Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RE-Occur CRD: 337991 | - | 0 | 0 | - | Unknown |
| REA Capital Management, LLC CRD: 127485 | - | 0 | 0 | - | Unknown |
| REA Financial CRD: 340696 | - | 0 | 1 | - | Unknown |
| REA Investments, LLC CRD: 333577 | - | 0 | 1 | - | Unknown |
| REA Securities Inc. CRD: 40264 | - | 0 | 0 | A | INACTIVE |
| REA Wealth Management CRD: 108913 | - | 0 | 7 | - | Unknown |
| Reach Capital CRD: 282291 | - | 0 | 0 | - | Unknown |
| Reach Capital Corporation CRD: 23477 | - | 0 | 0 | A | INACTIVE |
| Reach Management, LLC CRD: 293969 | - | 0 | 1 | - | Unknown |
| Reach ONE Teach ONE Financial CRD: 323834 | - | 0 | 1 | - | Unknown |
| Reach Strategic Wealth LLC CRD: 304155 | - | 0 | 1 | - | Unknown |
| Reaching Upward Financial Solutions LLC CRD: 324781 | - | 0 | 1 | - | Unknown |
| React Investment Solutions, LLC CRD: 150801 | - | 0 | 1 | - | Unknown |
| Reactive Markets Technologies LLC CRD: 336488 | NY | 0 | 2 | A | Active |
| Read & Powell Financial Services, LLC CRD: 130189 | - | 0 | 3 | - | Unknown |
| Read Capital Management & Insurance Services, LLC CRD: 283703 | - | 0 | 0 | - | Unknown |
| Read Financial Services LLC CRD: 339527 | - | 0 | 1 | - | Unknown |
| Read Investment,Inc. CRD: 15270 | - | 0 | 0 | A | INACTIVE |
| Read Investments, Inc. CRD: 19962 | - | 0 | 0 | A | INACTIVE |
| Readout Capital, LP CRD: 331733 | - | 0 | 1 | - | Unknown |
| Ready Mortgage Securities, Inc. CRD: 22222 | - | 0 | 0 | A | INACTIVE |
| Readystate Asset Management CRD: 317277 | - | 0 | 1 | - | Unknown |
| Reagan Companies Asset Management, Inc CRD: 161648 | - | 0 | 1 | - | Unknown |
| Reagan Financial Planning LLC CRD: 284103 | - | 0 | 1 | - | Unknown |
| Reagan Securities, Inc. CRD: 156034 | GA | 0 | 2 | A | Active |
| Real Advisers LLC RIA Series CRD: 309221 | - | 0 | 2 | - | Unknown |
| Real Agency Wealth LLC CRD: 337219 | - | 0 | 1 | - | Unknown |
| Real Asset Alpha, LP CRD: 298030 | - | 0 | 0 | - | Unknown |
| Real Asset Portfolio Management LLC CRD: 156831 | - | 0 | 0 | - | Unknown |
| Real Asset Strategies, LLC CRD: 304242 | - | 0 | 0 | - | Unknown |
| Real Estate Capital Corporation,Inc. CRD: 16226 | - | 0 | 0 | A | INACTIVE |
| Real Estate Capital, L.P. CRD: 35457 | - | 0 | 0 | A | INACTIVE |
| Real Estate Equities Securities Company CRD: 8226 | - | 0 | 0 | A | INACTIVE |
| Real Estate Investment Services, Inc. CRD: 8399 | - | 0 | 0 | A | INACTIVE |
| Real Estate Management Services Group, LLC CRD: 112322 | - | 0 | 0 | - | Unknown |
| Real Estate Securities Corporation of America CRD: 10595 | - | 0 | 0 | A | INACTIVE |
| Real Estate Securities Exchange Co. CRD: 13770 | - | 0 | 0 | A | INACTIVE |
| Real Estate Securities, Inc. CRD: 7549 | - | 0 | 0 | A | INACTIVE |
| Real Financial Planning, LLC CRD: 167877 | - | 0 | 1 | - | Unknown |
| Real Fine Assets Ltd. CRD: 21427 | - | 0 | 0 | A | INACTIVE |
| Real Holdings International CRD: 318924 | - | 0 | 0 | - | Unknown |
| Real Holdings International Inc CRD: 298489 | - | 0 | 0 | - | Unknown |
| Real Life Planning CRD: 304695 | - | 0 | 2 | - | Unknown |
| Real Property Capital Corporation CRD: 10734 | - | 0 | 0 | A | INACTIVE |
| Real Property Securities, Inc. CRD: 10350 | - | 0 | 0 | A | INACTIVE |
| Real Securities, Ltd. CRD: 10593 | - | 0 | 0 | A | INACTIVE |
| Real Wealth CRD: 153892 | - | 0 | 0 | - | Unknown |
| Real Wealth Advisors LLC CRD: 318143 | - | 0 | 2 | - | Unknown |
| Real Wealth Planning CRD: 311106 | - | 0 | 4 | - | Unknown |
| Real Wealth Solutions LLC CRD: 297468 | - | 0 | 0 | - | Unknown |