Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Retirement Solutions Group CRD: 289069 | - | 0 | 1 | - | Unknown |
| Retirement Solutions Investments, Inc. CRD: 171199 | - | 0 | 1 | - | Unknown |
| Retirement Solutions LLC CRD: 287820 | - | 0 | 1 | - | Unknown |
| Retirement Specialist CRD: 114491 | - | 0 | 0 | - | Unknown |
| Retirement Specialty Group, Inc. CRD: 313166 | - | 0 | 0 | - | Unknown |
| Retirement Strategies CRD: 313446 | - | 0 | 1 | - | Unknown |
| Retirement Strategies, Inc. CRD: 134385 | - | 0 | 0 | - | Unknown |
| Retirement Strategies, Ltd. CRD: 163701 | - | 0 | 4 | - | Unknown |
| Retirement Strategy Advisors LLC CRD: 341145 | - | 0 | 2 | - | Unknown |
| Retirement Systems LLC CRD: 310927 | - | 0 | 3 | - | Unknown |
| Retirement TAX Advisory Group CRD: 145285 | - | 0 | 0 | - | Unknown |
| Retirement Wealth Advisors, LLC CRD: 300419 | - | 0 | 4 | - | Unknown |
| Retirement Wealth Advisory Group, Inc. CRD: 314938 | - | 0 | 0 | - | Unknown |
| Retirement Wealth Center Inc CRD: 288964 | - | 0 | 1 | - | Unknown |
| Retirement Wealth Group, Inc CRD: 149878 | - | 0 | 1 | - | Unknown |
| Retirement Wealth Guidance LLC CRD: 313217 | - | 0 | 1 | - | Unknown |
| Retirement Wealth Management CRD: 310341 | - | 0 | 0 | - | Unknown |
| Retirement Wealth Management, Inc. CRD: 119605 | - | 0 | 1 | - | Unknown |
| Retirement Wealth Management, LLC CRD: 310386 | - | 0 | 1 | - | Unknown |
| Retirement Wealth Management, LLC CRD: 147968 | - | 0 | 1 | - | Unknown |
| Retirement Wealth Preservation, LLC CRD: 289894 | - | 0 | 0 | - | Unknown |
| Retirement Wealth Solutions LLC CRD: 317253 | - | 0 | 3 | - | Unknown |
| Retirement Wellness Group CRD: 297255 | - | 0 | 1 | - | Unknown |
| Retirementadvice | JKA CRD: 153803 | - | 0 | 3 | - | Unknown |
| Retiremitten Financial LLC CRD: 300779 | - | 0 | 2 | - | Unknown |
| Retireone Advisor Services CRD: 331458 | - | 0 | 0 | - | Unknown |
| Retireone Investment Services, LLC CRD: 269923 | KY | 0 | 5 | A | Active |
| Retirepath Wealth, LLC CRD: 324109 | - | 0 | 3 | - | Unknown |
| Retireright Consulting Group CRD: 300925 | - | 0 | 3 | - | Unknown |
| Retiresharp Wealth Management, LLC CRD: 309005 | - | 0 | 1 | - | Unknown |
| Retiresmart Consulting, LLC. CRD: 147693 | - | 0 | 1 | - | Unknown |
| Retirevest Financial, LLC CRD: 335771 | - | 0 | 2 | - | Unknown |
| Retirewell Plans CRD: 327320 | - | 0 | 0 | - | Unknown |
| Retirewise CFP CRD: 122774 | - | 0 | 0 | - | Unknown |
| Retirewise TAX and Wealth Advisors, Inc. CRD: 284394 | - | 0 | 1 | - | Unknown |
| Retiring With Dignity, Inc. CRD: 158339 | - | 0 | 0 | - | Unknown |
| Retokens Capital LLC CRD: 333160 | WA | 0 | 2 | A | Active |
| Retter Capital Management, LLC CRD: 167426 | - | 0 | 0 | - | Unknown |
| Return Advisors Inc CRD: 310430 | - | 0 | 0 | - | Unknown |
| Return on Investment, LLC CRD: 299979 | - | 0 | 0 | - | Unknown |
| Return on Life Wealth Partners CRD: 112879 | - | 0 | 3 | - | Unknown |
| Retv Management, LLC CRD: 292895 | - | 0 | 1 | - | Unknown |
| Reule Securities Corporation CRD: 10671 | - | 0 | 0 | A | INACTIVE |
| Reunite Financial, LLC CRD: 292355 | - | 0 | 0 | - | Unknown |
| Reuters C Corporation CRD: 14408 | - | 1 | 0 | B | INACTIVE |
| Reuters Transaction Services LLC CRD: 13245 | - | 2 | 0 | B | INACTIVE |
| Reuven Enterprises Securities Division, LLC CRD: 140910 | - | 3 | 0 | C | INACTIVE |
| REV Capital, LLC CRD: 282132 | - | 0 | 1 | - | Unknown |
| REV Equity Group, LLC CRD: 327934 | - | 0 | 0 | - | Unknown |
| REV Fund I LLC CRD: 316788 | - | 0 | 0 | - | Unknown |