Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rebel Financial, LLC CRD: 168263 | - | 0 | 1 | - | Unknown |
| Rebel Investments & Co. CRD: 33499 | - | 0 | 0 | A | INACTIVE |
| Rebel Management, LLC CRD: 334378 | - | 0 | 1 | - | Unknown |
| Rebellion Capital Advisors, LLC CRD: 282679 | - | 0 | 0 | - | Unknown |
| Rebellion Research CRD: 167661 | - | 0 | 1 | - | Unknown |
| Rebellion Ventures, LLC CRD: 324161 | - | 0 | 1 | - | Unknown |
| Reber Trading Corp. CRD: 36987 | - | 1 | 0 | B | INACTIVE |
| Reboot Advisors LLC CRD: 288818 | - | 0 | 0 | - | Unknown |
| REBRAIN.AI Investment Management, LLC CRD: 299956 | - | 0 | 0 | - | Unknown |
| Rebuy Irrvrntvc SPV LLC CRD: 327153 | - | 0 | 1 | - | Unknown |
| Reby Advisors, LLC CRD: 126140 | - | 0 | 0 | - | Unknown |
| Recalibrating Wealth CRD: 338413 | - | 0 | 1 | - | Unknown |
| Recall Capital Management LLC CRD: 327746 | - | 0 | 1 | - | Unknown |
| Recap Investing Inc. CRD: 305081 | - | 0 | 0 | - | Unknown |
| Recast Capital CRD: 319767 | - | 0 | 1 | - | Unknown |
| Recharge Thematic Ventures Management LLC CRD: 332677 | - | 0 | 1 | - | Unknown |
| Rechter Wealth Management, LLC CRD: 125254 | - | 0 | 3 | - | Unknown |
| Reciprocal Capital CRD: 285033 | - | 0 | 1 | - | Unknown |
| Reciprocal Venture Management, L.L.C. CRD: 288520 | - | 0 | 1 | - | Unknown |
| Reckard CPA Advisors, LLC CRD: 289768 | - | 0 | 1 | - | Unknown |
| Recker Financial LLC CRD: 298520 | - | 0 | 1 | - | Unknown |
| Reckoner Capital Management LLC CRD: 333863 | - | 0 | 1 | - | Unknown |
| Recode Health Ventures LLC CRD: 322373 | - | 0 | 1 | - | Unknown |
| Recognize Partners LP CRD: 311156 | - | 0 | 1 | - | Unknown |
| Recom Securities, Inc. CRD: 7488 | - | 8 | 0 | D | INACTIVE |
| Recon Capital CRD: 159657 | - | 0 | 0 | - | Unknown |
| Recondite Capital LLC CRD: 281268 | - | 0 | 1 | - | Unknown |
| Reconstructing Wealth CRD: 328284 | - | 0 | 1 | - | Unknown |
| Record Currency Management Inc CRD: 171338 | - | 0 | 1 | - | Unknown |
| Record Currency Management Limited CRD: 110893 | - | 0 | 0 | - | Unknown |
| Recore Growth Investments Inc. CRD: 144824 | - | 0 | 0 | - | Unknown |
| Rector Capital Corp. CRD: 16837 | - | 0 | 0 | A | INACTIVE |
| Recurrence Technologies LLC CRD: 301999 | - | 0 | 0 | - | Unknown |
| Recurrent Investment Advisors LLC CRD: 288694 | - | 0 | 1 | - | Unknown |
| Recurring Capital Management Company, LLC CRD: 285114 | - | 0 | 1 | - | Unknown |
| Recursion Venture Capital, LLC CRD: 321668 | - | 0 | 1 | - | Unknown |
| Recursive Investment Management LLC CRD: 331417 | - | 0 | 1 | - | Unknown |
| Recursive Ventures Advisors CRD: 291597 | - | 0 | 1 | - | Unknown |
| Recurve Capital LLC CRD: 312550 | - | 0 | 1 | - | Unknown |
| RED & Blue Ventures CRD: 310359 | - | 0 | 1 | - | Unknown |
| RED Abbey Venture Partners, LLC CRD: 161809 | - | 0 | 0 | - | Unknown |
| RED Abbey Capital Partners, LLC CRD: 161674 | - | 0 | 0 | - | Unknown |
| RED Advisors LLC CRD: 171647 | - | 0 | 0 | - | Unknown |
| RED Arts Capital Management, LLC CRD: 316396 | - | 0 | 1 | - | Unknown |
| RED Beard Ventures Management LLC CRD: 319144 | - | 0 | 1 | - | Unknown |
| RED Brick Road Capital LLC CRD: 291122 | - | 0 | 0 | - | Unknown |
| RED CAR Wealth Management Inc CRD: 340287 | - | 0 | 1 | - | Unknown |
| RED Cedar CRD: 298677 | - | 0 | 1 | - | Unknown |
| RED Cedar Capital, LLC CRD: 141642 | - | 0 | 0 | - | Unknown |
| RED Cedar Investment Management CRD: 170939 | - | 0 | 6 | - | Unknown |