Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Real World Financial Planning, LLC CRD: 299632 | - | 0 | 2 | - | Unknown |
| Real-Impact Capital Management, LLC CRD: 335160 | - | 0 | 1 | - | Unknown |
| Realblocks Investment Advisors, Inc. CRD: 311781 | - | 0 | 1 | - | Unknown |
| Realblocks Private Securities, Inc. CRD: 306101 | - | 6 | 0 | D | INACTIVE |
| Realcap Securities, Inc. CRD: 10830 | - | 0 | 0 | A | INACTIVE |
| Realcom Investments, Inc. CRD: 16143 | - | 0 | 0 | A | INACTIVE |
| Realcor Securities Company CRD: 13267 | - | 0 | 0 | A | INACTIVE |
| Reale Managed Assets, Inc. CRD: 128226 | - | 0 | 2 | - | Unknown |
| Realist Ventures Management II, LLC CRD: 315585 | - | 0 | 1 | - | Unknown |
| Reality Financial Planning Services, LLC CRD: 143352 | - | 0 | 1 | - | Unknown |
| Reality Shares Advisors CRD: 166762 | - | 0 | 0 | - | Unknown |
| Realization Capital Partners Management LLC CRD: 304264 | - | 0 | 1 | - | Unknown |
| Realized Financial, Inc. CRD: 22333 | TX | 0 | 8 | A | Active |
| Reallocate CRD: 291921 | - | 0 | 0 | - | Unknown |
| Realm Financial Planning CRD: 334158 | - | 0 | 1 | - | Unknown |
| Realm Investment Consulting LLC CRD: 171634 | - | 0 | 1 | - | Unknown |
| Realmark Securities, Inc. CRD: 10701 | - | 0 | 0 | A | INACTIVE |
| Realshares, Inc. CRD: 16152 | - | 0 | 0 | A | INACTIVE |
| Realsource Equities, Inc. CRD: 18276 | - | 0 | 0 | A | INACTIVE |
| Realta Equities, Inc. CRD: 23769 | DE | 7 | 48 | B | Active |
| Realta Investment Advisors, Inc CRD: 134952 | - | 0 | 59 | - | Unknown |
| Realterm CRD: 322689 | - | 0 | 1 | - | Unknown |
| Realtime Capital, Inc. CRD: 104294 | - | 0 | 0 | A | INACTIVE |
| Realty Capital Securities, Inc. CRD: 14639 | - | 0 | 0 | A | INACTIVE |
| Realty Capital Securities, LLC CRD: 145454 | - | 3 | 0 | C | INACTIVE |
| Realty Equities, Inc. CRD: 15850 | - | 0 | 0 | A | INACTIVE |
| Realty Mentors CRD: 290304 | - | 0 | 0 | - | Unknown |
| Realty Repurchase, Inc. CRD: 17594 | - | 0 | 0 | A | INACTIVE |
| Realty Securities, Inc. CRD: 13513 | - | 0 | 0 | A | INACTIVE |
| Realtyclub Investment Advisors LLC CRD: 175359 | - | 0 | 0 | - | Unknown |
| Realtyshares Advisor, LLC CRD: 269978 | - | 0 | 0 | - | Unknown |
| Realtyshares Manager, LLC, a Delaware Limited Liab… CRD: 173542 | - | 0 | 0 | - | Unknown |
| Realtyshares Securities, LLC CRD: 283560 | - | 0 | 0 | A | INACTIVE |
| Realtyx, LLC CRD: 316304 | CT | 0 | 2 | A | Active |
| Reanic Securities, Inc. CRD: 14710 | - | 0 | 0 | A | INACTIVE |
| Reap Asset Management LLC CRD: 339003 | - | 0 | 2 | - | Unknown |
| Reap Financial Group, LLC CRD: 144560 | - | 0 | 13 | - | Unknown |
| Reap in Wealth Management, LLC CRD: 146512 | - | 0 | 4 | - | Unknown |
| Reason Financial CRD: 133658 | - | 0 | 0 | - | Unknown |
| Reason Financial Advisors, Inc. CRD: 128986 | - | 0 | 0 | - | Unknown |
| Reason Financial Advisors, LLC CRD: 298878 | - | 0 | 0 | - | Unknown |
| Reason Investments CRD: 283156 | - | 0 | 0 | - | Unknown |
| Reasons to BE Optimistic CRD: 329192 | - | 0 | 0 | - | Unknown |
| Reatherford Wealth Management LLC CRD: 318975 | - | 0 | 1 | - | Unknown |
| REB Capital Management, LLC CRD: 301890 | - | 0 | 1 | - | Unknown |
| REB Securities, Inc. CRD: 45466 | - | 0 | 0 | A | INACTIVE |
| Rebalance LLC CRD: 158242 | - | 0 | 10 | - | Unknown |
| Rebar & Associates Strategic Services, LLC CRD: 282490 | - | 0 | 1 | - | Unknown |
| Rebar Asset Management LLC CRD: 298871 | - | 0 | 0 | - | Unknown |
| Rebasec, Inc. CRD: 16608 | - | 0 | 0 | A | INACTIVE |