Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Redding Ridge Asset Management LLC CRD: 283058 | - | 0 | 1 | - | Unknown |
| Reddridge, LLC CRD: 288858 | - | 0 | 0 | - | Unknown |
| Rede Partners (Americas) LLC CRD: 299631 | NY | 0 | 3 | A | Active |
| Rede Wealth, LLC CRD: 173346 | - | 0 | 1 | - | Unknown |
| Redeem Wealth Management CRD: 313761 | - | 0 | 1 | - | Unknown |
| Redefine Financial CRD: 297277 | - | 0 | 1 | - | Unknown |
| Redefine Ventures LLC CRD: 323691 | - | 0 | 1 | - | Unknown |
| Redefine Wealth Management, LLC CRD: 290054 | - | 0 | 0 | - | Unknown |
| Redemption Capital CRD: 310824 | - | 0 | 1 | - | Unknown |
| Redemptive Wealth Management LLC CRD: 328751 | - | 0 | 1 | - | Unknown |
| Redemptor Capital, LLC CRD: 165494 | - | 0 | 0 | - | Unknown |
| Redeployment Wealth Strategies LLC CRD: 277147 | - | 0 | 0 | - | Unknown |
| Redesign Wealth Planning CRD: 330748 | - | 0 | 1 | - | Unknown |
| Redeye Trading LLC CRD: 170164 | - | 0 | 0 | - | Unknown |
| Redfearn Investment Management, LLC CRD: 272032 | - | 0 | 0 | - | Unknown |
| Redfield, Blonsky & Starinsky, LLC CRD: 128714 | - | 0 | 2 | - | Unknown |
| Redfish Capital CRD: 323348 | - | 0 | 1 | - | Unknown |
| Redgrove Capital LLC. CRD: 166142 | - | 0 | 2 | - | Unknown |
| Redhawk Advisory CRD: 297454 | - | 0 | 0 | - | Unknown |
| Redhawk Opportunity Partners CRD: 283735 | - | 0 | 0 | - | Unknown |
| Redhawk Wealth Advisors, Inc. CRD: 146616 | - | 0 | 51 | - | Unknown |
| Redhedge Asset Management LLP CRD: 331762 | - | 0 | 0 | - | Unknown |
| Redhop Capital Management, LLC CRD: 170583 | - | 0 | 0 | - | Unknown |
| Redi Global Technologies LLC CRD: 41924 | NY | 7 | 5 | B | Active |
| Redichip GP, L.P. CRD: 296832 | - | 0 | 0 | - | Unknown |
| Redichip GP, L.P. CRD: 319483 | - | 0 | 1 | - | Unknown |
| Redmile Group CRD: 143606 | - | 0 | 1 | - | Unknown |
| Redmond Asset Management, LLC CRD: 138706 | - | 0 | 1 | - | Unknown |
| Redmond Capital Management, LLC CRD: 174854 | - | 0 | 0 | - | Unknown |
| Redmont Capital CRD: 298636 | - | 0 | 1 | - | Unknown |
| Redmont Capital Markets LLC CRD: 300536 | AL | 0 | 2 | A | Active |
| Redmont Venture Partners, Inc. CRD: 162634 | - | 0 | 0 | - | Unknown |
| Redmont Wealth CRD: 310981 | - | 0 | 1 | - | Unknown |
| Redmount Capital Partners LLC CRD: 174198 | - | 0 | 1 | - | Unknown |
| Redpath Schneider Capital Management, LLC CRD: 333668 | - | 0 | 1 | - | Unknown |
| Redpine Partners LLC CRD: 325425 | - | 0 | 1 | - | Unknown |
| Redpoint Investment Advisors CRD: 311737 | - | 0 | 1 | - | Unknown |
| Redpoint Ventures CRD: 161680 | - | 0 | 1 | - | Unknown |
| Redridge Capital Advisors, LLC CRD: 169381 | - | 0 | 0 | - | Unknown |
| Redridge Securities, Inc. CRD: 45976 | - | 5 | 0 | C | INACTIVE |
| Redrock Trading Partners, LLC CRD: 133277 | GA | 1 | 2 | B | Active |
| Redrock Wealth Management, LLC CRD: 134562 | - | 0 | 0 | - | Unknown |
| Redspire Wealth Management, LLC CRD: 338050 | - | 0 | 1 | - | Unknown |
| Redstar Advisors, LLC CRD: 283017 | - | 0 | 0 | - | Unknown |
| Redstick Ventures LLC CRD: 325915 | - | 0 | 1 | - | Unknown |
| Redstone Advisors Inc CRD: 107699 | - | 0 | 5 | - | Unknown |
| Redstone Wealth Management, LLC CRD: 311525 | - | 0 | 1 | - | Unknown |
| Redswan Markets, LLC CRD: 322259 | TX | 0 | 1 | A | Active |
| Redtail Capital Markets, LLC CRD: 169781 | MI | 0 | 3 | A | Active |
| Redtail Management LLC CRD: 338754 | - | 0 | 1 | - | Unknown |