Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Redtree Investment Group CRD: 171615 | - | 0 | 1 | - | Unknown |
| Redview Capital Advisors II Limited CRD: 301510 | - | 0 | 0 | - | Unknown |
| Redview Capital Advisors Ltd. CRD: 281755 | - | 0 | 0 | - | Unknown |
| Redw Stanley Wealth Advisors, LLC CRD: 166817 | - | 0 | 0 | - | Unknown |
| Redw Wealth LLC CRD: 109446 | - | 0 | 8 | - | Unknown |
| Redwheel CRD: 166517 | - | 0 | 1 | - | Unknown |
| Redwheel CRD: 168656 | - | 0 | 0 | - | Unknown |
| Redwing Financial CRD: 292377 | - | 0 | 1 | - | Unknown |
| Redwire Capital LLC CRD: 336406 | - | 0 | 1 | - | Unknown |
| Redwood Asset Management, Inc. CRD: 147579 | - | 0 | 0 | - | Unknown |
| Redwood BAY Investors LLC CRD: 173868 | - | 0 | 0 | - | Unknown |
| Redwood Brokerage LLC CRD: 39416 | - | 3 | 0 | C | INACTIVE |
| Redwood Capital Management, LLC CRD: 158243 | - | 0 | 1 | - | Unknown |
| Redwood Capital Partners LLC CRD: 333386 | - | 0 | 1 | - | Unknown |
| Redwood Capital Partners, LLC CRD: 300518 | - | 0 | 0 | - | Unknown |
| Redwood Coast Financial Partners CRD: 226560 | - | 0 | 2 | - | Unknown |
| Redwood Digital Group, Inc. CRD: 299165 | - | 0 | 0 | - | Unknown |
| Redwood Empire Financial Advisors, Inc. CRD: 134345 | - | 0 | 0 | - | Unknown |
| Redwood Family Wealth LLC CRD: 334013 | - | 0 | 2 | - | Unknown |
| Redwood Financial Advisors, Inc CRD: 119798 | - | 0 | 1 | - | Unknown |
| Redwood Financial Network CRD: 157834 | - | 0 | 4 | - | Unknown |
| Redwood Financial Planning, LLC CRD: 291250 | - | 0 | 4 | - | Unknown |
| Redwood Grove Capital, LLC CRD: 286228 | - | 0 | 1 | - | Unknown |
| Redwood Grove Wealth Management CRD: 150667 | - | 0 | 1 | - | Unknown |
| Redwood Investment Group, Inc CRD: 168017 | - | 0 | 3 | - | Unknown |
| Redwood Investment Management, LLC. CRD: 153139 | - | 0 | 3 | - | Unknown |
| Redwood Investments, LLC CRD: 133028 | - | 0 | 3 | - | Unknown |
| Redwood Money CRD: 317667 | - | 0 | 2 | - | Unknown |
| Redwood Park Advisors CRD: 307958 | - | 0 | 1 | - | Unknown |
| Redwood Partners, LLC CRD: 33316 | - | 0 | 0 | A | INACTIVE |
| Redwood Private Wealth CRD: 312942 | - | 0 | 0 | - | Unknown |
| Redwood Securities Group, Inc. CRD: 27536 | - | 7 | 0 | D | INACTIVE |
| Redwood Trading, LLC CRD: 114774 | - | 2 | 0 | B | INACTIVE |
| Redwood Wealth Management Group, LLC CRD: 281741 | - | 0 | 2 | - | Unknown |
| Redwood Wealth Management, LLC CRD: 173916 | - | 0 | 2 | - | Unknown |
| Redwood Wealth Management, LLC CRD: 148284 | - | 0 | 0 | - | Unknown |
| Redwoods Capital Partners, LLC CRD: 334698 | - | 0 | 1 | - | Unknown |
| Redwoods Management CRD: 307505 | - | 0 | 1 | - | Unknown |
| Reed Capital Management, LLC CRD: 171162 | - | 0 | 1 | - | Unknown |
| Reed Financial CRD: 141561 | - | 0 | 0 | - | Unknown |
| Reed Financial Group, Inc. CRD: 140167 | - | 0 | 0 | - | Unknown |
| Reed Financial Services, Inc. CRD: 112179 | - | 0 | 1 | - | Unknown |
| Reed Financial, LLC CRD: 300123 | - | 0 | 1 | - | Unknown |
| Reed Global Capital, LLC CRD: 131493 | - | 0 | 0 | A | INACTIVE |
| Reed Hollander Securities, Inc. CRD: 14167 | - | 0 | 0 | A | INACTIVE |
| Reeder, Owen CRD: 2191 | - | 0 | 0 | A | INACTIVE |
| Reedmark Advisors, LLC CRD: 173760 | - | 0 | 5 | - | Unknown |
| Reedsbay CRD: 317045 | - | 0 | 1 | - | Unknown |
| Reedwood Capital Management, LLC CRD: 154305 | - | 0 | 0 | - | Unknown |
| Reef Advisors LLC CRD: 300871 | - | 0 | 1 | - | Unknown |