Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rifi Investment Advisory Services CRD: 315359 | - | 0 | 0 | - | Unknown |
| RIG Capital LLC CRD: 172206 | - | 0 | 0 | - | Unknown |
| Rigby Watts Investment Advisors CRD: 302078 | - | 0 | 3 | - | Unknown |
| Rigden Capital Strategies CRD: 326930 | - | 0 | 4 | - | Unknown |
| Rigg Wealth Management, LLC CRD: 158987 | - | 0 | 0 | - | Unknown |
| Riggs Asset Management Co Inc CRD: 107233 | - | 0 | 5 | - | Unknown |
| Riggs Capital Management, LLC CRD: 120253 | - | 0 | 0 | - | Unknown |
| Riggs Financial Services, Inc. CRD: 14137 | - | 0 | 0 | A | INACTIVE |
| Riggs Securities Inc. CRD: 46202 | - | 0 | 0 | A | INACTIVE |
| Right Blend Investing CRD: 151728 | - | 0 | 0 | - | Unknown |
| Right Brain Money CRD: 156420 | - | 0 | 1 | - | Unknown |
| Right Investment Team LLC CRD: 282193 | - | 0 | 1 | - | Unknown |
| Right Path Financial LLC CRD: 310268 | - | 0 | 2 | - | Unknown |
| Right Path Financial Planning, L.L.C. CRD: 336466 | - | 0 | 1 | - | Unknown |
| Right Side Capital Management, LLC CRD: 166062 | - | 0 | 1 | - | Unknown |
| Right Tail Capital LLC CRD: 319267 | - | 0 | 1 | - | Unknown |
| Rightbridge Private Capital LLC CRD: 288836 | - | 0 | 0 | - | Unknown |
| Righteous Financial, LLC CRD: 315575 | - | 0 | 1 | - | Unknown |
| Righthand Capital, LLC CRD: 307517 | - | 0 | 1 | - | Unknown |
| Rightoak Asset Management, LLC CRD: 337832 | - | 0 | 6 | - | Unknown |
| Rightpath Investments & Financial Planning, Inc. CRD: 129508 | - | 0 | 0 | - | Unknown |
| Rightplan Financial CRD: 297740 | - | 0 | 0 | - | Unknown |
| Rightside Trading LP CRD: 134103 | - | 1 | 0 | B | INACTIVE |
| Rightway Investments, PLLC CRD: 168088 | - | 0 | 0 | - | Unknown |
| Rightwealth Advisors, LLC CRD: 300656 | - | 0 | 4 | - | Unknown |
| Rightwise Wealth CRD: 324252 | - | 0 | 2 | - | Unknown |
| Riho Partners, LLC CRD: 289840 | - | 0 | 2 | - | Unknown |
| RII Trading LLC. CRD: 104014 | - | 1 | 0 | B | INACTIVE |
| RII Trading, LLC CRD: 165761 | - | 3 | 0 | C | INACTIVE |
| RIK Saylor Financial, Inc. CRD: 165484 | - | 0 | 3 | - | Unknown |
| Rikoon Capital Partners, LLC CRD: 311851 | - | 0 | 1 | - | Unknown |
| Rilee and Associates, Inc. CRD: 14844 | - | 0 | 0 | A | INACTIVE |
| Rilex Capital LLC CRD: 309783 | - | 0 | 1 | - | Unknown |
| Riley Capital Management Inc CRD: 112144 | - | 0 | 0 | - | Unknown |
| Riley Friedman Asset Management CRD: 155810 | - | 0 | 3 | - | Unknown |
| Riley Private Client LLC CRD: 310313 | - | 0 | 0 | - | Unknown |
| Riley S. Crosbie Advisory, LLC CRD: 336507 | - | 0 | 1 | - | Unknown |
| Riley Wealth Advisors, LLC CRD: 145734 | - | 0 | 0 | - | Unknown |
| Riley, Thomas R. CRD: 139628 | - | 0 | 0 | A | INACTIVE |
| RIM Associates, Inc CRD: 128201 | - | 0 | 1 | - | Unknown |
| RIM Group CRD: 157108 | - | 0 | 1 | - | Unknown |
| Rimac CRD: 329760 | - | 0 | 2 | - | Unknown |
| Rimal Securities, Ltd. CRD: 16896 | - | 0 | 0 | A | INACTIVE |
| Rimar Capital LLC CRD: 312419 | - | 0 | 0 | - | Unknown |
| Rimrock Capital Management LLC CRD: 120410 | - | 0 | 1 | - | Unknown |
| Rina Partners LLC CRD: 328081 | - | 0 | 1 | - | Unknown |
| Rina Wealth Management Services LLC CRD: 288688 | - | 0 | 0 | - | Unknown |
| Rinaldi Wealth Management, Inc. CRD: 311583 | - | 0 | 1 | - | Unknown |
| Rinascita, LLC CRD: 323715 | - | 0 | 1 | - | Unknown |
| Rinaudo Capital, LLC CRD: 170661 | - | 0 | 1 | - | Unknown |