Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Reichel Management Company LLC CRD: 325495 | - | 0 | 1 | - | Unknown |
| Reichelt Capital CRD: 174749 | - | 0 | 0 | - | Unknown |
| Reicher Capital Management, LLC CRD: 317785 | - | 0 | 2 | - | Unknown |
| Reichert Asset Management, LLC CRD: 312492 | - | 0 | 0 | - | Unknown |
| Reicon Securities, LLC CRD: 115634 | - | 0 | 0 | A | INACTIVE |
| Reicon Wealth Advisors, LLC CRD: 315043 | - | 0 | 1 | - | Unknown |
| Reid & Rudiger Capital Management CRD: 127120 | - | 0 | 0 | - | Unknown |
| Reid & Rudiger LLC CRD: 47263 | NY | 5 | 3 | B | Active |
| Reid Asset Management CRD: 284646 | - | 0 | 0 | - | Unknown |
| Reid Financial Inc CRD: 333817 | - | 0 | 1 | - | Unknown |
| Reid Securities Corporation CRD: 17602 | - | 0 | 0 | A | INACTIVE |
| Reider Securities, Inc. CRD: 15149 | - | 0 | 0 | A | INACTIVE |
| Reif Portfolio Management CRD: 329022 | - | 0 | 1 | - | Unknown |
| Reify Wealth Advisors, Inc. CRD: 121978 | - | 0 | 2 | - | Unknown |
| Reigate Investors LLC CRD: 289498 | - | 0 | 1 | - | Unknown |
| Reign Ventures Management, LLC CRD: 316633 | - | 0 | 1 | - | Unknown |
| Reign Wealth Logic CRD: 308301 | - | 0 | 1 | - | Unknown |
| Reigns Capital, Ltd. CRD: 131719 | - | 0 | 0 | A | INACTIVE |
| Reigo by Meitav Fund Advisory Ltd CRD: 328744 | - | 0 | 0 | - | Unknown |
| Reigo Investments Ltd CRD: 322797 | - | 0 | 0 | - | Unknown |
| Reik & Co., LLC CRD: 142414 | - | 0 | 3 | - | Unknown |
| Reik Wealth Management, Inc. CRD: 340485 | - | 0 | 1 | - | Unknown |
| Reilly Financial Advisors CRD: 110315 | - | 0 | 0 | - | Unknown |
| Reilly Securities, Inc. CRD: 8540 | - | 0 | 0 | A | INACTIVE |
| Reilly, Fisher & Solomon Investment Advisors, Inc. CRD: 121150 | - | 0 | 0 | - | Unknown |
| Rein Investments Advisor, LLC CRD: 158654 | - | 0 | 0 | - | Unknown |
| Reindel & Reindel Advisory Solutions, LLC CRD: 154948 | - | 0 | 0 | - | Unknown |
| Reiner & Dubeau Incorporated CRD: 13608 | - | 0 | 0 | A | INACTIVE |
| Reinforced Ventures Management, LLC CRD: 316898 | - | 0 | 1 | - | Unknown |
| Reinforcement Capital LLC CRD: 299106 | - | 0 | 0 | - | Unknown |
| Reinfore Investment Advisors Limited CRD: 269992 | - | 0 | 0 | - | Unknown |
| Reinfore Investment Management Ltd. CRD: 269989 | - | 0 | 0 | - | Unknown |
| Reinhardt Financial Services Inc CRD: 107083 | - | 0 | 0 | - | Unknown |
| Reinhardt Werba Bowen Securities, Inc. CRD: 34202 | - | 0 | 0 | A | INACTIVE |
| Reinhart Asset Management LLC CRD: 133632 | - | 0 | 3 | - | Unknown |
| Reinhart Partners, LLC CRD: 106432 | - | 0 | 3 | - | Unknown |
| Reinheimer & Company Inc. CRD: 22495 | - | 0 | 0 | A | INACTIVE |
| Reinig & Associates, LLC CRD: 113710 | - | 0 | 0 | - | Unknown |
| Reinking Financial Consulting CRD: 128457 | - | 0 | 1 | - | Unknown |
| Reinoso & Company, Incorporated CRD: 17301 | - | 2 | 0 | B | INACTIVE |
| Reinova Capital Advisors LLC CRD: 340095 | - | 0 | 1 | - | Unknown |
| Reinvent Capital LLC CRD: 301396 | - | 0 | 0 | - | Unknown |
| Reis Investment Management, Inc. CRD: 126800 | - | 0 | 0 | - | Unknown |
| Reisen Capital, LLC CRD: 299440 | - | 0 | 0 | - | Unknown |
| Reiser Financial Services, Inc. CRD: 6646 | - | 0 | 0 | A | INACTIVE |
| Reising Financial Services, Inc. CRD: 173167 | - | 0 | 0 | - | Unknown |
| Reit Capital Advisor CRD: 324266 | - | 0 | 0 | - | Unknown |
| Reit Liquidating Healthcare Management LLC CRD: 321919 | - | 0 | 1 | - | Unknown |
| Reiten & Co as CRD: 163071 | - | 0 | 0 | - | Unknown |
| Reitz Capital Advisors LLC CRD: 167088 | - | 0 | 1 | - | Unknown |