Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Retirement Advisory Services Corp
CRD: 108609
 - 0 0 - Unknown
Retirement and Investment Solutions, LLC
CRD: 288043
 - 0 0 - Unknown
Retirement Aspirations LLC
CRD: 157306
 - 0 0 - Unknown
Retirement Asset Advisory
CRD: 109161
 - 0 0 - Unknown
Retirement Asset Managers, Inc.
CRD: 147064
 - 0 0 - Unknown
Retirement Benchmark, LLC
CRD: 147640
 - 0 0 - Unknown
Retirement Capital Advisors
CRD: 324060
 - 0 1 - Unknown
Retirement Capital Group Securities, Inc.
CRD: 126716
 - 1 0 B INACTIVE
Retirement Capital Management, LLC
CRD: 166609
 - 0 1 - Unknown
Retirement Capital Services LLC
CRD: 319779
 - 0 1 - Unknown
Retirement Capital Strategies, Inc.
CRD: 139009
 - 0 1 - Unknown
Retirement Cash Flow Group, LLC
CRD: 285843
 - 0 0 - Unknown
Retirement Collaborative LLC
CRD: 145733
 - 0 1 - Unknown
Retirement Consultants, Inc.
CRD: 300343
 - 0 0 - Unknown
Retirement Consulting Group, Inc.
CRD: 311184
 - 0 2 - Unknown
Retirement Consulting Services, Inc.
CRD: 114549
 - 0 0 - Unknown
Retirement Design & Management Inc
CRD: 106067
 - 0 0 - Unknown
Retirement Directions LLC
CRD: 146358
 - 0 0 - Unknown
Retirement Doctor, LLC
CRD: 144980
 - 0 0 - Unknown
Retirement Educators, LLP
CRD: 291754
 - 0 0 - Unknown
Retirement Energy, LLC
CRD: 297081
 - 0 0 - Unknown
Retirement Evolutions Wealth Management LLC
CRD: 146931
 - 0 1 - Unknown
Retirement Extender (R)
CRD: 166480
 - 0 0 - Unknown
Retirement Financial Advisors, LLC
CRD: 289474
 - 0 0 - Unknown
Retirement Financial Group, LLC
CRD: 322692
 - 0 5 - Unknown
Retirement Foundations, Inc.
CRD: 43631
 - 6 0 D INACTIVE
Retirement Fund Management
CRD: 126573
 - 0 2 - Unknown
Retirement Funding Advisors Inc.
CRD: 113016
 - 0 0 - Unknown
Retirement Funding Advisors, LLC
CRD: 148891
 - 0 0 - Unknown
Retirement Growth Plans of America, Inc.
CRD: 3162
 - 0 0 A INACTIVE
Retirement Income Advisory Group LLC
CRD: 286611
 - 0 1 - Unknown
Retirement Income and Inheritance Advisors, LLC
CRD: 149560
 - 0 1 - Unknown
Retirement Income Center
CRD: 142528
 - 0 0 - Unknown
Retirement Income Financial Services, LLC
CRD: 313537
 - 0 0 - Unknown
Retirement Income Management, Inc.
CRD: 164871
 - 0 0 - Unknown
Retirement Income Planning LLC
CRD: 330113
 - 0 2 - Unknown
Retirement Income Security LLC
CRD: 314386
 - 0 2 - Unknown
Retirement Income Security Solutions
CRD: 285705
 - 0 0 - Unknown
Retirement Income Solutions, Inc.
CRD: 110145
 - 0 14 - Unknown
Retirement Income Strategies Inc.
CRD: 320737
 - 0 1 - Unknown
Retirement Income Strategies, LLC
CRD: 318052
 - 0 1 - Unknown
Retirement Investment Advisors Inc
CRD: 106316
 - 0 5 - Unknown
Retirement Investment Advisors Inc.
CRD: 307157
 - 0 1 - Unknown
Retirement Investment Advisory, Ltd.
CRD: 123288
 - 0 0 - Unknown
Retirement Investment Group
CRD: 7421
 - 0 0 A INACTIVE
Retirement Investment Services, Inc.
CRD: 124355
 - 0 0 - Unknown
Retirement Lifestyles Advisory Group
CRD: 154642
 - 0 2 - Unknown
Retirement Management Systems
CRD: 150351
 - 0 4 - Unknown
Retirement Matters, Inc.
CRD: 167152
 - 0 1 - Unknown
Retirement Maximizer, Inc.
CRD: 165702
 - 0 1 - Unknown
Page 1205 of 1601 (80,028 total)
← Prev Next →