D | INACTIVE |
| RDST Capital LLC CRD: 284645 | - | 0 | 2 | - | Unknown |
| RE Investment Advisors, LLC CRD: 315087 | - | 0 | 1 | - | Unknown |
| RE Member Fund GP Ltd. CRD: 332347 | - | 0 | 1 | - | Unknown |
| RE Member Fund Management Co LLC CRD: 332332 | - | 0 | 1 | - | Unknown |
| RE-Direct Securities Corp CRD: 35518 | - | 1 | 0 | B | INACTIVE |
| RE-Envision Wealth CRD: 299357 | - | 0 | 3 | - | Unknown |