Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Reitz Financial Services, Inc CRD: 137467 | - | 0 | 0 | - | Unknown |
| Rejoyce Wealth Management CRD: 328333 | - | 0 | 0 | - | Unknown |
| Rejoyce Wealth Management LLC CRD: 296380 | - | 0 | 0 | - | Unknown |
| REK Advisors, Inc. CRD: 108198 | - | 0 | 1 | - | Unknown |
| Rekow Investments, Inc. CRD: 11006 | - | 0 | 0 | A | INACTIVE |
| Rekow Management LLC CRD: 108757 | - | 0 | 0 | - | Unknown |
| Relate Personal Finance CRD: 285698 | - | 0 | 0 | - | Unknown |
| Related Equities Corporation CRD: 11218 | - | 5 | 0 | C | INACTIVE |
| Related Financial Services, LLC CRD: 170005 | - | 0 | 0 | A | INACTIVE |
| Related Fund Management, LLC CRD: 156543 | - | 0 | 1 | - | Unknown |
| Related Mortgage Corporation CRD: 8243 | - | 0 | 0 | A | INACTIVE |
| Relation Wealth Management, Inc. CRD: 329961 | - | 0 | 5 | - | Unknown |
| Relative Capital, LLC CRD: 131840 | - | 0 | 0 | A | INACTIVE |
| Relative Equity Analytics CRD: 170588 | - | 0 | 0 | - | Unknown |
| Relative Sentiment Technologies, LLC CRD: 318050 | - | 0 | 1 | - | Unknown |
| Relative Value Partners, LLC CRD: 281067 | - | 0 | 0 | - | Unknown |
| Relativity Capital Advisors, LLC CRD: 281942 | - | 0 | 1 | - | Unknown |
| Relay Investments Management, LLC CRD: 170538 | - | 0 | 1 | - | Unknown |
| Relay Ventures CRD: 327759 | - | 0 | 0 | - | Unknown |
| Relay Ventures II US Inc. CRD: 283501 | - | 0 | 0 | - | Unknown |
| Relayer Capital Management LLC CRD: 330128 | - | 0 | 1 | - | Unknown |
| Relentless Investments, LLC CRD: 336853 | - | 0 | 1 | - | Unknown |
| Relentless Returns CRD: 328800 | - | 0 | 2 | - | Unknown |
| Relevance Capital Management CRD: 159983 | - | 0 | 1 | - | Unknown |
| Relevance Capital Management, LLC CRD: 327080 | - | 0 | 1 | - | Unknown |
| Relevant Financial Advisors LLC CRD: 174465 | - | 0 | 1 | - | Unknown |
| Relevant Wealth Advisors, LLC CRD: 1489 | - | 0 | 1 | A | INACTIVE |
| Releve Financial Group CRD: 285243 | - | 0 | 5 | - | Unknown |
| Reliable Alliance Financial CRD: 172726 | - | 0 | 1 | - | Unknown |
| Reliable Immigration Solutions Enterprises, Inc. CRD: 283959 | - | 0 | 0 | A | INACTIVE |
| Reliable Municipal Advisors, LLC CRD: 281860 | - | 0 | 1 | - | Unknown |
| Reliable Securities, Inc. CRD: 31347 | - | 0 | 0 | A | INACTIVE |
| Reliadvisor CRD: 283291 | - | 0 | 0 | - | Unknown |
| Reliance Asset Management LLC CRD: 340818 | - | 0 | 1 | - | Unknown |
| Reliance Capital Advisors, Inc. CRD: 14334 | - | 0 | 0 | A | INACTIVE |
| Reliance Capital Holdings, LLC CRD: 154005 | - | 0 | 1 | - | Unknown |
| Reliance Capital Management Advisors LLC CRD: 131793 | CA | 0 | 3 | A | Active |
| Reliance Capital, Inc. CRD: 36594 | - | 3 | 0 | C | INACTIVE |
| Reliance Financial Advisors CRD: 121482 | - | 0 | 1 | - | Unknown |
| Reliance Financial Group, Inc. CRD: 118395 | - | 0 | 2 | - | Unknown |
| Reliance Investing, Inc. CRD: 148481 | - | 0 | 3 | - | Unknown |
| Reliance Securities Corporation CRD: 14969 | - | 0 | 0 | A | INACTIVE |
| Reliance Wealth & Trust Partners, LLC CRD: 149354 | - | 0 | 0 | - | Unknown |
| Reliance Wealth Management CRD: 332415 | - | 0 | 3 | - | Unknown |
| Reliant Capital Management, LLC CRD: 118615 | - | 0 | 2 | - | Unknown |
| Reliant Consulting & Research, Inc. CRD: 114445 | - | 0 | 1 | - | Unknown |
| Reliant Group Management, LLC CRD: 284299 | - | 0 | 1 | - | Unknown |
| Reliant Investment Management CRD: 328754 | - | 0 | 1 | - | Unknown |
| Reliant Investment Management, LLC CRD: 111220 | - | 0 | 6 | - | Unknown |
| Reliant Investment Partners, LLC CRD: 297369 | - | 0 | 2 | - | Unknown |