Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Resource Securities, Inc. CRD: 8470 | - | 0 | 0 | A | INACTIVE |
| Resource Strategies Inc CRD: 109881 | - | 0 | 3 | - | Unknown |
| Resource Wealth Management, LLC CRD: 156081 | - | 0 | 0 | - | Unknown |
| Resources Asset Management LLC CRD: 332003 | - | 0 | 2 | - | Unknown |
| Resources, Estates, Assets, Planning CRD: 132583 | - | 0 | 0 | - | Unknown |
| Resourcive Capital, LLC CRD: 145504 | - | 3 | 0 | C | INACTIVE |
| Respicio Capital CRD: 304107 | - | 0 | 0 | - | Unknown |
| Respida Capital LLC CRD: 341374 | - | 0 | 1 | - | Unknown |
| Respire Wealth Management, LLC CRD: 288245 | - | 0 | 2 | - | Unknown |
| RESPOND.COM CRD: 282320 | - | 0 | 0 | - | Unknown |
| Responsability Investments AG CRD: 307488 | - | 0 | 0 | - | Unknown |
| Responsible Asset Management CRD: 123398 | - | 0 | 2 | - | Unknown |
| Responsible Wealth, LLC CRD: 297202 | - | 0 | 0 | - | Unknown |
| Responsibly Ventures, LLC CRD: 313641 | - | 0 | 1 | - | Unknown |
| Responsive Financial Group, Inc. CRD: 126718 | - | 0 | 1 | - | Unknown |
| Resq Investment Partners, LLC CRD: 169528 | - | 0 | 1 | - | Unknown |
| Resrv Partners, Inc. CRD: 10273 | - | 4 | 0 | C | INACTIVE |
| Restive Investment Management, LLC CRD: 298223 | - | 0 | 1 | - | Unknown |
| Reston Wealth Management CRD: 148816 | - | 0 | 3 | - | Unknown |
| Restructuring Capital Associates LP CRD: 105649 | - | 0 | 0 | - | Unknown |
| Results Wealth Management, LLC CRD: 153089 | - | 0 | 0 | - | Unknown |
| Resure Financial Advisors LLC CRD: 289346 | - | 0 | 0 | - | Unknown |
| Resurgens Capital & Investments, Inc. CRD: 31013 | - | 0 | 0 | A | INACTIVE |
| Resurgens Technology Advisors, L.P. CRD: 293042 | - | 0 | 1 | - | Unknown |
| Resurgent Advisors CRD: 299575 | - | 0 | 12 | - | Unknown |
| RET Securities Corp. CRD: 33470 | - | 0 | 0 | A | INACTIVE |
| Retegy LLC CRD: 294291 | - | 0 | 2 | - | Unknown |
| Rethink Capital Partners, LLC CRD: 171118 | - | 0 | 1 | - | Unknown |
| Retirable CRD: 307472 | - | 0 | 3 | - | Unknown |
| Retire Agile CRD: 309238 | - | 0 | 4 | - | Unknown |
| Retire LAB LLC CRD: 340070 | - | 0 | 1 | - | Unknown |
| Retire Pittsburgh Management LLC CRD: 311977 | - | 0 | 1 | - | Unknown |
| Retire Ready Inc CRD: 314635 | - | 0 | 1 | - | Unknown |
| Retire Ready Wealth Management CRD: 316942 | - | 0 | 1 | - | Unknown |
| Retire Ready, Incorporated CRD: 285887 | - | 0 | 0 | - | Unknown |
| Retire Right Planning, LLC CRD: 165272 | - | 0 | 2 | - | Unknown |
| Retire Right Wealth Management CRD: 324285 | - | 0 | 1 | - | Unknown |
| Retire Secure Financial Planning, LLC CRD: 293544 | - | 0 | 0 | - | Unknown |
| Retire Sensibly LLC CRD: 292828 | - | 0 | 1 | - | Unknown |
| Retire to Tellico CRD: 328753 | - | 0 | 2 | - | Unknown |
| Retire With Swan CRD: 310807 | - | 0 | 1 | - | Unknown |
| Retireaware CRD: 291663 | - | 0 | 0 | - | Unknown |
| Retired Capital LLC CRD: 313809 | - | 0 | 1 | - | Unknown |
| Retireful CRD: 286362 | - | 0 | 0 | - | Unknown |
| Retireful LLC CRD: 313126 | - | 0 | 2 | - | Unknown |
| Retirement & Investment Planning, Inc. CRD: 306082 | - | 0 | 1 | - | Unknown |
| Retirement Advice LLC CRD: 325031 | - | 0 | 1 | - | Unknown |
| Retirement Advisors Group, LLC CRD: 164550 | - | 0 | 0 | - | Unknown |
| Retirement Advisors, Inc. CRD: 122122 | - | 0 | 2 | - | Unknown |
| Retirement Advisors, LLC CRD: 147701 | - | 0 | 1 | - | Unknown |