Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Reliant Trading CRD: 32496 | - | 1 | 0 | B | INACTIVE |
| Reliant Wealth Advisory CRD: 339897 | - | 0 | 1 | - | Unknown |
| Reliant Wealth Management, LLC CRD: 164247 | - | 0 | 0 | - | Unknown |
| Reliant Wealth Planning, LLC CRD: 286230 | - | 0 | 3 | - | Unknown |
| Reliastar Capital Management, Inc. CRD: 160761 | - | 0 | 1 | - | Unknown |
| Reliastar Financial Marketing Corp. CRD: 4234 | - | 0 | 0 | A | INACTIVE |
| Relic Wealth Management LLC CRD: 325946 | - | 0 | 1 | - | Unknown |
| Religare Capital Markets (USA) LLC CRD: 39142 | - | 0 | 0 | A | INACTIVE |
| Religare Capital Markets Inc. CRD: 153292 | - | 0 | 0 | A | INACTIVE |
| Religare Global Asset Management, Inc. CRD: 156864 | - | 0 | 0 | - | Unknown |
| Relion Assets Management, LLC CRD: 282530 | - | 0 | 1 | - | Unknown |
| Relyon Financial Advisors, LLC CRD: 269934 | - | 0 | 1 | - | Unknown |
| REM Financial Corporation CRD: 16401 | - | 0 | 0 | A | INACTIVE |
| REM Financial Planning CRD: 301670 | - | 0 | 0 | - | Unknown |
| Remagine Ventures CRD: 308217 | - | 0 | 0 | - | Unknown |
| Rembert Pendleton Jackson CRD: 105171 | - | 0 | 0 | - | Unknown |
| Rembert Pendleton Jackson CRD: 306510 | - | 0 | 1 | - | Unknown |
| Rembrandt Capital Corp CRD: 343303 | - | 0 | 1 | - | Unknown |
| Rembrandt Financial Group LLC CRD: 318415 | - | 0 | 0 | - | Unknown |
| Rembrandt Venture Partners CRD: 160155 | - | 0 | 1 | - | Unknown |
| Remco Securities Company, Inc. CRD: 11011 | - | 0 | 0 | A | INACTIVE |
| Remedios Financial Planning CRD: 269824 | - | 0 | 1 | - | Unknown |
| Remedium Capital Partners CRD: 340302 | - | 0 | 1 | - | Unknown |
| Remick Capital, LLC CRD: 144950 | - | 0 | 0 | - | Unknown |
| Remiges Ventures, Inc. CRD: 175237 | - | 0 | 1 | - | Unknown |
| Remington Advisors, Inc. CRD: 123812 | - | 0 | 0 | - | Unknown |
| Remington Bridge Management, LLC CRD: 175031 | - | 0 | 1 | - | Unknown |
| Remington Capital Securities, LLC CRD: 44973 | - | 0 | 0 | A | INACTIVE |
| Remington Group, LLC CRD: 138861 | - | 0 | 0 | A | INACTIVE |
| Remington Securities Corp. CRD: 40768 | - | 4 | 0 | C | INACTIVE |
| Remington Securities, Inc. CRD: 16695 | - | 0 | 0 | A | INACTIVE |
| Remington Wealth Management LLC CRD: 154598 | - | 0 | 2 | - | Unknown |
| Reminiscent Capital PTY Limited CRD: 307064 | - | 0 | 0 | - | Unknown |
| Remlin Grambo & Blank, LLC CRD: 337270 | - | 0 | 1 | - | Unknown |
| Remloe Capital LLC CRD: 339477 | - | 0 | 1 | - | Unknown |
| Remnant Wealth CRD: 306189 | - | 0 | 1 | - | Unknown |
| Remnant Wealth CRD: 339551 | - | 0 | 1 | - | Unknown |
| Remora Capital Partners CRD: 316160 | - | 0 | 1 | - | Unknown |
| Remora Wealth Management CRD: 324101 | - | 0 | 0 | - | Unknown |
| Remote Financial Planner, LLC CRD: 284297 | - | 0 | 2 | - | Unknown |
| Remotiv / Financial Soundings CRD: 146082 | - | 0 | 2 | - | Unknown |
| Rempart Asset Management CRD: 154209 | - | 0 | 0 | - | Unknown |
| Remsenburg Securities, LLC CRD: 322870 | NY | 0 | 1 | A | Active |
| Remund Financial Planning CRD: 145513 | - | 0 | 0 | - | Unknown |
| Remus Capital CRD: 312023 | - | 0 | 1 | - | Unknown |
| Remy Investors & Consultants, LLC CRD: 135275 | - | 0 | 0 | - | Unknown |
| Remy Investors & Consultants, LLC CRD: 326958 | - | 0 | 1 | - | Unknown |
| Rena Corporation CRD: 18394 | - | 0 | 0 | A | INACTIVE |
| Renaissance Advisors CRD: 175254 | - | 0 | 1 | - | Unknown |
| Renaissance Advisory Group CRD: 129512 | - | 0 | 2 | - | Unknown |