Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rensselaer Securities Corp. CRD: 34664 | - | 2 | 0 | B | INACTIVE |
| Rent Seeker, LLC CRD: 149932 | - | 1 | 0 | B | INACTIVE |
| Renuaa Risk Management Advisors CRD: 318084 | - | 0 | 2 | - | Unknown |
| Renvyle Partners, LLC CRD: 140201 | - | 0 | 0 | - | Unknown |
| Renwave Kore, LLC CRD: 331016 | - | 0 | 1 | - | Unknown |
| Renz Financial Group, LLC CRD: 153025 | - | 0 | 1 | - | Unknown |
| Reos, Leonardo CRD: 285675 | - | 0 | 0 | - | Unknown |
| Repertoire Partners LP CRD: 316084 | - | 0 | 0 | - | Unknown |
| Repex & Co., Inc. CRD: 10116 | - | 0 | 0 | A | INACTIVE |
| Repex Investment Management Co., Inc. CRD: 123647 | - | 0 | 2 | - | Unknown |
| Replant Capital CRD: 322224 | - | 0 | 1 | - | Unknown |
| Replant Lending Services, LLC CRD: 322222 | - | 0 | 0 | - | Unknown |
| Replica Wealth Advisors Inc CRD: 304902 | - | 0 | 2 | - | Unknown |
| Replicator VC, LLC CRD: 340269 | - | 0 | 1 | - | Unknown |
| Reporting Research Corporation CRD: 11348 | - | 0 | 0 | A | INACTIVE |
| Repower Holdings LLP CRD: 334814 | - | 0 | 0 | - | Unknown |
| Reppert, John JR. CRD: 33953 | - | 0 | 0 | A | INACTIVE |
| Reppond Investments, Inc. CRD: 202511 | - | 0 | 3 | - | Unknown |
| Reprop Financial Mortgage Investors, LLC CRD: 283279 | - | 0 | 0 | - | Unknown |
| Reprop Financial Mortgage Investors, LLC CRD: 336244 | - | 0 | 1 | - | Unknown |
| Republic Asia Advisors CRD: 324375 | - | 0 | 0 | - | Unknown |
| Republic Capital CRD: 316437 | - | 0 | 1 | - | Unknown |
| Republic Capital Corporation CRD: 13081 | - | 0 | 0 | A | INACTIVE |
| Republic Capital Group CRD: 334963 | NY | 0 | 4 | A | Active |
| Republic Deal Room CRD: 315688 | - | 0 | 1 | - | Unknown |
| Republic Equities of America Ltd CRD: 41881 | - | 1 | 0 | B | INACTIVE |
| Republic Financial Services Corporation CRD: 38293 | - | 3 | 0 | C | INACTIVE |
| Republic Health Securities, Inc. CRD: 21352 | - | 0 | 0 | A | INACTIVE |
| Republic Labs CRD: 304325 | - | 0 | 0 | - | Unknown |
| Republic NEW York Securities Corporation CRD: 29659 | - | 20 | 0 | D | INACTIVE |
| Republic Partners, LLC CRD: 281607 | IL | 0 | 2 | A | Active |
| Republic S Management LLC CRD: 333574 | - | 0 | 0 | - | Unknown |
| Republic Securities of America,Inc. CRD: 14209 | - | 0 | 0 | A | INACTIVE |
| Republic Securities, Inc. CRD: 15043 | - | 0 | 0 | A | INACTIVE |
| Republic Square CRD: 305018 | - | 0 | 1 | - | Unknown |
| Republic Strategic Advisory, Inc. CRD: 135509 | - | 0 | 0 | A | INACTIVE |
| Republic Wealth Advisors CRD: 114305 | - | 0 | 0 | - | Unknown |
| Republicbank Financial Markets, Inc. CRD: 18040 | - | 0 | 0 | A | INACTIVE |
| Republicbank Securities Company, Inc. CRD: 16874 | - | 0 | 0 | A | INACTIVE |
| Reqlaim CRD: 291751 | - | 0 | 0 | - | Unknown |
| Requisite Capital Management LLC CRD: 283107 | - | 0 | 1 | - | Unknown |
| Rerail CRD: 335506 | - | 0 | 0 | - | Unknown |
| Rero LLC CRD: 324699 | - | 0 | 1 | - | Unknown |
| Resch Financial Group CRD: 328873 | - | 0 | 1 | - | Unknown |
| Research & Portfolio Management CRD: 157609 | - | 0 | 1 | - | Unknown |
| Research Affiliates CRD: 120440 | - | 0 | 1 | - | Unknown |
| Research Capital USA Inc. CRD: 39670 | - | 2 | 0 | B | Active |
| Research Conversion Corp. CRD: 41359 | - | 1 | 0 | B | INACTIVE |
| Research Financial Strategies CRD: 153247 | - | 0 | 9 | - | Unknown |
| Research Magnate Advisors, LLC CRD: 154943 | - | 0 | 0 | - | Unknown |