Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rizzutto Financial Advisors CRD: 119971 | - | 0 | 1 | - | Unknown |
| RJ Aubrey Investments Corp. CRD: 134690 | - | 0 | 2 | - | Unknown |
| RJ Capital LLC CRD: 297839 | - | 0 | 0 | - | Unknown |
| RJ Capital, LLC CRD: 118931 | - | 0 | 0 | - | Unknown |
| RJ Carr III and Associates CRD: 141187 | - | 0 | 0 | - | Unknown |
| RJ Hill's Financial Services, LLC CRD: 164682 | - | 0 | 1 | - | Unknown |
| RJ Pace Financial CRD: 125676 | - | 0 | 2 | - | Unknown |
| RJ Patterson Group CRD: 281752 | - | 0 | 1 | - | Unknown |
| RJ Pohl Advisor Services, Inc. CRD: 118387 | - | 0 | 0 | - | Unknown |
| RJ20, Inc. CRD: 149575 | - | 0 | 1 | - | Unknown |
| RJA Asset Management LLC CRD: 153428 | - | 0 | 1 | - | Unknown |
| RJB Investment Advisory Services, LLC CRD: 304951 | - | 0 | 1 | - | Unknown |
| RJC Wealth Management, LLC CRD: 164655 | - | 0 | 0 | - | Unknown |
| RJD Partners Limited CRD: 162323 | - | 0 | 0 | - | Unknown |
| RJG Financial CRD: 114799 | - | 0 | 1 | - | Unknown |
| RJH Wealth Management, Inc CRD: 156304 | - | 0 | 0 | - | Unknown |
| RJJ Pasadena Securities, Inc. CRD: 8425 | - | 6 | 1 | D | INACTIVE |
| RJL Capital Advisors, LLC CRD: 174304 | - | 0 | 0 | - | Unknown |
| RJL Financial Group CRD: 287981 | - | 0 | 0 | - | Unknown |
| RJM Capital Management CRD: 135142 | - | 0 | 0 | - | Unknown |
| RJM Investments CRD: 126480 | - | 0 | 0 | - | Unknown |
| RJO Securities, Inc. CRD: 13586 | - | 3 | 0 | C | INACTIVE |
| RJP, L.L.C. CRD: 120769 | - | 0 | 0 | A | INACTIVE |
| RJR Financial Services CRD: 133700 | - | 0 | 1 | - | Unknown |
| RJS Global, LLC CRD: 124200 | - | 0 | 0 | A | INACTIVE |
| RK Asset Management CRD: 121886 | - | 0 | 2 | - | Unknown |
| RK Capital Management USA LP CRD: 282943 | - | 0 | 0 | - | Unknown |
| RK Capital Management, LLC CRD: 132464 | - | 0 | 0 | - | Unknown |
| RK Capital Management, LLC CRD: 314175 | - | 0 | 1 | - | Unknown |
| RK Equity Capital Markets LLC CRD: 148084 | - | 0 | 0 | A | INACTIVE |
| RK Investment Management Limited CRD: 301478 | - | 0 | 0 | - | Unknown |
| RK Options CRD: 34280 | - | 0 | 0 | A | INACTIVE |
| RK Retirement Solutions LLC CRD: 289018 | - | 0 | 3 | - | Unknown |
| RK Securities Corporation CRD: 103914 | - | 0 | 0 | A | INACTIVE |
| RK Taylor & Associates CRD: 137105 | - | 0 | 0 | - | Unknown |
| Rkca, Inc. CRD: 17655 | OH | 2 | 7 | B | Active |
| RKD Financial LLC CRD: 300550 | - | 0 | 0 | - | Unknown |
| Rkim Limited CRD: 304670 | - | 0 | 0 | - | Unknown |
| RKL Private Wealth CRD: 122693 | - | 0 | 6 | - | Unknown |
| RKM Advisors Inc CRD: 106129 | - | 0 | 0 | - | Unknown |
| RKM Investments, Inc. CRD: 118353 | - | 0 | 0 | - | Unknown |
| RKO, LLC CRD: 103795 | - | 1 | 0 | B | INACTIVE |
| RKP Investment Advisors CRD: 137213 | - | 0 | 0 | - | Unknown |
| RKR Capital Group LLC CRD: 300029 | - | 0 | 1 | - | Unknown |
| RKS Management, Inc. CRD: 281440 | - | 0 | 0 | - | Unknown |
| RKS Management, Inc. CRD: 294789 | - | 0 | 3 | - | Unknown |
| RL Danner Securities, Inc. CRD: 16793 | - | 0 | 0 | A | INACTIVE |
| RL Kotrozo, Inc. CRD: 12968 | - | 0 | 0 | A | INACTIVE |
| RL Wright & Associates, LLC CRD: 171032 | - | 0 | 1 | - | Unknown |
| RLA Securities, Ltd. CRD: 14243 | - | 0 | 0 | A | INACTIVE |