Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Renaissance Capital Investments, Inc. CRD: 29641 | - | 0 | 0 | A | INACTIVE |
| Renaissance Capital LLC CRD: 109945 | - | 0 | 1 | - | Unknown |
| Renaissance Capital Management, LLC CRD: 171562 | - | 0 | 0 | - | Unknown |
| Renaissance Capital Markets Corporation CRD: 17771 | - | 0 | 0 | A | INACTIVE |
| Renaissance Financial Securities Corp. CRD: 10735 | - | 0 | 0 | A | INACTIVE |
| Renaissance Institutional Management LLC CRD: 136113 | NY | 3 | 2 | B | Active |
| Renaissance Investment Group, LLC CRD: 153679 | - | 0 | 1 | - | Unknown |
| Renaissance Investment Management CRD: 105916 | - | 0 | 3 | - | Unknown |
| Renaissance Macro Research LLC CRD: 311821 | - | 0 | 1 | - | Unknown |
| Renaissance Macro Securities, LLC CRD: 163927 | CT | 0 | 4 | A | Active |
| Renaissance Technologies AI Supercomputing Hedge C… CRD: 338503 | - | 0 | 1 | - | Unknown |
| Renaissance Technologies LLC CRD: 106661 | - | 0 | 1 | - | Unknown |
| Renaissance Venture Capital Management, Inc. CRD: 162268 | - | 0 | 1 | - | Unknown |
| Renaissance Wealth Advisors, LLC CRD: 300007 | - | 0 | 1 | - | Unknown |
| Renaissance Wealth Counsel, LLC CRD: 120919 | - | 0 | 0 | - | Unknown |
| Renaissance Wealth Management, LLC CRD: 174693 | - | 0 | 4 | - | Unknown |
| Renaissancere Fund Management Ltd. CRD: 170482 | - | 0 | 0 | - | Unknown |
| Renaud & Company, LLC CRD: 115337 | - | 0 | 1 | - | Unknown |
| Rencap Securities, Inc. CRD: 27969 | - | 0 | 0 | A | INACTIVE |
| Rencap Securities, Inc. CRD: 37821 | NY | 3 | 4 | B | Active |
| Render Financial, LLC CRD: 335983 | - | 0 | 1 | - | Unknown |
| Rendered VC AL, LLC CRD: 321671 | - | 0 | 1 | - | Unknown |
| Reneo Capital Management LP CRD: 174881 | - | 0 | 0 | - | Unknown |
| Renew Capital CRD: 297545 | - | 0 | 0 | - | Unknown |
| Renew Capital Advisors CRD: 329717 | - | 0 | 1 | - | Unknown |
| Renew Family Wealth CRD: 298618 | - | 0 | 3 | - | Unknown |
| Renew VC LLC CRD: 316244 | - | 0 | 0 | - | Unknown |
| Renew Ventures LLC CRD: 297931 | - | 0 | 0 | - | Unknown |
| Renew Wealth Management LLC CRD: 329069 | - | 0 | 1 | - | Unknown |
| Renewal Funds CRD: 170705 | - | 0 | 0 | - | Unknown |
| Renewal Wealth, LLC CRD: 306980 | - | 0 | 0 | - | Unknown |
| Renge Securities & Co., Inc. CRD: 28279 | - | 0 | 0 | A | INACTIVE |
| Renken Securities Corporation CRD: 18693 | - | 0 | 0 | A | INACTIVE |
| Renlaw Capital, LLC CRD: 287932 | - | 0 | 0 | - | Unknown |
| Renmac Advisory, LLC CRD: 335222 | - | 0 | 2 | - | Unknown |
| Renn Associates Inc. CRD: 103900 | - | 0 | 0 | A | INACTIVE |
| Renn Capital Group, Inc. CRD: 107550 | - | 0 | 0 | - | Unknown |
| Renn Global Management, LLC CRD: 322549 | - | 0 | 0 | - | Unknown |
| Rennaisat Capital, Inc. CRD: 117289 | - | 0 | 0 | - | Unknown |
| Renneisen, Renneisen and Redfield, Inc. CRD: 3829 | - | 0 | 0 | A | INACTIVE |
| Renner Capital Partners, LLC CRD: 288342 | - | 0 | 0 | - | Unknown |
| Rennie & Associates CRD: 111696 | - | 0 | 0 | - | Unknown |
| Rennie & Associates CRD: 288710 | - | 0 | 1 | - | Unknown |
| Rennie & Company, Inc. CRD: 10543 | - | 0 | 0 | A | INACTIVE |
| Reno Seed Advisors, LLC CRD: 300659 | - | 0 | 0 | - | Unknown |
| Renovate Financial Planning CRD: 305844 | - | 0 | 2 | - | Unknown |
| Renovo Capital, LLC CRD: 164144 | - | 0 | 1 | - | Unknown |
| Renovus Associates, LLC CRD: 314528 | - | 0 | 1 | - | Unknown |
| Renown Capital Partners CRD: 336639 | - | 0 | 1 | - | Unknown |
| Rensan Securities Company CRD: 15207 | - | 0 | 0 | A | INACTIVE |