Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

14,984 (74.7%)

3,006 (15.0%)

1,078 (5.4%)

737 (3.7%)

250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States

Firm Name ↕	State	Disclosures ↕	Offices ↕	Grade	Status
Resolution Real Estate Advisers LLP CRD: 161136	-	0	0	-	Unknown
Resolution Recovery Partners Manager, LLC CRD: 161441	-	0	0	-	Unknown
Resolve Asset Management Inc. CRD: 175361	-	0	0	-	Unknown
Resolve Capital Management LLC CRD: 154965	-	0	1	-	Unknown
Resolve Financial, LLC CRD: 142792	-	0	2	-	Unknown
Resolve Growth Partners Management Co., LLC CRD: 304608	-	0	1	-	Unknown
Resonance Asset Management Limited CRD: 309837	-	0	0	-	Unknown
Resonance Equity Partners, LLC CRD: 316890	-	0	1	-	Unknown
Resonance Financial, LLC CRD: 171095	-	0	1	-	Unknown
Resonance Securities Corp. CRD: 23560	-	0	0	A	INACTIVE
Resonant Capital Advisors, LLC CRD: 298451	-	0	8	-	Unknown
Resonant Financial CRD: 169585	-	0	0	-	Unknown
Resonant Insight CRD: 144806	-	0	0	-	Unknown
Resonate Advisors, Inc. CRD: 120941	-	0	0	-	Unknown
Resonate Capital, LLC CRD: 167177	-	0	0	-	Unknown
Resort Securities and Investments, Inc. CRD: 14842	-	0	0	A	INACTIVE
Resource 1, Inc. CRD: 115816	-	0	3	-	Unknown
Resource Advisory Services, Inc. CRD: 110671	-	0	0	-	Unknown
Resource Alternative Advisor, LLC CRD: 286099	-	0	0	-	Unknown
Resource Asset Management, LLC CRD: 126187	-	0	0	-	Unknown
Resource Brokerage Corp. CRD: 19073	-	0	0	A	INACTIVE
Resource Capital Funds CRD: 161007	-	0	1	-	Unknown
Resource Capital Investment Corporation CRD: 166722	-	0	2	-	Unknown
Resource Capital Management, LLC CRD: 162781	-	0	1	-	Unknown
Resource Consulting Group CRD: 105720	-	0	0	-	Unknown
Resource Consulting Group, Inc. CRD: 112168	-	0	1	-	Unknown
Resource Development International, Ltd. CRD: 8435	-	0	0	A	INACTIVE
Resource Equities L.L.C. CRD: 37903	-	2	0	B	INACTIVE
Resource Financial Group, Ltd. CRD: 119833	-	0	3	-	Unknown
Resource Financial Institutions Group, Inc. CRD: 162287	-	0	0	-	Unknown
Resource Financial Planning Corp. CRD: 112711	-	0	0	-	Unknown
Resource Horizons Group LLC CRD: 104368	-	8	0	D	INACTIVE
Resource Investment Architects, Inc. CRD: 111894	-	0	0	-	Unknown
Resource Investment Services CRD: 13869	-	0	0	A	INACTIVE
Resource Investments CRD: 28924	-	0	0	A	INACTIVE
Resource Investments, Inc. CRD: 6877	-	0	0	A	INACTIVE
Resource Land Holdings, LLC CRD: 277109	-	0	0	-	Unknown
Resource Management Associates, GSI CRD: 20461	-	0	0	A	INACTIVE
Resource Management LLC CRD: 131792	-	0	2	-	Unknown
Resource Management Securities, Inc. CRD: 14936	-	0	0	A	INACTIVE
Resource Management Service, LLC CRD: 130791	-	0	1	-	Unknown
Resource Management, Inc. CRD: 17031	-	0	0	A	INACTIVE
Resource Management, LLC CRD: 110231	-	0	0	-	Unknown
Resource Partners LLC CRD: 114288	-	0	0	-	Unknown
Resource Planning Associates CRD: 8608	-	0	0	A	INACTIVE
Resource Planning Group, Ltd. CRD: 111524	-	0	0	-	Unknown
Resource Production Advisors, LLC CRD: 151613	-	0	0	A	INACTIVE
Resource Reit Advisor, LLC CRD: 285687	-	0	0	-	Unknown
Resource Securities Corporation CRD: 8696	-	1	0	B	INACTIVE
Resource Securities LLC CRD: 133022	-	0	0	A	INACTIVE

Page 1203 of 1601 (80,028 total)

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