Branch offices
1 office
FINRA: Small firm
CRD #322259 · FINRA BrokerCheck + SEC IAPD
Redswan Markets, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Redswan Markets, LLC ranks #16,240 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #164 of 189 on the same disclosure sort used on the state browse page. Redswan Markets, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #16,240 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 322259 Redswan Markets, LLC
Redswan Markets, LLC · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 322259
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #16,240 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Redswan Markets, LLC ranks #16,240 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
Redswan Markets, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Houston, TX
- CRD Number
- 322259
Clean BrokerCheck surface
Redswan Markets, LLC's clean BrokerCheck surface
Redswan Markets, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
Redswan Markets, LLC shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Redswan Markets, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Texas cohort · 0.00× state average
Redswan Markets, LLC sits below the Texas disclosure average
Redswan Markets, LLC reports 0 BrokerCheck disclosures, 0.00× the Texas average of 4.0, lighter than most of the 189 graded firms filed there.
In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Redswan Markets, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Redswan Markets, LLC ranks #16,240 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #164 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Redswan Markets, LLC?
A grade of A means Redswan Markets, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Redswan Markets, LLC have?
Redswan Markets, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Redswan Markets, LLC?
Redswan Markets, LLC operates 1 branch office and is classified by FINRA as a small firm, registered in TX (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Redswan Markets, LLC's disciplinary record?
You can verify Redswan Markets, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 322259. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Redswan Markets, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Redswan Markets, LLC's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Redswan Markets, LLC's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Redswan Markets, LLC's 0.00
- Firms in TX - state roster that includes Redswan Markets, LLC's registration home.
- How to Vet a Financial Advisor - Use Redswan Markets, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Redswan Markets, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Redswan Markets, LLC.
- Compare firms - put Redswan Markets, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.