Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ridgefield Capital Asset Management, LP CRD: 138055 | - | 0 | 0 | - | Unknown |
| Ridgegate Advisors, LLC CRD: 334233 | - | 0 | 1 | - | Unknown |
| Ridgegate Financial, LLC CRD: 148526 | - | 0 | 0 | - | Unknown |
| Ridgehaven Capital LLC CRD: 226688 | - | 0 | 0 | - | Unknown |
| Ridgeleigh Capital CRD: 171905 | - | 0 | 1 | - | Unknown |
| Ridgeline Asset Management, LLC CRD: 298744 | - | 0 | 1 | - | Unknown |
| Ridgeline Capital Management, LLC CRD: 315853 | - | 0 | 0 | - | Unknown |
| Ridgeline Capital Management, LLC CRD: 330668 | - | 0 | 0 | - | Unknown |
| Ridgeline Financial Management, LLC CRD: 281054 | - | 0 | 0 | - | Unknown |
| Ridgeline Private Wealth CRD: 318258 | - | 0 | 3 | - | Unknown |
| Ridgeline Productions LLC CRD: 315118 | - | 0 | 1 | - | Unknown |
| Ridgeline Public Advisors, LLC CRD: 336491 | - | 0 | 1 | - | Unknown |
| Ridgeline Research LLC CRD: 300807 | - | 0 | 2 | - | Unknown |
| Ridgeline Venture Group Management, LLC CRD: 308388 | - | 0 | 0 | - | Unknown |
| Ridgeline Wealth Advisors, LLC. CRD: 284843 | - | 0 | 2 | - | Unknown |
| Ridgeline Wealth Planning LLC CRD: 307702 | - | 0 | 1 | - | Unknown |
| Ridgemont Partners Management, LLC CRD: 157421 | - | 0 | 1 | - | Unknown |
| Ridgemont Securities, Inc. CRD: 15253 | - | 2 | 0 | B | INACTIVE |
| Ridgepath Capital Management LLC CRD: 283343 | - | 0 | 1 | - | Unknown |
| Ridgepeak Partners CRD: 316695 | - | 0 | 1 | - | Unknown |
| Ridgepoint Wealth Advisors LLC CRD: 325054 | - | 0 | 1 | - | Unknown |
| Ridgepost Capital Advisors, LLC CRD: 314664 | - | 0 | 1 | - | Unknown |
| Ridgeview Asset Management Partners, LLC CRD: 283786 | - | 0 | 1 | - | Unknown |
| Ridgeview Capital, LLC CRD: 128375 | UT | 0 | 2 | A | Active |
| Ridgeview Financial LLC CRD: 340441 | - | 0 | 1 | - | Unknown |
| Ridgeview Financial Planning CRD: 171985 | - | 0 | 2 | - | Unknown |
| Ridgeview Financial Services, L.L.C. CRD: 141599 | - | 0 | 0 | - | Unknown |
| Ridgeway & Conger, Inc. CRD: 113055 | - | 10 | 0 | D | INACTIVE |
| Ridgeway Conger Advisory Services CRD: 139372 | - | 0 | 0 | - | Unknown |
| Ridgeway Helms Securities Corporation CRD: 38743 | - | 0 | 0 | A | INACTIVE |
| Ridgewood Associates Inc. NJ CRD: 16727 | - | 1 | 0 | B | INACTIVE |
| Ridgewood Capital Management CRD: 121920 | - | 0 | 3 | - | Unknown |
| Ridgewood Capital Management, LLC CRD: 142411 | - | 0 | 0 | - | Unknown |
| Ridgewood Energy Corporation CRD: 142136 | - | 0 | 1 | - | Unknown |
| Ridgewood Infrastructure CRD: 291736 | - | 0 | 1 | - | Unknown |
| Ridgewood Investments CRD: 121220 | - | 0 | 4 | - | Unknown |
| Ridgewood Private Equity Partners CRD: 283321 | - | 0 | 0 | - | Unknown |
| Ridgewood Securities Corporation CRD: 15453 | - | 7 | 0 | D | INACTIVE |
| Ridgewood Wealth Management LLC CRD: 302033 | - | 0 | 1 | - | Unknown |
| Ridinger Wealth Management, LLC CRD: 321166 | - | 0 | 1 | - | Unknown |
| Ridire Capital Management LLC CRD: 339943 | - | 0 | 1 | - | Unknown |
| Ridit Consulting, LLC CRD: 301045 | - | 0 | 0 | - | Unknown |
| Ridley Asset Management, LLC CRD: 144735 | - | 0 | 1 | - | Unknown |
| Ridley Cove Financial Advisors LLC CRD: 236787 | - | 0 | 1 | - | Unknown |
| Ridley Wealth Management CRD: 337811 | - | 0 | 1 | - | Unknown |
| Riede, Tiffany CRD: 334253 | - | 0 | 2 | - | Unknown |
| Riedl First Securities Company of Kansas CRD: 30812 | KS | 4 | 2 | B | Active |
| Rief, LLC CRD: 313478 | - | 0 | 1 | - | Unknown |
| Rieger & Co. CRD: 3183 | - | 0 | 0 | A | INACTIVE |
| Riemann Capital LLC CRD: 306524 | - | 0 | 1 | - | Unknown |