Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Research Money Management, LLC CRD: 141298 | - | 0 | 0 | - | Unknown |
| Research Securities, Incorporated CRD: 8345 | - | 0 | 0 | A | INACTIVE |
| Researched Investments, Inc CRD: 116724 | - | 0 | 0 | - | Unknown |
| Reseed Fund Manager, LLC CRD: 325957 | - | 0 | 1 | - | Unknown |
| Reserve Fund Advisers CRD: 314663 | - | 0 | 1 | - | Unknown |
| Reserve Investments CRD: 297727 | - | 0 | 0 | - | Unknown |
| Reserve Securities Company CRD: 14722 | - | 0 | 0 | A | INACTIVE |
| Reserve Wealth Planning CRD: 325033 | - | 0 | 1 | - | Unknown |
| Reservoir Management Company LLC CRD: 163731 | - | 0 | 0 | - | Unknown |
| Reservoir Operations, L.P. CRD: 156800 | - | 0 | 1 | - | Unknown |
| Reservoir Wealth Management CRD: 293131 | - | 0 | 1 | - | Unknown |
| Reset Financial Planning LLC CRD: 324322 | - | 0 | 1 | - | Unknown |
| Reset Investment Management CRD: 288109 | - | 0 | 0 | - | Unknown |
| Resettle Wealth CRD: 340812 | - | 0 | 1 | - | Unknown |
| Reshape Wealth CRD: 330582 | - | 0 | 2 | - | Unknown |
| Residency Advisors, LLC CRD: 338865 | - | 0 | 1 | - | Unknown |
| Resilience Management CRD: 157006 | - | 0 | 1 | - | Unknown |
| Resilience Wealth Advisors CRD: 314166 | - | 0 | 0 | - | Unknown |
| Resiliencevc CRD: 326806 | - | 0 | 1 | - | Unknown |
| Resilient Asset Management CRD: 285534 | - | 0 | 1 | - | Unknown |
| Resilient Capital Advisors, LLC CRD: 285397 | - | 0 | 0 | - | Unknown |
| Resilient Capital Management, LLC CRD: 318997 | - | 0 | 1 | - | Unknown |
| Resilient Financial Planning, LLC CRD: 285061 | - | 0 | 0 | - | Unknown |
| Resilient Financial Solutions CRD: 331146 | - | 0 | 0 | - | Unknown |
| Resilient Wealth CRD: 301986 | - | 0 | 1 | - | Unknown |
| Resility Financial, Inc. CRD: 302096 | - | 0 | 0 | - | Unknown |
| Resility Financial, Inc. CRD: 284384 | - | 0 | 0 | - | Unknown |
| Resmark Equity Partners, LLC CRD: 116882 | - | 0 | 1 | - | Unknown |
| Resnick Advisors CRD: 105927 | - | 0 | 0 | - | Unknown |
| Resnick Wealth Alliance, LLC CRD: 316188 | - | 0 | 1 | - | Unknown |
| Resnick, Michael Louis CRD: 32095 | - | 0 | 0 | A | INACTIVE |
| Resnik Asset Management Co., Inc. CRD: 120144 | - | 0 | 0 | - | Unknown |
| Resnn Investments, LLC CRD: 165087 | - | 0 | 1 | - | Unknown |
| Resolute Capital Advisors CRD: 296902 | - | 0 | 0 | - | Unknown |
| Resolute Capital Asset Partners LLC CRD: 298866 | - | 0 | 1 | - | Unknown |
| Resolute Capital Managers, LLC CRD: 293203 | - | 0 | 0 | - | Unknown |
| Resolute Capital, LLC CRD: 317054 | - | 0 | 1 | - | Unknown |
| Resolute Financial, LLC CRD: 125739 | - | 0 | 0 | - | Unknown |
| Resolute Global Partners, Ltd. CRD: 160743 | - | 0 | 0 | - | Unknown |
| Resolute Investment Distributors, Inc. CRD: 287788 | TX | 0 | 4 | A | Active |
| Resolute Manager LP CRD: 328224 | - | 0 | 0 | - | Unknown |
| Resolute Partners Group CRD: 300326 | - | 0 | 5 | - | Unknown |
| Resolute Retirement Consulting CRD: 332279 | - | 0 | 1 | - | Unknown |
| Resolute Venture Capital CRD: 308319 | - | 0 | 0 | - | Unknown |
| Resolute Wealth Advisor, Inc. CRD: 290349 | - | 0 | 1 | - | Unknown |
| Resolute Wealth Strategies, LLC CRD: 318599 | - | 0 | 6 | - | Unknown |
| RESOLUTE.VC, LLC CRD: 167636 | - | 0 | 1 | - | Unknown |
| Resolution Capital (US) Limited CRD: 298109 | - | 0 | 1 | - | Unknown |
| Resolution Capital Limited CRD: 175475 | - | 0 | 0 | - | Unknown |
| Resolution Capital Limited CRD: 142409 | - | 0 | 0 | - | Unknown |