Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RED Cedar LLC CRD: 310945 | - | 0 | 0 | - | Unknown |
| RED Cedar Management, LP CRD: 286236 | - | 0 | 0 | - | Unknown |
| RED Cedar Trading, LLC CRD: 128134 | - | 3 | 0 | C | INACTIVE |
| RED Cell Management, LLC CRD: 315048 | - | 0 | 1 | - | Unknown |
| RED Clay Wealth Advisors LLC CRD: 313030 | - | 0 | 0 | - | Unknown |
| RED Cliff Asset Management Limited CRD: 169318 | - | 0 | 0 | - | Unknown |
| RED Clover Financial Planning, LLC CRD: 160658 | - | 0 | 0 | - | Unknown |
| RED Clover Venture Partners, LLC CRD: 341887 | - | 0 | 1 | - | Unknown |
| RED Clover Wealth Management, LLC CRD: 335636 | - | 0 | 1 | - | Unknown |
| RED Crane Wealth Management, LLC CRD: 284006 | - | 0 | 1 | - | Unknown |
| RED Crown Capital, LLC CRD: 167137 | - | 0 | 0 | - | Unknown |
| RED DOE & Company, Incorporated CRD: 13776 | - | 0 | 0 | A | INACTIVE |
| RED DOG Capital LLC CRD: 285270 | - | 0 | 1 | - | Unknown |
| RED DOG Capital Management, LLC CRD: 311797 | - | 0 | 1 | - | Unknown |
| RED Door Capital Management Limited CRD: 305874 | - | 0 | 0 | - | Unknown |
| RED Door Management, Inc. CRD: 311082 | - | 0 | 0 | - | Unknown |
| RED Door Wealth Management, LLC CRD: 153235 | - | 0 | 1 | - | Unknown |
| RED DOT Capital LLC CRD: 332865 | - | 0 | 1 | - | Unknown |
| RED Earth Finance LLC CRD: 287727 | - | 0 | 0 | - | Unknown |
| RED Ember Capital CRD: 317359 | - | 0 | 0 | - | Unknown |
| RED Fort Capital Management Company, LLC CRD: 163485 | - | 0 | 0 | - | Unknown |
| RED Gate Advisers, LLC CRD: 309871 | - | 0 | 0 | - | Unknown |
| RED Glass Management, LLC CRD: 338676 | - | 0 | 1 | - | Unknown |
| RED Granite Wealth Management CRD: 330066 | - | 0 | 1 | - | Unknown |
| RED Griffin Wealth Management LLC CRD: 277139 | - | 0 | 2 | - | Unknown |
| RED Haven Advisors, LLC CRD: 307311 | - | 0 | 2 | - | Unknown |
| RED Hawk Asset Management LLC CRD: 282049 | - | 0 | 0 | - | Unknown |
| RED Hawk Prosperity Partners LLC CRD: 327642 | - | 0 | 0 | - | Unknown |
| RED Herring Investment Manager LLC CRD: 331600 | - | 0 | 0 | - | Unknown |
| RED Hill Capital Advisers LLC CRD: 288106 | - | 0 | 0 | - | Unknown |
| RED Hills Capital, LLC CRD: 126009 | - | 0 | 1 | - | Unknown |
| RED Hills Holdings, LLC CRD: 291642 | - | 0 | 1 | - | Unknown |
| RED Hook Management CRD: 148237 | - | 0 | 0 | - | Unknown |
| RED Iron Group Management, LLC CRD: 317920 | - | 0 | 1 | - | Unknown |
| RED IVY Capital, LLC CRD: 169621 | - | 0 | 0 | - | Unknown |
| RED Kennedy Financial CRD: 135276 | - | 0 | 1 | - | Unknown |
| RED Kite (Bermuda) Management and Advisor Limited CRD: 168999 | - | 0 | 0 | - | Unknown |
| RED Kite Capital Group LLC CRD: 282393 | - | 0 | 0 | - | Unknown |
| RED Kite Investment Management Limited CRD: 333766 | - | 0 | 0 | - | Unknown |
| RED Lady Capital Management, LLC CRD: 159840 | - | 0 | 1 | - | Unknown |
| RED Lighthouse Investment Management, LLC CRD: 145682 | - | 0 | 1 | - | Unknown |
| RED Meadow Advisors, LLC CRD: 154627 | - | 0 | 1 | - | Unknown |
| RED Mountain Capital Partners LLC CRD: 154236 | - | 0 | 0 | - | Unknown |
| RED Mountain Financial Partners CRD: 174672 | - | 0 | 1 | - | Unknown |
| RED Mountain Financial, LLC CRD: 277100 | - | 0 | 1 | - | Unknown |
| RED Mountain Securities LLC CRD: 317716 | CA | 0 | 3 | A | Active |
| RED Night Capital LLC CRD: 327108 | - | 0 | 3 | - | Unknown |
| RED OAK Advisors LLC CRD: 288289 | - | 0 | 1 | - | Unknown |
| RED OAK Capital Advisors CRD: 159665 | - | 0 | 1 | - | Unknown |
| RED OAK Capital Management, Inc. CRD: 284188 | - | 0 | 0 | - | Unknown |