Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rexplore Securities, Inc. CRD: 10957 | - | 0 | 0 | A | INACTIVE |
| REY Trading, LLC CRD: 33588 | - | 0 | 0 | A | INACTIVE |
| Reye Partners Asset Management LLC CRD: 135338 | - | 0 | 2 | - | Unknown |
| Reyes Capital Management, LLC CRD: 331559 | - | 0 | 1 | - | Unknown |
| Reyes Financial Architecture Inc. CRD: 153194 | - | 0 | 2 | - | Unknown |
| Reyl Overseas Ltd. CRD: 152526 | - | 0 | 0 | - | Unknown |
| Reyna Capital Advisors, LLC CRD: 338262 | - | 0 | 1 | - | Unknown |
| Reynders, Gray & Co., Incorporated CRD: 7941 | - | 0 | 0 | A | INACTIVE |
| Reynders, Mcveigh Capital Management, LLC CRD: 137342 | - | 0 | 1 | - | Unknown |
| Reynolds Advisory Partners,LLC CRD: 147603 | CO | 0 | 2 | A | Active |
| Reynolds Capital Management, Inc. CRD: 285862 | - | 0 | 1 | - | Unknown |
| Reynolds Capital Management, LLC CRD: 107711 | - | 0 | 1 | - | Unknown |
| Reynolds Channel Management, L.P. CRD: 296292 | - | 0 | 1 | - | Unknown |
| Reynolds Consulting Services LLC CRD: 135768 | - | 0 | 1 | - | Unknown |
| Reynolds Financial Group CRD: 160228 | - | 0 | 0 | - | Unknown |
| Reynolds Group, Private Investment Counselors, LLC CRD: 153936 | - | 0 | 0 | - | Unknown |
| Reynolds Investment Management Inc CRD: 106580 | - | 0 | 0 | - | Unknown |
| Reynolds Investment Services, Inc. CRD: 140821 | - | 0 | 0 | - | Unknown |
| Reynolds Kendrick Stratton, Inc. CRD: 10414 | - | 0 | 0 | A | INACTIVE |
| Reynolds Realty Corporation CRD: 13710 | - | 0 | 0 | A | INACTIVE |
| Reynolds Securities, LLC CRD: 113610 | - | 0 | 0 | A | INACTIVE |
| Reys Investments CRD: 290296 | - | 0 | 0 | - | Unknown |
| Rezco Alis US LLC CRD: 299343 | - | 0 | 0 | - | Unknown |
| Rezny Wealth Management, Inc. CRD: 109638 | - | 0 | 2 | - | Unknown |
| RF Capital Management CRD: 289534 | - | 0 | 1 | - | Unknown |
| RF Impact Advisers, Inc. CRD: 289968 | - | 0 | 0 | - | Unknown |
| RF Investment Management Company LLC CRD: 314984 | - | 0 | 1 | - | Unknown |
| RF M&A Services LLC CRD: 154250 | NC | 0 | 3 | A | Active |
| RF&L Wealth Management, LLC CRD: 140210 | - | 0 | 6 | - | Unknown |
| RFA Securities LLC CRD: 305963 | - | 0 | 0 | A | INACTIVE |
| RFC Trading, LLC CRD: 167126 | - | 0 | 1 | - | Unknown |
| Rfca Financial Services, Inc. CRD: 16562 | - | 5 | 0 | C | INACTIVE |
| RFE Management Corporation CRD: 160360 | - | 0 | 1 | - | Unknown |
| RFFM CRD: 133149 | - | 0 | 0 | - | Unknown |
| RFG Advisory, LLC CRD: 158401 | - | 0 | 173 | - | Unknown |
| RFG Capital Management LLC CRD: 156291 | - | 0 | 2 | - | Unknown |
| RFG Wealth Advisory CRD: 173862 | - | 0 | 1 | - | Unknown |
| RFK Capital Management CRD: 295075 | - | 0 | 2 | - | Unknown |
| RFK Financial Corporation CRD: 13212 | - | 0 | 0 | A | INACTIVE |
| RFM Financial Solutions, LLC CRD: 124468 | - | 0 | 2 | - | Unknown |
| RFM Investment Advisor CRD: 142134 | - | 0 | 1 | - | Unknown |
| RFO Investment Advisors, LLC CRD: 152905 | - | 0 | 0 | - | Unknown |
| RFO Wealth Advisors, LLC CRD: 166713 | - | 0 | 0 | - | Unknown |
| RFP Investment Consultants CRD: 318233 | - | 0 | 0 | - | Unknown |
| RFQ-HUB Americas LLC CRD: 323377 | - | 0 | 0 | A | INACTIVE |
| RFS Partners CRD: 18119 | CO | 0 | 5 | A | Active |
| RG Asset Management Services Limited USA CRD: 114008 | - | 0 | 0 | A | INACTIVE |
| RG Capital CRD: 221520 | - | 0 | 0 | - | Unknown |
| RG Capital Advisors LLC CRD: 311356 | - | 0 | 0 | - | Unknown |
| RG Capital Management, LLC CRD: 134729 | - | 0 | 2 | - | Unknown |