Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Reef Capital Group, LLC CRD: 282173 | - | 0 | 1 | - | Unknown |
| Reef Investment Management LLC CRD: 309186 | - | 0 | 1 | - | Unknown |
| Reef Knot Capital LLC CRD: 286008 | - | 0 | 0 | - | Unknown |
| Reef Pass Investors CRD: 334433 | - | 0 | 1 | - | Unknown |
| Reef Resources, LLC CRD: 133646 | WA | 0 | 3 | A | Active |
| Reef Road Capital LLC CRD: 167283 | - | 0 | 0 | - | Unknown |
| Reef Securities, Inc. CRD: 31951 | TX | 9 | 2 | C | Active |
| Reel & Real Investments Inc. CRD: 8238 | - | 0 | 0 | A | INACTIVE |
| Reel Financial Planning CRD: 333611 | - | 0 | 1 | - | Unknown |
| Reep Wealth Management, Inc. CRD: 325443 | - | 0 | 0 | - | Unknown |
| Rees Financial Group, Inc. CRD: 24274 | - | 0 | 0 | A | INACTIVE |
| Reeser Advisory Services Inc. CRD: 131159 | - | 0 | 3 | - | Unknown |
| Reeves and Company, Investments and Securities, In… CRD: 14311 | - | 0 | 0 | A | INACTIVE |
| Reeves Capital Company,Inc. CRD: 16236 | - | 0 | 0 | A | INACTIVE |
| Reeves, James, Townsend CRD: 310178 | - | 0 | 1 | - | Unknown |
| REF Advisors LLC CRD: 168179 | - | 0 | 0 | - | Unknown |
| Refactor Capital Management, LLC CRD: 308137 | - | 0 | 1 | - | Unknown |
| Refactor Capital, LLC CRD: 287724 | - | 0 | 0 | - | Unknown |
| Refashiond Ventures, LLC CRD: 313674 | - | 0 | 1 | - | Unknown |
| Refco Clearing LLC CRD: 128160 | - | 0 | 0 | A | INACTIVE |
| Refco Securities, LLC CRD: 14094 | - | 11 | 0 | D | INACTIVE |
| Refine Financial Solutions CRD: 318921 | - | 0 | 0 | - | Unknown |
| Refined Wealth CRD: 337453 | - | 0 | 1 | - | Unknown |
| Refined Wealth Management CRD: 169563 | - | 0 | 1 | - | Unknown |
| Refinery Ventures CRD: 312729 | - | 0 | 0 | - | Unknown |
| Refinery Ventures Management, LLC CRD: 330622 | - | 0 | 1 | - | Unknown |
| Reflect Ventures, LLC CRD: 317677 | - | 0 | 0 | - | Unknown |
| Reflection Asset Management CRD: 306663 | - | 0 | 2 | - | Unknown |
| Reflective Financial CRD: 329622 | - | 0 | 1 | - | Unknown |
| Reflective Wealth Planning, LLC CRD: 317997 | - | 0 | 1 | - | Unknown |
| Reflexive Capital Management LP CRD: 327416 | - | 0 | 1 | - | Unknown |
| Reflow Services, LLC CRD: 158301 | - | 0 | 1 | - | Unknown |
| Refocus Financial CRD: 312259 | - | 0 | 0 | - | Unknown |
| Reforge Capital, LLC CRD: 330206 | - | 0 | 1 | - | Unknown |
| Reformation Management, LLC CRD: 317893 | - | 0 | 1 | - | Unknown |
| Reformation Services Inc. CRD: 167160 | - | 0 | 0 | - | Unknown |
| Reformation Technologies GP LLC CRD: 181519 | - | 0 | 0 | - | Unknown |
| Reformation Technologies LLC CRD: 173948 | - | 0 | 0 | - | Unknown |
| Refract Ventures CRD: 337960 | - | 0 | 1 | - | Unknown |
| Reframe Financial Planning, LLC CRD: 300014 | - | 0 | 0 | - | Unknown |
| Reframe Wealth Strategies CRD: 342078 | - | 0 | 1 | - | Unknown |
| Reframe Wealth, LLC CRD: 313386 | - | 0 | 1 | - | Unknown |
| Refresh Investments CRD: 297146 | - | 0 | 1 | - | Unknown |
| Refuge Advisors, LLC CRD: 284622 | - | 0 | 0 | - | Unknown |
| Refuge Financial CRD: 288677 | - | 0 | 0 | - | Unknown |
| Refuge Securities Corporation CRD: 16070 | - | 0 | 0 | A | INACTIVE |
| REG Capital Advisors CRD: 142625 | - | 0 | 2 | - | Unknown |
| REG Davis Investments, LLC CRD: 296924 | - | 0 | 2 | - | Unknown |
| Regal Advisory Services, Inc. CRD: 119445 | - | 0 | 1 | - | Unknown |
| Regal Advisory Services, Inc. CRD: 123842 | - | 0 | 22 | - | Unknown |