Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rincaro LLC CRD: 164990 | - | 0 | 0 | - | Unknown |
| Rincon Securities Group LLC CRD: 305718 | CA | 0 | 2 | A | Active |
| Rincon Venture Management, LP CRD: 163238 | - | 0 | 1 | - | Unknown |
| Rincon Wealth Management CRD: 311430 | - | 0 | 1 | - | Unknown |
| Rinehart Capital Partners, LLC CRD: 163859 | - | 0 | 0 | - | Unknown |
| Rinet Company, LLC CRD: 106979 | - | 0 | 0 | - | Unknown |
| Rinfret Securities, Inc. CRD: 25335 | - | 0 | 0 | A | INACTIVE |
| Rinfret Securities, Inc. CRD: 29542 | - | 0 | 0 | A | INACTIVE |
| Ring Mountain Capital, LLC CRD: 288714 | - | 0 | 1 | - | Unknown |
| Rings Capital Management LLC CRD: 166601 | - | 0 | 2 | - | Unknown |
| Rino Invest Wealth Management LLC CRD: 322096 | - | 0 | 1 | - | Unknown |
| Rintels, Inc. CRD: 31409 | - | 0 | 0 | A | INACTIVE |
| Rinzler Capital LLC CRD: 317622 | - | 0 | 1 | - | Unknown |
| RIO Asset Management LLC CRD: 140132 | - | 0 | 0 | - | Unknown |
| RIO Bravo Investimentos DTVM Ltda. CRD: 162559 | - | 0 | 0 | - | Unknown |
| RIO Bravo Investimentos Ltda. CRD: 162555 | - | 0 | 0 | - | Unknown |
| RIO Financial Planning CRD: 301786 | - | 0 | 2 | - | Unknown |
| RIO Grande Advisors CRD: 317231 | - | 0 | 0 | - | Unknown |
| RIO Grande Advisors CRD: 334956 | - | 0 | 1 | - | Unknown |
| RIO Sierras LP CRD: 333376 | - | 0 | 1 | - | Unknown |
| Rioblanco Capital LLC CRD: 325702 | - | 0 | 1 | - | Unknown |
| Rioblanco Partners, LLC CRD: 325717 | - | 0 | 0 | - | Unknown |
| Rion Capital LLC CRD: 162502 | - | 0 | 0 | - | Unknown |
| Riot Ventures Management, LLC CRD: 288647 | - | 0 | 1 | - | Unknown |
| Rioux & Company, LLC CRD: 42043 | - | 1 | 3 | B | INACTIVE |
| RIP Road Capital Partners LP CRD: 297998 | - | 0 | 0 | - | Unknown |
| Riparian Capital Partners CRD: 314621 | - | 0 | 0 | - | Unknown |
| Ripl Wealth CRD: 342258 | - | 0 | 1 | - | Unknown |
| Riposte Capital LLC CRD: 322217 | - | 0 | 1 | - | Unknown |
| Riposte Capital, LLC CRD: 221511 | - | 0 | 0 | - | Unknown |
| Ripple Associates, Inc. CRD: 10972 | - | 0 | 0 | A | INACTIVE |
| Ripple Capital Management L.P. CRD: 169205 | - | 0 | 0 | - | Unknown |
| Ripple Capital Management LLC CRD: 321699 | - | 0 | 0 | - | Unknown |
| Ripple Effect Asset Management LP CRD: 331250 | - | 0 | 1 | - | Unknown |
| Ripple Effect Investment Strategies, LLC CRD: 149271 | - | 0 | 1 | - | Unknown |
| Ripple Manager Inc. CRD: 324739 | - | 0 | 0 | - | Unknown |
| Ripple Ridge Enterprises LLC CRD: 284046 | - | 0 | 1 | - | Unknown |
| Ripple Venture Capital LLC CRD: 306494 | - | 0 | 1 | - | Unknown |
| Riptide Advisors LLC CRD: 342209 | - | 0 | 1 | - | Unknown |
| Riptide Financial, LLC CRD: 333810 | - | 0 | 1 | - | Unknown |
| Riptide Ventures CRD: 324811 | - | 0 | 1 | - | Unknown |
| Risa Wealth LLC CRD: 342331 | - | 0 | 0 | - | Unknown |
| Riscura Invest CRD: 323425 | - | 0 | 0 | - | Unknown |
| Riscura Solutions (UK) Limited CRD: 336474 | - | 0 | 0 | - | Unknown |
| Rise Advisors, LLC CRD: 309760 | - | 0 | 2 | - | Unknown |
| Rise Asset Management CRD: 281996 | - | 0 | 0 | - | Unknown |
| Rise Capital Group LLC CRD: 334694 | - | 0 | 1 | - | Unknown |
| Rise Capital Management, LLC CRD: 170381 | - | 0 | 1 | - | Unknown |
| Rise Capital, LLC CRD: 325845 | - | 0 | 0 | - | Unknown |
| Rise Financial Consultants CRD: 332991 | - | 0 | 0 | - | Unknown |