Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RG Financial Planning LLC CRD: 281881 | - | 0 | 0 | - | Unknown |
| RG Knox Company, LLC CRD: 148005 | - | 0 | 0 | A | INACTIVE |
| RG Liquid Alts, LP CRD: 301263 | - | 0 | 0 | - | Unknown |
| RG Securities, LLC CRD: 45802 | - | 0 | 0 | A | INACTIVE |
| RGA Investment Advisors, LLC CRD: 149171 | - | 0 | 4 | - | Unknown |
| RGB Capital Group CRD: 150420 | - | 0 | 4 | - | Unknown |
| Rgbearman Financial, LLC CRD: 149908 | - | 0 | 0 | - | Unknown |
| RGC Wealth Planning Group CRD: 342396 | - | 0 | 1 | - | Unknown |
| RGH Securities, Inc. CRD: 10994 | - | 0 | 0 | A | INACTIVE |
| RGL Advisors, LLC CRD: 160176 | - | 0 | 0 | A | INACTIVE |
| RGM Capital, LLC CRD: 136634 | - | 0 | 1 | - | Unknown |
| RGM Financial Group, Inc. CRD: 144866 | - | 0 | 0 | - | Unknown |
| RGM Securities, LLC CRD: 148086 | - | 0 | 0 | A | INACTIVE |
| RGR Financial Corp. CRD: 40898 | - | 1 | 0 | B | INACTIVE |
| RGT Wealth Advisors CRD: 104953 | - | 0 | 0 | - | Unknown |
| RH Buchanan CRD: 166806 | - | 0 | 0 | - | Unknown |
| RH Capital LLC CRD: 304898 | - | 0 | 0 | - | Unknown |
| RH Investment Corporation CRD: 13457 | - | 0 | 0 | A | INACTIVE |
| RH Knapp & Co. CRD: 107345 | - | 0 | 2 | - | Unknown |
| RH NV Advisors LLC CRD: 325398 | - | 0 | 1 | - | Unknown |
| RH Tailwind Management, LLC CRD: 336543 | - | 0 | 1 | - | Unknown |
| RH2 Wealth Advisors, LLC CRD: 168667 | - | 0 | 2 | - | Unknown |
| Rhame & Gorrell Wealth Management CRD: 283027 | - | 0 | 1 | - | Unknown |
| RHB Capital, Inc. CRD: 165625 | - | 0 | 1 | - | Unknown |
| Rhca Securities, LLC CRD: 170942 | - | 0 | 0 | A | INACTIVE |
| RHCP Management, LP CRD: 342814 | - | 0 | 1 | - | Unknown |
| Rhea Capital Management CRD: 321754 | - | 0 | 1 | - | Unknown |
| Rheeco, Inc. CRD: 301106 | - | 0 | 1 | - | Unknown |
| Rhetorical Capital Management, LLC CRD: 144419 | - | 0 | 0 | - | Unknown |
| RHG Advisors LLC CRD: 131836 | - | 0 | 1 | - | Unknown |
| Rhicon Currency Management PTE Ltd CRD: 285466 | - | 0 | 0 | - | Unknown |
| Rhindon Capital CRD: 330044 | - | 0 | 0 | - | Unknown |
| Rhinevest CRD: 269912 | - | 0 | 0 | - | Unknown |
| Rhino Investment Partners, Inc. CRD: 167268 | - | 0 | 0 | - | Unknown |
| Rhino Investment Partners, Inc. CRD: 283692 | - | 0 | 1 | - | Unknown |
| Rhino Trading L.L.C. CRD: 48005 | - | 1 | 0 | B | INACTIVE |
| Rhino Trading L.L.C. CRD: 143798 | - | 1 | 0 | B | INACTIVE |
| Rhino Trading Partners, LLC CRD: 146064 | - | 0 | 0 | A | INACTIVE |
| Rhino Wealth Management CRD: 171388 | - | 0 | 1 | - | Unknown |
| Rhizome Capital Management LLC CRD: 317579 | - | 0 | 1 | - | Unknown |
| RHJ Financial, Inc. CRD: 128853 | - | 0 | 0 | - | Unknown |
| RHL Capital CRD: 158375 | - | 0 | 0 | - | Unknown |
| RHL Group, LLC CRD: 330716 | - | 0 | 1 | - | Unknown |
| RHM Capital Management, Inc. CRD: 155229 | - | 0 | 2 | - | Unknown |
| RHM Securities Corporation CRD: 10943 | - | 0 | 0 | A | INACTIVE |
| RHO Acceleration CRD: 313160 | - | 0 | 1 | - | Unknown |
| RHO Capital Partners CRD: 160655 | - | 0 | 0 | - | Unknown |
| RHO Trading Securities LLC CRD: 121396 | - | 0 | 0 | A | INACTIVE |
| RHO Trading, J.V. CRD: 104241 | - | 0 | 0 | A | INACTIVE |
| RHO Treasury CRD: 314581 | - | 0 | 2 | - | Unknown |